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[Form 3] Zentalis Pharmaceuticals, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Form 3 initial statement: The reporting person, James B. Bucher, identified his relationship to Zentalis Pharmaceuticals, Inc. as a director and Chief Legal Officer and filed an initial Section 16 Form 3. The filing states no securities are beneficially owned by the reporting person and attaches an exhibit noting a power of attorney. The form is an initial disclosure of ownership status rather than a transaction report.

Dichiarazione iniziale del modulo 3: la persona riportante, James B. Bucher, ha identificato la sua relazione con Zentalis Pharmaceuticals, Inc. come direttore e Chief Legal Officer e ha presentato un
Form 3 iniziale della Sezione 16. Il deposito indica nessun titolo è detenuto in modo vantaggioso dalla persona riportante e allega un esibito che segnala una procura. Il modulo è una divulgazione iniziale dello stato di proprietà piuttosto che un rapporto su transazioni.

Declaración inicial del Formulario 3: la persona que reporta, James B. Bucher, identificó su relación con Zentalis Pharmaceuticals, Inc. como director y Chief Legal Officer y presentó un Formulario 3 inicial de la Sección 16. La presentación indica que no se poseen valores de forma beneficiosa por parte de la persona reportante y adjunta un anexo que señala un poder. El formulario es una divulgación inicial del estado de propiedad, no un informe de transacciones.

Form 3 초기 진술: 보고자는 Zentalis Pharmaceuticals, Inc.와의 관계를 이사이자 최고법무책임자(CLO)로 확인했고 초기 섹션 16 Form 3를 제출했습니다. 제출서는 피보고인이 이익상으로 보유한 증권이 없음을 명시하고 위임장을 나타내는 부록을 첨부합니다. 이 양식은 소유권 상태에 대한 초기 공시이며 거래 보고서가 아닙니다.

Déclaration initiale du Formulaire 3 : la personne qui déclare, James B. Bucher, a identifié sa relation avec Zentalis Pharmaceuticals, Inc. en tant que directeur et Chief Legal Officer et a soumis un Formulaire 3 initial de la Section 16. Le dépôt indique qu’aucun titre n’est détenu directement ou indirectement par le déclarant et joint une pièce indiquant une procuration. Le formulaire est une divulgation initiale de l’état de propriété plutôt qu’un rapport de transactions.

Formular 3 Erste Stellungnahme: Die meldende Person, James B. Bucher, identifizierte seine Beziehung zu Zentalis Pharmaceuticals, Inc. als Direktor und Chief Legal Officer und reichte ein Initiales Section-16-Formular 3 ein. Die Einreichung besagt keine Wertpapiere sind im Eigentum der meldepflichtigen Person, und fügt eine Beilage mit einer Vollmacht bei. Das Formular ist eine anfängliche Offenlegung des Eigentumsstatus und kein Transaktionsbericht.

إقرار Form 3 الأول: حدّد مقدم البلاغ، جيمس ب. بوشير، علاقته بشركة Zentalis Pharmaceuticals, Inc. كمدير وكبير مسؤولي الشؤون القانونية وقدم نموذج Form 3 الأول للقسم 16. ينص التقديم على عدم امتلاك أي أوراق مالية بشكل مفيد/يمتلكها بشكل مباشر من قبل مقدم البلاغ ويرفق ملحقًا يشير إلى توكيل. النموذج هو كشف ابتدائي لحالة الملكية وليس تقرير معاملات.

Form 3 初始声明: 报告人 James B. Bucher 将其与 Zentalis Pharmaceuticals, Inc. 的关系确认为董事及首席法务官,并提交了初始的 Section 16 Form 3。申报中注明 报告人并无受益持有的证券,并附有一份注明授权书的附件。该表格是对所有权状态的初始披露,而非交易报告。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Initial Section 16 filing reports zero beneficial ownership and documents authority arrangements; routine disclosure with no trading impact.

This Form 3 identifies James B. Bucher as a director and officer (Chief Legal Officer) of Zentalis Pharmaceuticals and states explicitly that he beneficially owns no securities of the issuer. The filing includes an exhibit referencing a power of attorney. From a compliance standpoint, this is a standard initial disclosure establishing reporting status and does not disclose any holdings or derivative positions that would trigger market impact or immediate Section 16 reporting obligations for trades.

