CleanCore Solutions SEC Filings

Tim Stebbing, a director of CleanCore Solutions, Inc. (ZONE), beneficially owns 120,000 restricted stock units of the company's Class B common stock. These awards convert to 120,000 shares and vest in equal monthly installments over twelve months beginning on October 5, 2025. The Form 3 reports this initial ownership disclosure as an individual filing by the reporting person.

CleanCore Solutions, Inc. (ZONE) is registering a shelf offering that includes substantial class B common stock held by multiple selling stockholders and related warrants. The company intends to hold Dogecoin (DOGE) as a Treasury Asset acquired via spot or dollar-cost-average purchases on approved digital-asset venues, with execution and discretionary management handled by an Asset Manager and advisory support from 21Shares. Acquired Dogecoin will be custodied in segregated wallets with Bitstamp (via Robinhood) and BitGo as third-party custodian; the company will not self-custody. Holdings will be measured at fair value under Accounting Standards Update 2023-08 with changes flowing through earnings. Dogecoin will not be treated as cash or cash equivalents for US GAAP or NYSE American purposes; CleanCore will keep a fiat cash reserve sufficient to cover at least twelve months of projected operating expenses to reduce the need to sell crypto to meet near-term obligations.

Marco Margiotta filed an initial Form 3 reporting his relationship with CleanCore Solutions, Inc. (ZONE) as Chief Investment Officer and a director. The event date is 09/05/2025. The filing states that no securities are beneficially owned by the reporting person at the time of this statement. The form is an initial Section 16 filing and provides basic ownership disclosure only.

Alex Spiro, a director of CleanCore Solutions, Inc. (ticker: ZONE), filed an initial Form 3 disclosing beneficial ownership of 360,000 Class B restricted stock units. The RSUs are recorded as Class B Common Stock and are held directly by the reporting person. The grant vests in equal monthly installments over 12 months, commencing on October 5, 2025. The event requiring the statement is dated September 5, 2025, and the form bears the reporting signature dated September 12, 2025. The filing identifies Spiro's address as c/o CleanCore Solutions in Omaha, Nebraska, and checks the box indicating his relationship to the issuer as a Director.

CleanCore Solutions, Inc. (ZONE) filed a Form D reporting a Regulation D, Rule 506(b) exempt offering tied to equity and related warrants issued in 2025. The company, incorporated in Nevada in 2022, raised $175,000,420 in total offering proceeds and reports $0 remaining to be sold, with 87 total investors participating. Placement agents Maxim Group LLC and Curvature Securities LLC were engaged and received estimated cash commissions of $10,500,025 (approximately 6% of gross proceeds), plus warrants to purchase 5,250,013 Class B shares (3% of securities sold) and expense reimbursements. The notice lists equity, options/warrants, and the resulting security upon exercise as offered instruments. The filing states the minimum outside investment accepted was $0 and that the offering is not related to a business combination.

CleanCore Solutions, Inc. amended an 8-K to disclose investor protections and commercial arrangements tied to a prior offering. The company granted purchasers registration rights requiring a Form S-3 filing within 20 calendar days of closing and an effectiveness deadline of 30 days (or 90 days if the SEC conducts a full review). Failure to meet these obligations or to keep the registration effective triggers partial liquidated damages of $1,000 per day payable to each purchaser, with interest at 18% per annum after seven days of nonpayment. Placement agent warrants are exercisable at $1.33 subject to standard adjustments and may be exercised on a cashless basis if resale registration is unavailable. The company entered an Asset Management Agreement for its treasury assets and granted the CEO an irrevocable option to direct a spin-off or to acquire the legacy business within a defined window, with the option price assuming at least $500,000 in unrestricted cash for the legacy business.

Travis Buchanan, President of CleanCore Solutions, Inc. (ZONE), reported transactions on 09/04/2025. The filing shows an acquisition of 1,333 Class B common shares by exercise of common stock purchase warrants at $1.06 per share, and a reported disposal of 283,269 Class B common shares. After the warrant exercise, the filing reports 3,333 Class B shares beneficially owned indirectly through ACME People Company. The derivative section confirms the 1,333-warrant exercise (exercise price $1.06; exercisable 04/16/2025; expiration 04/15/2030) and states zero derivative holdings following the reported transaction. The reporting person disclaims beneficial ownership except for pecuniary interest.