Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC plans to offer Auto Callable Contingent Interest Notes linked to the Class A common stock of The Trade Desk, Inc. (TTD), due October 22, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Rate of at least 16.50% per annum (at least $13.75 per $1,000 monthly) for each Review Date on which TTD’s closing price is at least 50.00% of the Initial Value (the Interest Barrier). Beginning with the sixth Review Date, the notes are automatically called if TTD’s closing price is at least the Initial Value; the earliest potential call is April 17, 2026. If called, holders receive $1,000 plus the applicable contingent interest.

If not called, at maturity investors receive $1,000 plus the final contingent interest if the Final Value is at least the Trigger Value (50.00% of the Initial Value). If the Final Value is below the Trigger Value, the payoff is $1,000 + ($1,000 × Stock Return), which can result in losing more than 50% of principal, up to total loss. The notes are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., with minimum denominations of $1,000. The preliminary estimated value is approximately $928.10 per $1,000, and will not be less than $910.00 per $1,000 when set. Expected pricing is on or about October 17, 2025, with settlement on or about October 22, 2025.

JPMorgan Chase & Co. plans a primary offering of Callable Fixed Rate Notes due October 31, 2033. The notes pay a fixed 4.55% per annum, with interest payable annually on October 31, beginning in 2026, using a 30/360 day count. At maturity, holders receive principal plus accrued interest if the notes have not been called.

The notes are callable at the issuer’s option, in whole but not in part, on the last calendar day of January, April, July, and October from October 31, 2027 through July 31, 2033, at par plus accrued interest. Pricing contemplates a per‑note price to the public between $980.10 and $1,000 per $1,000 principal amount for eligible accounts; selling commissions would be approximately $8.25 per $1,000 note and will not exceed $25.00.

These senior unsecured obligations are issued by the holding company and, in a resolution scenario, claims of noteholders would rank behind creditors of JPMorgan Chase & Co.’s subsidiaries. Special tax counsel opines the notes will be treated as fixed‑rate debt instruments.

JPMorgan Chase & Co. filed a preliminary pricing supplement for Callable Fixed Rate Notes due October 31, 2045. The notes pay a fixed 5.50% per annum, with interest paid annually on October 31, starting in 2026, calculated on a 30/360 day count basis.

The notes are callable at par plus accrued interest on the last calendar day of April and October, beginning October 31, 2027 through April 30, 2045. Key dates include a Pricing Date of October 29, 2025, an Original Issue Date (Settlement) of October 31, 2025, and a Maturity Date of October 31, 2045. The Business Day Convention is Following and the Interest Accrual Convention is Unadjusted.

The price to the public is expected at $1,000 per $1,000 note (eligible advisory accounts: not lower than $950.10 and not greater than $1,000). If priced today, selling commissions would be approximately $5.00 per $1,000 note and will not exceed $45.00 per $1,000 note. The notes are not bank deposits and are not FDIC insured.

Resolution disclosures note that, under certain U.S. resolution regimes, holders are unsecured creditors of the parent company and could face losses before subsidiary creditors are paid. Tax counsel opines the notes will be treated as fixed‑rate debt instruments for U.S. federal income tax purposes.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes target uncapped, unleveraged upside at maturity with a Contingent Digital Return of at least 44.55%. A Barrier Amount of 75.00% of Initial Value applies to each index. If both Final Values are at or above their Initial Values, the maturity payment per $1,000 equals $1,000 plus the greater of the Contingent Digital Return or the lesser index’s return. If either index is below its Initial Value but both are at or above the Barrier Amount, principal is returned. If either index finishes below its Barrier Amount, repayment is reduced one-for-one with the lesser index’s decline, and investors could lose all principal.

Key terms include minimum denominations of $1,000, no interest, and no dividends. Expected pricing is on or about October 31, 2025; settlement and maturity are on or about November 5, 2025 and on November 5, 2030, respectively. Selling commissions will not exceed $30.00 per $1,000, and a possible structuring fee of $8.50 per $1,000 may be paid. If priced today, the estimated value would be $943.30 per $1,000, and when set, it will not be less than $920.00 per $1,000. The notes will not be listed, and any sale before maturity may occur at a substantial discount.

