Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked individually to the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index, maturing on January 31, 2029. The notes can pay a monthly contingent interest rate of at least 7.20% per annum when, on a review date, each index closes at or above 58% of its initial level; if any index is below this barrier, no interest is paid for that month.

The notes may be automatically called as early as July 27, 2026 if, on certain review dates, each index is at or above its initial level, in which case investors receive principal plus the applicable interest and the notes terminate. If the notes are not called and, at final maturity, any index has fallen below 58% of its initial level, repayment of principal is reduced one-for-one with the decline of the worst-performing index, leading to the loss of more than 42% and up to all of the invested principal.

The notes are unsecured, unsubordinated obligations of JPMorgan Chase Financial, subject to the credit risk of both the issuer and JPMorgan Chase & Co., and do not provide any direct ownership of, or dividends from, the underlying index constituents.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked individually to the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing on July 30, 2027.

The notes can pay a monthly Contingent Interest Payment of at least 0.77083% (a rate of at least 9.25% per year) per $1,000, but only on Review Dates where the closing level of each index is at or above 70% of its initial level, called the Interest Barrier. If any index finishes below its barrier on a Review Date, no interest is paid for that month.

Starting with the July 27, 2026 Review Date, the notes are automatically called if each index closes at or above its initial level, returning $1,000 per note plus that month’s contingent interest, with no further payments.

If the notes are not called and on the final Review Date any index is below 70% of its initial level, the maturity payment is reduced one‑for‑one with the worst‑performing index, so investors can lose more than 30% and up to all of their principal. The notes are unsecured obligations, subject to JPMorgan Financial’s and JPMorgan Chase & Co.’s credit risk, pay no dividends, are issued in $1,000 minimums, and may have limited liquidity. If priced today, the estimated value would be about $973.60 per $1,000, and the final estimated value will not be less than $900.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering capped buffered equity notes linked to the S&P 500 Index, maturing in February 2027. The notes provide 1.00x exposure to any S&P 500 gain at maturity, up to a maximum return of at least 9.05% (minimum $1,090.50 per $1,000 note).

A 15% downside buffer protects principal against moderate index declines, but if the S&P 500 falls by more than 15%, investors lose 1% of principal for each additional 1% drop, up to an 85% loss. The notes pay no interest, pass through no dividends, are unsecured obligations subject to the credit risk of both issuers, and are not bank deposits or FDIC insured.

If priced on the terms shown, the estimated value would be about $983.40 per $1,000, and at pricing will not be less than $900, reflecting embedded fees, hedging costs and issuer funding assumptions. The notes will not be listed on an exchange, and secondary market prices are expected to be below the issue price and sensitive to market, rate and credit conditions. The filing also outlines complex and potentially adverse U.S. tax treatment considerations.

JPMorgan Chase Financial Company LLC is offering unsecured, unsubordinated structured notes linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes run to February 10, 2028 and are intended for investors seeking an uncapped equity-linked return with a leverage factor of at least 1.13415 on any positive index performance at maturity.

The structure provides a 15.00% downside buffer, but if the index falls by more than that, investors lose 1% of principal for each additional 1% decline, up to a possible 85.00% loss of principal at maturity. The notes pay no interest, provide no dividends from the underlying index, and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co.

The preliminary materials indicate an estimated value of about $970.00 per $1,000 principal amount, with a final estimated value not less than $960.00, reflecting embedded selling commissions, hedging costs and issuer funding assumptions. Key risks highlighted include potential illiquidity, lower secondary market prices than the issue price, tax treatment uncertainties and the possibility of early acceleration upon a change-in-law event.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Uncapped Accelerated Barrier Notes linked to the worst performer of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing on February 1, 2029.

The notes provide at least 1.80x any positive return of the least performing index if all three finish above their initial levels. If any index ends at or below its initial level but all remain at or above 60% of initial value, investors receive only their principal back. If any index closes below this 60% barrier, repayment is reduced one-for-one with the decline of the worst index, so investors can lose more than 40% and up to all of their principal.

The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co., and will not be listed on an exchange, so liquidity may be limited. The preliminary estimated value is indicated at about $980.70 per $1,000 note, and the final estimated value will not be less than $900.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering structured Capped Dual Directional Buffered Equity Notes linked to the S&P 500® Index, maturing on July 30, 2027. Each note has a $1,000 denomination and provides unleveraged exposure to index moves, with no interest or dividends.

If the index rises, investors receive principal plus the index gain, capped at a Maximum Upside Return of at least 9.65% (at least $1,096.50 per $1,000 note when the terms are set). If the index is flat or down by up to the 15.00% buffer, investors earn the absolute value of that move, up to a maximum payment of $1,150.00 per $1,000 note.

If the S&P 500® falls by more than 15.00%, principal is reduced 1-for-1 beyond the buffer, and investors can lose up to 85.00% of their money. The notes are unsecured, not FDIC insured, have limited liquidity, and their value is expected to be below the $1,000 issue price, with an indicative estimated value around $971.00 per $1,000 note if priced on the example date.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering capped dual directional buffered equity notes linked to the S&P 500® Index, maturing on January 31, 2028, in $1,000 minimum denominations. These unsecured notes provide unleveraged exposure to the Index, with a Maximum Upside Return of at least 20.00% and a 15.00% downside buffer.

If the Index rises, investors receive principal plus the Index gain, capped at the Maximum Upside Return. If the Index is flat or down by up to 15.00%, investors receive a positive return equal to the absolute Index move. If the Index falls by more than 15.00%, principal is reduced 1% for each 1% drop beyond the buffer, for a potential loss of up to 85.00% of principal.

The notes pay no interest or dividends, are not bank deposits, and carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value, if priced on the date shown, would be about $983.90 per $1,000, and will not be less than $950.00 per $1,000 at pricing, reflecting selling costs and hedging-related factors.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable dual directional buffered return enhanced notes linked to the VanEck Gold Miners ETF (GDX), maturing on January 12, 2028. The notes may be automatically called on February 3, 2027 if the ETF is at or above the Call Value, paying $1,000 plus a call premium of at least $115 per $1,000.

If not called and the ETF finishes above the strike, holders receive 1.5 times the ETF’s gain. If the ETF is flat or down by up to the 25% buffer, holders receive a positive return equal to the absolute loss, capped at 25% (maximum $1,250 per $1,000 for negative scenarios). Below the buffer, principal losses match further declines up to a 75% loss.

The notes pay no interest, do not pass through ETF dividends, are unsecured obligations subject to the credit risk of JPMorgan entities, and may be illiquid. Risk factors also highlight concentration in gold and silver mining stocks, non‑U.S. exposure, and potential secondary market pricing below the issue price.

JPMorgan Chase Financial Company LLC is offering Uncapped Dual Directional Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes mature on January 31, 2031, have minimum denominations of $1,000, pay no periodic interest, and expose investors to the credit risk of both the issuer and guarantor. At maturity, if the index rises, holders receive $1,000 plus the index gain multiplied by an Upside Leverage Factor of at least 1.965. If the index is flat or down by up to the 20.00% Buffer Amount, investors earn the absolute value of that move, capped at a 20.00% maximum return when the index return is negative.

If the index falls by more than 20.00%, principal is reduced by 1.25% for every 1% decline beyond the buffer, so investors can lose some or all of their principal. The notes are unsecured, will not be listed, and any sale before maturity may occur at a price below the original issue price. Illustrative materials show an estimated value example of $985.10 per $1,000 and state the final estimated value will not be less than $950.00 per $1,000.