Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC is issuing $275,000 of callable contingent interest notes due January 19, 2029, linked to the Russell 2000® Index, the Nasdaq-100 Index® and the iShares® 20+ Year Treasury Bond ETF. The notes pay a contingent interest rate of 8.00% per annum only for review dates when each underlying is at or above 70.00% of its initial value, and JPMorgan may redeem the notes early on certain interest payment dates starting July 20, 2026. If the notes are not called and the least performing underlying finishes below its 70.00% trigger value at maturity, investors lose 1% of principal for every 1% decline from the initial value and can lose their entire investment. The notes priced at $1,000 per note, with estimated value of $942.80 per $1,000, are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Capped GEARS linked to the Russell 2000® Index, maturing around March 31, 2027. Each Security has a $10 issue price, with a minimum investment of $1,000.

The notes provide 3.00x leveraged upside to any positive index return, but gains are capped by a Maximum Gain between 18.75% and 20.75%, to be set on the trade date. If the index is flat, investors receive back $10 per Security. If the index declines, repayment is reduced one-for-one with the index loss, exposing holders to the full downside of the Russell 2000 and potential total loss of principal.

The estimated value is expected to be below the issue price, reflecting selling commissions of $0.20 per $10 Security and JPMorgan’s hedging and structuring costs. The Securities are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co., will not pay dividends, are not listed on an exchange and are intended to be held to maturity.

JPMorgan Chase Financial Company LLC is issuing $3,100,000 of unsecured Callable Contingent Interest Notes due December 20, 2027, linked separately to the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay contingent interest at a rate of 9.50% per annum (0.79167% per month) only for review dates when the closing level of each index is at or above 70% of its initial level. Starting April 20, 2026, JPMorgan may redeem the notes early on specified interest payment dates. If held to maturity and any index finishes below 60% of its initial level, investors lose 1% of principal for each 1% decline in the least performing index, up to a total loss of principal. The notes priced at $1,000 per denomination with estimated value of $975.90 and are not insured or listed, and their value and payments are subject to the credit risk of both the issuer and guarantor.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Buffered Digital Dual Directional Notes linked to the S&P 500® Futures Excess Return Index, maturing on January 28, 2031. The notes provide uncapped, unleveraged upside to any index gain, with a contingent minimum return of at least 44.30% if the final index level is at or above the initial level.

If the index declines by up to 15%, investors receive a positive return equal to the size of that decline, capped at 15%. If the index falls by more than 15%, principal is reduced 1% for each additional 1% drop, so investors can lose up to 85% of principal at maturity.

The notes pay no interest, are unsecured obligations, are not bank deposits and are not FDIC-insured. They will not be listed on an exchange, and secondary market prices are expected to be below the $1,000 issue price. The current estimated value is about $946.90 per $1,000 note and will not be set below $900.00 when finalized, reflecting selling commissions, hedging costs and issuer funding assumptions.

JPMorgan Chase Financial Company LLC is offering auto callable accelerated barrier notes linked to the common stock of NVIDIA Corporation, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about January 20, 2026 and mature on January 25, 2029, with a potential automatic call on January 22, 2027 if NVIDIA’s share price is at or above the Initial Value.

If automatically called, investors receive $1,000 plus a call premium of at least $150 per $1,000 note. If not called and NVIDIA’s Final Value is above the Initial Value at maturity, investors receive an uncapped leveraged upside of 2.46× the stock’s gain. If the Final Value is between 70% and 100% of the Initial Value, principal is returned. If the Final Value is below 70% of the Initial Value, investors lose 1% of principal for each 1% decline and can lose their entire investment.

The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., will not be listed on any exchange and may trade at prices below the issue price. The preliminary estimated value is about $980.60 per $1,000 note and will not be less than $950 when finalized, reflecting embedded selling, structuring and hedging costs.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable notes linked to the MerQube US Tech+ Vol Advantage Index, targeting full principal repayment at maturity and potential premium early calls. The notes may be automatically called on scheduled review dates starting in January 2027 if the index closes at or above 100% of its initial level, paying $1,000 plus a call premium of at least 8%–48% of principal depending on the call date.

If the notes are not called, holders receive $1,000 per note at maturity in January 2033 plus any upside based on 100% of the index gain, with no downside below par but no interest or dividends. The index embeds a 6.0% per annum daily deduction and a notional financing cost on the QQQ Fund, which drag on performance and can cause the index to lag or decline despite positive underlying returns. The notes are unsecured, subject to the credit risk of JPMorgan entities, carry liquidity and valuation risks, and priced with an estimated initial value of about $917.80 per $1,000, not less than $900.

JPMorgan Chase Financial Company LLC is offering callable contingent interest notes due February 1, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly contingent coupon between 8.50% and 10.50% per year (paid at 0.70833%–0.875% per month) only when, on a review date, the Russell 2000 Index, the Nasdaq‑100 Index and the iShares 20+ Year Treasury Bond ETF are each at or above 70% of their initial values.

The issuer may redeem the notes early on specified interest payment dates starting July 30, 2026 at par plus any due coupon. If the notes are not redeemed and, at maturity, every underlying is at or above its 70% trigger value, investors receive par plus the final coupon. If any underlying finishes below its trigger, repayment of principal is reduced one‑for‑one with the worst performer and can fall to zero.

The notes are unsecured obligations with minimum denominations of $1,000 and will not be listed on an exchange. An indicative estimated value is about $949 per $1,000 note and will not be less than $900. Key risks include loss of principal, the possibility of no interest, credit risk of the issuer and guarantor, liquidity limits, equity and bond market volatility, tracking issues for the ETF and complex, uncertain U.S. tax treatment, particularly for non‑U.S. holders.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering callable contingent interest notes linked separately to the S&P 500® Index, the Nasdaq‑100 Index® and the VanEck® Semiconductor ETF, maturing on December 30, 2027. The notes pay a monthly contingent interest rate of at least 11.05% per annum only if, on a given review date, each underlying is at or above 70% of its initial value; otherwise no interest is paid for that period.

Principal is protected only if, at maturity and absent early redemption, each underlying is at or above 60% of its initial value. If any underlying finishes below this trigger, repayment is reduced one‑for‑one with the decline of the worst performer, and investors can lose most or all of their principal. The issuer may redeem the notes early on specified interest payment dates starting July 30, 2026, paying $1,000 per note plus any due interest. The preliminary estimated value is about $956.70 per $1,000 note and will not be less than $900 at pricing, reflecting embedded selling costs and hedging.

JPMorgan Chase & Co. Chief Operating Officer Jennifer Piepszak reported a sale of JPMorgan common stock. On January 16, 2026, she sold 8,571 shares of common stock at a price of $312.7859 per share.

After this transaction, Piepszak beneficially owns 71,027 shares of JPMorgan common stock in direct ownership form. The filing covers only non-derivative common stock, with no derivative security transactions reported in this instance.