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ZTO (NYSE: ZTO) director Yu Herman Cheng-Chun reports 55,343 Class A shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ZTO Express (Cayman) Inc. director Yu Herman Cheng-Chun filed an initial ownership report on Class A ordinary shares. The filing shows direct ownership of 55,343 Class A ordinary shares, establishing his equity position as a company insider without reporting any new purchase or sale transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
Yu Herman Cheng-Chun

(Last) (First) (Middle)
BUILDING ONE, NO. 1685 HUAZHI
ROAD, QINGPU DISTRICT

(Street)
SHANGHAI F4 201708

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026
3. Issuer Name and Ticker or Trading Symbol
ZTO Express (Cayman) Inc. [ ZTO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares 55,343 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Herman Yu 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Yu Herman Cheng-Chun’s Form 3 filing for ZTO indicate?

The Form 3 filing shows that director Yu Herman Cheng-Chun directly owns 55,343 Class A ordinary shares of ZTO Express (Cayman) Inc. It is an initial ownership report and does not reflect any new purchase or sale transaction.

How many ZTO Class A ordinary shares does Yu Herman Cheng-Chun hold?

The filing reports that Yu Herman Cheng-Chun directly holds 55,343 Class A ordinary shares of ZTO Express (Cayman) Inc. This figure represents his reported beneficial ownership as an insider at the time of the Form 3 submission.

Does the ZTO Form 3 for Yu Herman Cheng-Chun show recent insider buying or selling?

No, the Form 3 for Yu Herman Cheng-Chun does not report any recent insider buying or selling. It is classified as a holding entry, simply disclosing his existing ownership of 55,343 Class A ordinary shares as a new reporting insider.

What type of security is reported in Yu Herman Cheng-Chun’s ZTO Form 3?

The Form 3 reports ownership of Class A ordinary shares of ZTO Express (Cayman) Inc. These are the company’s common equity securities, and the filing lists 55,343 shares held directly by the reporting person without associated derivative positions.

Are there any derivative securities reported for Yu Herman Cheng-Chun in the ZTO Form 3?

No derivative securities are reported in this Form 3. The derivativeSummary is empty, indicating that only 55,343 Class A ordinary shares are disclosed as directly owned, with no options, warrants, or other derivative positions included in this filing.
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