Director Fred Hu receives 13,050-share stock grant in Yum China (YUMC)
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Yum China Holdings director Fred Hu reported a stock grant of 13,050 common shares. These shares were acquired as a grant or award at a price of $0.00 per share, bringing his directly held common stock to 95,455 shares.
The filing also reports 12,035,635 shares of common stock held indirectly following the transaction through Pollos Investment L.P. An affiliate of Hu is a special limited partner of a fund that owns partnership interests in Pollos Investment, and Hu may have a pecuniary interest through an indirect share of any performance fee. He expressly disclaims beneficial ownership of these indirectly held securities except to the extent of any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Hu Fred
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock, $0.01 par value | 13,050 | $0.00 | -- |
| holding | Common Stock, $0.01 par value | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.01 par value — 95,455 shares (Direct, null);
Common Stock, $0.01 par value — 12,035,635 shares (Indirect, See Footnotes)
Footnotes (1)
- The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Key Figures
Stock grant size: 13,050 shares
Direct holdings after grant: 95,455 shares
Indirect holdings after transaction: 12,035,635 shares
+1 more
4 metrics
Stock grant size
13,050 shares
Common stock grant or award at $0.00 per share
Direct holdings after grant
95,455 shares
Common stock directly held following the reported grant
Indirect holdings after transaction
12,035,635 shares
Common stock held indirectly via Pollos Investment L.P.
Grant price per share
$0.00 per share
Reported transaction price for the 13,050-share grant
Key Terms
Grant, award, or other acquisition, Pollos Investment L.P., pecuniary interest, beneficial ownership, +1 more
5 terms
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Pollos Investment L.P. financial
"The common stock is held directly by Pollos Investment L.P."
pecuniary interest financial
"may be deemed to have pecuniary interest through his indirect entitlement"
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of the securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 of the Securities Exchange Act of 1934 regulatory
"for purposes of Section 16 of the Securities Exchange Act of 1934"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
FAQ
What insider transaction did Yum China (YUMC) director Fred Hu report?
Fred Hu reported receiving a grant of 13,050 Yum China common shares. The shares were acquired as a grant or award at $0.00 per share, increasing his directly held position to 95,455 common shares after the transaction.
What is the size of the stock grant reported by Yum China (YUMC) director Fred Hu?
The filing shows a stock grant of 13,050 Yum China common shares. These shares were acquired as a grant, coded as a “Grant, award, or other acquisition,” with a reported transaction price of $0.00 per share.