JPMorgan Chase & Co. plans to issue Callable Fixed Rate Notes due October 29, 2055. The notes pay a fixed 5.45% per annum, with interest paid annually on October 31 from 2026 through 2054 and at maturity, using a 30/360 day count. The notes may be redeemed at the issuer’s option, in whole and not in part, on the last calendar day of April and October each year from April 30, 2030 through April 30, 2055 at par plus accrued interest.

Pricing is scheduled for October 29, 2025, with settlement on October 31, 2025. For eligible institutional or fee‑based accounts, the price to the public will be not less than $927.60 and not greater than $1,000 per $1,000 principal amount. Selling commissions would be approximately $21.50 per $1,000 (capped at $50.00). The notes are not bank deposits and are not FDIC insured. Resolution disclosures note that in a stress or resolution scenario, unsecured creditors, including noteholders, could incur losses.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are designed to pay a monthly Contingent Interest Payment only if each index closes at or above 70.00% of its Initial Value on the applicable Review Date.

The Contingent Interest Rate will be between 8.75% and 10.75% per annum (0.72917%–0.89583% per month), to be set at pricing. The notes may be automatically called if, on any applicable Review Date, each index is at or above its Initial Value; the earliest potential call is April 30, 2026. If not called, at maturity on May 4, 2028 investors receive par plus the final coupon if each index is at or above its Trigger Value (70% of Initial); otherwise, repayment is reduced in line with the Least Performing Index Return and may result in loss of most or all principal.

The notes are expected to price on or about October 31, 2025 and settle on or about November 5, 2025, in minimum denominations of $1,000. If priced today, the estimated value would be approximately $964.40 per $1,000 note, and will not be less than $900.00 per $1,000 at pricing. Selling commissions will not exceed $7.50 per $1,000. CUSIP: 48136JJV7.

JPMorgan Chase & Co. furnished an investor presentation via an Item 7.01 Form 8‑K. The materials cover the Firm’s third‑quarter 2025 earnings and were provided as slides posted on its website and attached as Exhibit 99.

The information was furnished, not filed, under the Exchange Act, meaning it is not subject to Section 18 liabilities and is not incorporated by reference into Securities Act filings. The submission includes the customary forward‑looking statements disclaimer and points to the Firm’s 2024 Form 10‑K and 2025 Q1/Q2 Form 10‑Qs for risk factors and additional information.

Exhibits listed were: 99 (Earnings Presentation Slides – Financial Results – 3Q25), 101 (Inline XBRL cover page), and 104 (Cover Page Interactive Data File).

JPMorgan Chase & Co. reported third-quarter 2025 results, posting net income of $14.4 billion, or $5.07 per share. This compares with net income of $12.9 billion, or $4.37 per share, in the third quarter of 2024.

The company furnished its detailed earnings release as Exhibit 99.1 and an accompanying financial supplement as Exhibit 99.2. The materials are designated as filed under the Securities Exchange Act of 1934. The disclosure includes customary cautionary language regarding forward-looking statements.

Overall, the filing highlights stronger year-over-year profitability, with higher net income and earnings per share versus the prior-year quarter.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for callable contingent interest notes linked to the least performing of the Nasdaq-100 Technology Sector Index (NDXT), Russell 2000 Index (RTY), and S&P 500 Index (SPX), fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes target a Contingent Interest Rate of at least 8.70% per annum (at least 0.725% monthly, or at least $7.25 per $1,000) for each Review Date on which each Index is at or above 70.00% of its Initial Value. They are callable at the issuer’s option on any Interest Payment Date other than the first, second and final, with the earliest potential call on January 23, 2026. If uncalled, they mature on September 22, 2027.

If held to maturity and any Index finishes below its 70.00% Trigger Value, repayment is reduced by the Least Performing Index’s decline, which can result in loss of principal up to 100%. Minimum denominations are $1,000. If priced today, the estimated value would be about $956.60 per $1,000, and will not be less than $900.00 per $1,000 when set. Selling commissions will not exceed $22.25 per $1,000. The notes are unsecured and subject to the credit risks of the issuer and guarantor.