STOCK TITAN

Sergio Ermotti (NYSE: ZGN) discloses 1.7M shares and RSUs

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Ermenegildo Zegna N.V. director Sergio Ermotti has filed an initial ownership report showing his stake in the company. He reports direct ownership of 1,715,313 ordinary shares. He also holds 18,029 restricted share units granted under the 2021 Equity Incentive Plan, which convert into one ordinary share each upon vesting.

The RSUs are scheduled to vest in two installments of 9,432 and 8,597 units in January 2027 and January 2028, subject to continued service. This filing outlines Ermotti’s existing equity alignment with shareholders rather than new market transactions.

Positive

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Negative

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Insider Ermotti Sergio
Role Director
Type Security Shares Price Value
holding Restricted Share Units -- -- --
holding Ordinary Shares, nominal value Euro 0.02 per share -- -- --
Holdings After Transaction: Restricted Share Units — 18,029 shares (Direct); Ordinary Shares, nominal value Euro 0.02 per share — 1,715,313 shares (Direct)
Footnotes (1)
  1. F1. Restricted Share Units ("RSUs") were assigned as part of the 2021 Equity Incentive Plan. RSU awards will vest in two installments of 9,432 and 8,597 in January 2027 and January 2028 respectively, subject to continued service. Upon vesting, one ordinary share is assigned for each RSU.

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FAQ

What does Sergio Ermotti’s Form 3 filing reveal about his ZGN holdings?

The filing shows Sergio Ermotti directly owns 1,715,313 ordinary shares of Ermenegildo Zegna N.V. He also holds 18,029 restricted share units that may convert into shares over time, indicating a sizable existing equity position aligned with company performance.

How many restricted share units does Sergio Ermotti hold in ZGN?

Sergio Ermotti holds 18,029 restricted share units in Ermenegildo Zegna N.V. These RSUs were granted under the 2021 Equity Incentive Plan and each unit converts into one ordinary share when it vests, linking part of his compensation to future company performance.

When do Sergio Ermotti’s ZGN restricted share units vest?

Ermotti’s restricted share units vest in two future tranches. According to the disclosure, 9,432 RSUs vest in January 2027 and 8,597 RSUs vest in January 2028, subject to his continued service, gradually increasing his potential share ownership over time.

Are there any recent buy or sell transactions in Sergio Ermotti’s ZGN filing?

The Form 3 filing for Sergio Ermotti does not report any recent buy or sell transactions in ZGN shares. It is an initial ownership statement, listing his existing ordinary shares and restricted share units rather than documenting new market trades or disposals.

What type of securities linked to ZGN does Sergio Ermotti report holding?

Ermotti reports two main security types: 1,715,313 ordinary shares of Ermenegildo Zegna N.V. and 18,029 restricted share units. Each RSU represents the right to receive one ordinary share upon vesting, creating both current ownership and future potential equity exposure.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ermotti Sergio

(Last)(First)(Middle)
C/O ERMENEGILDO ZEGNA N.V.
VIALE ROMA 99/100

(Street)
VALDILANA LOC. TRIVERO13835

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Ermenegildo Zegna N.V. [ ZGN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares, nominal value Euro 0.02 per share1,715,313D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (1) (1)Ordinary Shares, nominal value Euro 0.02 per share18,029(1)D
Explanation of Responses:
1. Restricted Share Units ("RSUs") were assigned as part of the 2021 Equity Incentive Plan. RSU awards will vest in two installments of 9,432 and 8,597 in January 2027 and January 2028 respectively, subject to continued service. Upon vesting, one ordinary share is assigned for each RSU.
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney
/s/ Delphine Carole Gieux, attorney-in-fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)