STOCK TITAN

Yum China (YUMC) director Grace Xin Ge receives 4,602-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Yum China Holdings director Grace Xin Ge received a grant of 4,602 shares of Common Stock as compensation. The shares were awarded on June 1, 2026 at a reported price of $0.00 per share, indicating a non-cash equity award rather than an open-market purchase.

Following this grant, Ge directly holds 9,126 shares of Yum China Common Stock. The filing shows no sales or option exercises, only this grant/award acquisition.

Positive

  • None.

Negative

  • None.
Insider Ge Grace Xin
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,602 $0.00 --
Holdings After Transaction: Common Stock — 9,126 shares (Direct, null)
Footnotes (1)
Shares granted 4,602 shares Common Stock grant on June 1, 2026
Grant price $0.00 per share Reported transaction price for award
Shares held after grant 9,126 shares Direct holdings following transaction
Transaction code A Grant, award, or other acquisition
Buy transactions 0 transactionSummary buyCount
Common Stock financial
"security_title: "Common Stock" for the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ge Grace Xin

(Last)(First)(Middle)
C/O ROOM 3003, 30TH FLOOR, HYSAN PLACE
500 HENNESSY ROAD, CAUSEWAY BAY

(Street)
HONG KONGK3

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A4,602A$09,126D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Pingping Liu, Power of Attorney06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Yum China (YUMC) director Grace Xin Ge report in this Form 4?

Grace Xin Ge reported receiving a grant of 4,602 shares of Yum China Common Stock. This was a non-cash equity award, not an open-market purchase, and increased her directly held stake to 9,126 shares after the transaction.

Was the Yum China (YUMC) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a grant or award acquisition, not a market purchase. Transaction code "A" and a per-share price of $0.00 indicate shares were awarded as compensation rather than bought on the open market.

How many Yum China (YUMC) shares does Grace Xin Ge hold after this Form 4?

After the reported grant, Grace Xin Ge directly holds 9,126 shares of Yum China Common Stock. This figure reflects her position immediately following the 4,602-share award disclosed for the June 1, 2026 transaction.

Did the Yum China (YUMC) Form 4 include any insider stock sales?

No insider stock sales were reported. The Form 4 only shows a single acquisition transaction coded "A" for 4,602 shares as a grant or award. The transactionSummary indicates zero sell transactions and no derivative exercises or tax-withholding dispositions.

What does transaction code "A" mean in the Yum China (YUMC) Form 4?

Transaction code "A" on the Form 4 signifies a grant, award, or other acquisition. In this case, 4,602 Yum China Common Stock shares were awarded at a price of $0.00 per share, indicating a compensation-related equity grant to the reporting director.