STOCK TITAN

Yum China (YUMC) director receives 8,447-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Durham Mikel A. reported acquisition or exercise transactions in this Form 4 filing.

Yum China Holdings, Inc. director Mikel A. Durham received a grant of 8,447 shares of Common Stock on June 1, 2026. The award was reported at a price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase, and increased the director’s direct holdings to 17,572 shares after the transaction.

Positive

  • None.

Negative

  • None.
Insider Durham Mikel A.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 8,447 $0.00 --
Holdings After Transaction: Common Stock — 17,572 shares (Direct, null)
Footnotes (1)
Shares granted 8,447 shares Common Stock grant on June 1, 2026
Post-transaction holdings 17,572 shares Direct ownership after grant
Grant price per share $0.0000 per share Reported transaction price
Transaction code A Grant, award, or other acquisition
Transaction direction acquire Compensation-related stock award
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
""transaction_code_description": "Grant, award, or other acquisition""
direct ownership financial
""ownership_type": "direct""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Durham Mikel A.

(Last)(First)(Middle)
C/O ROOM 3003, 30TH FLOOR, HYSAN PLACE
500 HENNESSY ROAD, CAUSEWAY BAY

(Street)
HONG KONGK3

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A8,447A$017,572D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Pingping Liu, Power of Attorney06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Yum China (YUMC) report for Mikel A. Durham?

Yum China reported that director Mikel A. Durham received a grant of 8,447 shares of Common Stock on June 1, 2026. The Form 4 shows this as a compensation-related acquisition, increasing Durham’s direct ownership position in the company.

How many Yum China (YUMC) shares does Mikel A. Durham hold after this grant?

After the June 1, 2026 stock grant, Mikel A. Durham directly holds 17,572 shares of Yum China Common Stock. This figure includes the newly granted 8,447 shares and represents the total direct ownership reported in the Form 4 filing.

Was the Yum China (YUMC) stock grant to Mikel A. Durham an open-market purchase?

No, the transaction is coded as a grant or award, not an open-market purchase. The Form 4 lists a price of $0.0000 per share, indicating shares were issued as compensation rather than bought on the market by the director.

What transaction code is used for Mikel A. Durham’s Yum China (YUMC) stock grant?

The transaction uses code “A,” which the Form 4 describes as a grant, award, or other acquisition of Common Stock. This code signals a compensation-related share award instead of a typical buy or sell transaction in the open market.

Is Mikel A. Durham’s Yum China (YUMC) stock grant a direct or indirect holding?

The Form 4 classifies Mikel A. Durham’s ownership as direct, using ownership code “D.” This means the 17,572 post-transaction shares, including the 8,447-share grant, are held directly rather than through an intermediary entity or trust.