ZeroStack completes $1B private equity offering
The first sale is set for Aug. 19, 2026, and the filing reports no finders’ fees tied to the $1B Reg D Rule 506(b) deal.
Rhea-AI Filing Summary
ZeroStack Corp. (ZSTK), a Texas corporation, completed an exempt private offering of $1,000,000,000 of equity and related securities under Regulation D Rule 506(b). The offering included equity, options or warrants, and securities issuable upon exercise of those rights. It is a new notice, with the first sale occurring on August 19, 2026. No finders' fees were reported as paid in connection with the offering. ZeroStack’s principal office is in Dallas, Texas, and the notice is signed by Chief Financial Officer Dany Vaiman on behalf of the company.
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Key Figures
Total Amount Sold: $1,000,000,000
Total Remaining to be Sold: $0
Exemption Relied Upon: Regulation D, Rule 506(b)
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5 metrics
Total Amount Sold
$1,000,000,000
Exempt private offering reported on Form D
Total Remaining to be Sold
$0
Balance after the reported $1,000,000,000 offering
Exemption Relied Upon
Regulation D, Rule 506(b)
Federal exemption claimed for the offering
Date of First Sale
August 19, 2026
New notice of exempt offering
Finders’ Fees
$0
Finders’ fees expenses in connection with the offering
Key Terms
Form D, Regulation D, Rule 506(b), covered securities, +1 more
5 terms
Form D regulatory
"FORM D Notice of Exempt Offering of Securities"
Form D is a short notice filed with the U.S. Securities and Exchange Commission when a company raises money using a private offering exemption instead of a full public registration. Think of it as a public receipt that lists basic facts about the fundraiser—amount sought, how much has been sold, and who the issuer is—without the full audited disclosures of a public offering. Investors use it to spot private financings, assess potential dilution or fundraising activity, and find contact information, but it is not a substitute for detailed due diligence.
Regulation D regulatory
"if the issuer is claiming a Regulation D exemption for the offering"
Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.
Rule 506(b) regulatory
"X | Rule 506(b) | Rule 506(c) | Securities Act Section 4(a)(5)"
Rule 506(b) is a U.S. securities exemption that lets companies sell shares or debt privately without full public registration, provided sales are primarily to accredited investors, up to 35 non‑accredited but financially knowledgeable buyers, and there is no public advertising or solicitation. It matters to investors because offerings under 506(b) usually include less public disclosure than registered securities—like buying from a private seller rather than a retail store—so buyers must do more of their own fact‑checking and rely on their financial sophistication.
covered securities regulatory
"if the securities that are the subject of this Form D are "covered securities""
accredited investors financial
"securities in the offering have been or may be sold to persons who do not qualify as accredited investors"
Accredited investors are individuals or entities considered to have enough financial knowledge and resources to understand and handle more complex and risky investments. They are often allowed to participate in private investment opportunities that are not available to the general public, similar to how experienced players might access exclusive clubs or events. This status helps ensure that investors can manage potential risks and rewards appropriately.
FAQ
What type of securities did ZeroStack Corp. (ZSTK) offer in this exempt transaction?
ZeroStack Corp. offered equity, options, warrants or other rights to acquire securities, and securities to be acquired upon exercise of those rights in its exempt private offering under Regulation D.
How large was ZeroStack Corp.’s (ZSTK) exempt offering under Form D?
The exempt offering by ZeroStack Corp. had a Total Amount Sold of $1,000,000,000 with $0 remaining to be sold, indicating the full offering amount has been placed with investors.
Which exemption did ZeroStack Corp. (ZSTK) rely on for this private offering?
ZeroStack Corp. relied on Regulation D, Rule 506(b) as the federal exemption for this private securities offering, as indicated in the exemption section of the notice.
When did ZeroStack Corp. (ZSTK) first sell securities in this exempt offering?
The first sale of securities in this exempt offering occurred on August 19, 2026, as indicated in the “Date of First Sale” section. The Form D filing is marked as a new notice.
Did ZeroStack Corp. (ZSTK) report any finders’ fees or sales commissions for this offering?
ZeroStack Corp. reported $0 in finders’ fees in connection with this exempt offering. The sales commissions field is present, but only the finders’ fees line is explicitly completed at $0.
Where is ZeroStack Corp. (ZSTK) organized and where is its principal place of business?
ZeroStack Corp. is organized in Texas and lists its principal place of business at 2626 Cole Avenue, Suite 300, Dallas, Texas 75204, with the same Dallas address shown for its related persons.
AI-generated analysis. How Rhea-AI works. Not financial advice.