Zimmer Biomet director Shapiro acquires stock units

Q: How many phantom stock units did ZBH director Louis Shapiro acquire?

Louis Shapiro acquired 153.0330 phantom stock units on September 30, 2026, and his reported balance following the acquisition was 3,865.3110 phantom stock units. The units accrued under the Deferred Compensation Plan for Non-Employee Directors.

The reported balance also includes 9.178 phantom stock units accrued under the dividend reinvestment provision.

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Rhea-AI Filing Summary

Zimmer Biomet Holdings, Inc. director Louis Shapiro acquired 153.0330 phantom stock units on September 30, 2026, under the Deferred Compensation Plan for Non-Employee Directors. His reported balance following the acquisition was 3,865.3110 phantom stock units. The units are to be settled in shares of Company common stock within sixty days after cessation of his service as a director. The conversion or exercise price of the derivative security is 1-for-1.

Insider Trade Summary

Grant/Award: 153.033 shares

Grant/Award 1 txn

Insider Shapiro Louis

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock Units ^{F1, F2, F3, F4}	153.033	$0.00	$0.00

Holdings After Transaction: Phantom Stock Units — 3,865.311 contracts (Direct)

Footnotes (4)

F1. The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
F2. The Conversion or Exercise Price of Derivative Security is 1-for-1.
F3. Units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director.
F4. Includes 9.178 phantom stock units accrued on July 31, 2026 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.

Key Figures

Phantom stock units acquired: 153.0330 phantom stock units Reported phantom stock unit balance: 3,865.3110 phantom stock units Conversion or exercise price: 1-for-1 +2 more

5 metrics

Phantom stock units acquired 153.0330 phantom stock units September 30, 2026

Reported phantom stock unit balance 3,865.3110 phantom stock units Following the September 30, 2026 acquisition

Conversion or exercise price 1-for-1 Derivative security

Settlement period within sixty days After cessation of service as a director

Phantom stock units accrued 9.178 phantom stock units Accrued July 31, 2026 under the dividend reinvestment provision

Key Terms

Phantom stock units, Deferred Compensation Plan for Non-Employee Directors, dividend reinvestment provision, Conversion or Exercise Price of Derivative Security

4 terms

Phantom stock units financial

"The phantom stock units were accrued"

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

Deferred Compensation Plan for Non-Employee Directors financial

"under the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors"

dividend reinvestment provision financial

"under the dividend reinvestment provision"

A dividend reinvestment provision is a company policy that lets shareholders automatically use their cash dividends to buy more shares instead of receiving money. Think of it like a subscription that turns each payday into buying an extra slice of the same pie; it helps investors compound their holdings over time, often with lower transaction costs and sometimes at a small discount, which can boost long‑term returns and subtly change ownership percentages.

Conversion or Exercise Price of Derivative Security technical

"The Conversion or Exercise Price of Derivative Security is 1-for-1"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many phantom stock units did ZBH director Louis Shapiro acquire?

Louis Shapiro acquired 153.0330 phantom stock units on September 30, 2026, and his reported balance following the acquisition was 3,865.3110 phantom stock units. The units accrued under the Deferred Compensation Plan for Non-Employee Directors.

How are ZBH director Louis Shapiro's phantom stock units settled?

The units are to be settled in shares of Company common stock within sixty days after cessation of Louis Shapiro's service as a director. The conversion or exercise price of the derivative security is 1-for-1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:16 PM Accepted by SEC EDGAR 10/02/2026 - 04:16 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shapiro Louis

(Last)

(First)

(Middle)

345 E. MAIN STREET

(Street)

WARSAW

INDIANA

46580

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ZIMMER BIOMET HOLDINGS, INC. [ ZBH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Units⁽¹⁾	$89.85⁽²⁾	09/30/2026		A		153.033		⁽³⁾	⁽³⁾	Common Stock	153.033	$0	3,865.311⁽⁴⁾	D

Explanation of Responses:

1. The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.

2. The Conversion or Exercise Price of Derivative Security is 1-for-1.

3. Units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director.

4. Includes 9.178 phantom stock units accrued on July 31, 2026 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.

	/s/ Matthew R. St. Louis, Attorney-in-Fact for Louis Shapiro (power of attorney previously filed)	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR