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Director Xu Di files initial Form 3 ownership report for ZTO Express (NYSE: ZTO)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ZTO Express (Cayman) Inc. filed an initial insider ownership report for director Xu Di on Form 3. This filing establishes Xu Di as a reporting person for the company’s securities. The data provided shows no purchases, sales, gifts, or other equity transactions reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Xu Di

(Last) (First) (Middle)
BUILDING ONE, NO. 1685 HUAZHI ROAD

(Street)
SHANGHAI F4 201708

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
ZTO Express (Cayman) Inc. [ ZTO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Di Xu 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing by Xu Di for ZTO mean?

The Form 3 shows that Xu Di is now a director and an insider of ZTO Express (Cayman) Inc.. It serves as an initial statement of beneficial ownership, formally bringing Xu Di under ongoing SEC reporting rules for future transactions.

Were any ZTO (ZTO) shares bought or sold in this Form 3?

No share purchases or sales are reported in this Form 3 for ZTO Express. The transaction summary shows zero buys, zero sells, and no derivative exercises, indicating this filing is purely an initial ownership registration, not a record of trading activity.

What insider roles does Xu Di hold at ZTO Express (ZTO)?

The filing identifies Xu Di as a director of ZTO Express (Cayman) Inc. and not an officer or ten-percent owner. As a director, Xu Di must report future transactions in company securities on Forms 4 or 5 under SEC rules.

Does Xu Di’s Form 3 for ZTO include derivative securities?

The Form 3 data shows no derivative securities for Xu Di. The derivative summary is empty and derivativeTransactionCount is zero, indicating no options, warrants, or similar derivative positions are reported in this particular filing excerpt.

How significant is Xu Di’s Form 3 filing for ZTO investors?

Xu Di’s Form 3 is a routine compliance filing for ZTO Express. It confirms director status and establishes reporting obligations but does not show any stock purchases, sales, or changes in ownership, so it does not materially alter the company’s investment profile.
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