[144] Zumiez Inc SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Zumiez Inc. (ZUMZ) reports a proposed sale of 5,618 common shares through Morgan Stanley Smith Barney LLC on 09/17/2025, with an aggregate market value of $112,877.46. The filing lists total shares outstanding of 17,153,529, indicating the proposed sale represents a very small portion of the outstanding stock.

The securities were acquired through a mix of restricted stock grants and employee stock purchase plan purchases between 03/15/2022 and 03/13/2024, with specific lot sizes disclosed. The filer certifies no undisclosed material adverse information and follows Rule 144 disclosure requirements.

Insights

Securities Compliance Analyst

Routine Rule 144 notification; small, non-material insider sale disclosed through broker.

The filing documents a proposed sale of 5,618 common shares valued at $112,877.46 to be executed through Morgan Stanley Smith Barney LLC. Acquisition history shows the lots originated from restricted stock and employee stock purchase plan awards between 2022 and 2024. The number of shares represents an immaterial fraction of the 17.15 million shares outstanding, suggesting limited market impact. The filer provides the standard certification regarding absence of undisclosed material information, consistent with compliance expectations for a Form 144.

Corporate Governance Specialist

Disclosure aligns with insider-sale rules; no indication of material corporate events.

The schedule gives lot-level acquisition dates and payment types, supporting clear traceability of the shares being sold. No securities were reported sold in the prior three months. Given the small size of the proposed sale relative to the companys outstanding shares and the absence of other disclosures, this notice is a routine compliance filing rather than a signal of governance or operational changes.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5618	112877.46	17153529	09/17/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2023	Restricted Stock	Issuer			1770	03/16/2023	Not Applicable
Common	09/29/2023	Employee Stock Purchase Plan	Issuer			624	09/29/2023	Cash
Common	03/31/2023	Employee Stock Purchase Plan	Issuer			482	03/31/2023	Cash
Common	03/13/2024	Restricted Stock	Issuer			1971	03/13/2024	Not Applicable
Common	03/15/2022	Restricted Stock	Issuer			771	03/15/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ZUMZ Form 144 disclose?

The filing discloses a proposed sale of 5,618 common shares through Morgan Stanley Smith Barney LLC on 09/17/2025, valued at $112,877.46.

How large is the proposed sale relative to Zumiez's shares outstanding?

The filing reports 17,153,529 shares outstanding; the proposed sale represents a very small portion of the total shares.

How were the shares being sold originally acquired?

The shares were acquired via restricted stock grants and purchases under the Employee Stock Purchase Plan between March 2022 and March 2024.

Did the filer report any securities sold in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

Does the filer assert any undisclosed material information about Zumiez?

By signing the notice the filer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.