TL;DR: Governance disclosure confirms officer/director status with no beneficial ownership reported; informational only.

The document serves to record the reporting person's relationship to the company and to confirm absence of beneficial ownership. It does not present material changes to capital structure, insider holdings, or related-party transactions. The inclusion of a power of attorney exhibit is noted but no authority details or implications are provided within the body of the filing. Overall, the filing is administrative and unlikely to affect investor assessments absent subsequent ownership changes.

Dichiarazione iniziale del modulo 3: la persona riportante, James B. Bucher, ha identificato la sua relazione con Zentalis Pharmaceuticals, Inc. come direttore e Chief Legal Officer e ha presentato un
Form 3 iniziale della Sezione 16. Il deposito indica nessun titolo è detenuto in modo vantaggioso dalla persona riportante e allega un esibito che segnala una procura. Il modulo è una divulgazione iniziale dello stato di proprietà piuttosto che un rapporto su transazioni.

Declaración inicial del Formulario 3: la persona que reporta, James B. Bucher, identificó su relación con Zentalis Pharmaceuticals, Inc. como director y Chief Legal Officer y presentó un Formulario 3 inicial de la Sección 16. La presentación indica que no se poseen valores de forma beneficiosa por parte de la persona reportante y adjunta un anexo que señala un poder. El formulario es una divulgación inicial del estado de propiedad, no un informe de transacciones.

Form 3 초기 진술: 보고자는 Zentalis Pharmaceuticals, Inc.와의 관계를 이사이자 최고법무책임자(CLO)로 확인했고 초기 섹션 16 Form 3를 제출했습니다. 제출서는 피보고인이 이익상으로 보유한 증권이 없음을 명시하고 위임장을 나타내는 부록을 첨부합니다. 이 양식은 소유권 상태에 대한 초기 공시이며 거래 보고서가 아닙니다.

Déclaration initiale du Formulaire 3 : la personne qui déclare, James B. Bucher, a identifié sa relation avec Zentalis Pharmaceuticals, Inc. en tant que directeur et Chief Legal Officer et a soumis un Formulaire 3 initial de la Section 16. Le dépôt indique qu’aucun titre n’est détenu directement ou indirectement par le déclarant et joint une pièce indiquant une procuration. Le formulaire est une divulgation initiale de l’état de propriété plutôt qu’un rapport de transactions.

Formular 3 Erste Stellungnahme: Die meldende Person, James B. Bucher, identifizierte seine Beziehung zu Zentalis Pharmaceuticals, Inc. als Direktor und Chief Legal Officer und reichte ein Initiales Section-16-Formular 3 ein. Die Einreichung besagt keine Wertpapiere sind im Eigentum der meldepflichtigen Person, und fügt eine Beilage mit einer Vollmacht bei. Das Formular ist eine anfängliche Offenlegung des Eigentumsstatus und kein Transaktionsbericht.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Bucher James B

(Last) (First) (Middle)
C/O ZENTALIS PHARMACEUTICALS, INC.
10275 SCIENCE CENTER DRIVE, SUITE 200

(Street)
SAN DIEGO CA 92121

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
Zentalis Pharmaceuticals, Inc. [ ZNTL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ James B. Bucher 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for ZNTL indicate about James B. Bucher's holdings?

The Form 3 states no securities are beneficially owned by James B. Bucher.

What role does the reporting person hold at Zentalis Pharmaceuticals (ZNTL)?

The filing identifies James B. Bucher as a director and the company's Chief Legal Officer.

Does the Form 3 disclose any derivative securities or option positions for ZNTL?

No. The filing contains no entries for derivative securities or underlying shares; it explicitly states no beneficial ownership.

Is there any exhibit attached to the Form 3 and what is it?

Yes. The filing references Exhibit 24, which is a power of attorney.

Does this Form 3 report any transactions in ZNTL securities?

No. The Form 3 is an initial ownership statement and reports that the reporting person owns no securities.
Zentalis Pharmaceuticals, Inc.

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Biotechnology
Pharmaceutical Preparations
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United States
SAN DIEGO