[144] Zumiez Inc. SEC Filing

Rhea-AI Filing Summary

Zumiez Inc. (ZUMZ) Form 144 summary: This notice reports a proposed sale of 3,655 restricted common shares to be executed through Morgan Stanley Smith Barney on 09/09/2025 on NASDAQ. The shares were acquired from the issuer as restricted stock on 06/04/2025 and fully paid the same day. The filer reports 17,153,529 shares outstanding for the class, giving the proposed sale an aggregate market value of $77,851.50. The filing also discloses a recent sale by the same person of 6,600 shares on 06/26/2025 for gross proceeds of $84,621.24. By signing, the person certifies they are not aware of undisclosed material adverse information about the issuer.

Positive

• Disclosure compliance: The filer provides acquisition, sale, broker, and outstanding-share details consistent with Rule 144 requirements

Negative

• None.

Insights

Securities Analyst

TL;DR: Proposed insider sale is immaterial relative to outstanding shares and likely has limited market impact.

The filing shows a planned sale of 3,655 restricted shares, representing roughly 0.021% of the reported 17.15 million outstanding shares. The transaction is to be executed through a major broker on NASDAQ and follows a prior sale of 6,600 shares by the same person earlier the month. Given the small percentage of outstanding stock involved and the share class count provided, this disclosure is routine compliance with Rule 144 and is unlikely to affect Zumiez's market valuation materially.

Corporate Governance Expert

TL;DR: The filing indicates standard insider compliance without disclosed governance red flags.

The report includes acquisition details (restricted stock received from the issuer) and planned disposition through an established broker, plus a certification about material nonpublic information. There are no indications of unusual timing, large insider divestitures, or governance disclosures in the form. Documentation of the prior sale and current planned sale supports transparency under securities rules.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3655	77851.50	17153529	09/09/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/04/2025	Restricted Stock	Issuer			3655	06/04/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LILIANA GIL VALLETTA 4001 204th Street SW Lynnwood WA 98036	Common	06/26/2025	6600	84621.24

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What securities is the ZUMZ Form 144 reporting for sale?

The filing reports a proposed sale of 3,655 shares of Zumiez common stock.

When and where is the proposed sale scheduled?

The sale is listed as occurring on 09/09/2025 through Morgan Stanley Smith Barney on NASDAQ.

How many shares does Zumiez report outstanding in the filing?

The filing reports 17,153,529 shares outstanding for the class.

What is the aggregate market value of the proposed sale?

The aggregate market value cited is $77,851.50 for the 3,655 shares.

Were any shares sold recently by the same person?

Yes; the filing discloses a sale of 6,600 shares on 06/26/2025 for gross proceeds of $84,621.24.

How were the 3,655 shares originally acquired?

They were acquired as restricted stock from the issuer on 06/04/2025 and paid in full the same day.