Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering three-year Trigger Autocallable Contingent Yield Notes linked separately to Citizens Financial Group (CFG) common stock and United Parcel Service (UPS) Class B shares. The notes pay quarterly contingent coupons only if the underlying stock closes at or above a preset coupon barrier; otherwise no coupon is paid for that quarter. After an initial six‑month non-call period, the notes are automatically called on any observation date when the underlying is at or above its initial value, returning principal plus that quarter’s coupon.

If the notes are not called and the final stock price is at or above the downside threshold (set equal to the coupon barrier), investors receive principal back plus the final coupon; if it finishes below that threshold, repayment is reduced in line with the stock’s decline, up to a complete loss of principal. Indicative contingent coupon rates are 9.00% per annum for the CFG-linked notes and 9.15% for the UPS-linked notes, with issue price of $10 per note and selling commissions of $0.20 per $10. The estimated value is below par (for example, approximately $9.546 and $9.48 per $10 for CFG and UPS), the notes are unsecured, not exchange-listed, and involve complex U.S. tax and withholding considerations.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable accelerated barrier notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 Index and the EURO STOXX 50 Index, maturing on November 30, 2028.

The notes may be automatically called on November 27, 2026 if each index is at or above 90% of its initial level, paying $1,000 plus a call premium of at least $190 per $1,000 note. If not called and all three final index levels exceed their initial levels, investors receive $1,000 plus 1.5 times the gain of the worst-performing index; if any index finishes between 70% and 100% of its initial level, principal is returned only. If any index closes below 70% of its initial level, repayment is reduced one-for-one with the decline in the worst index and investors can lose up to their entire principal.

The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. An indicative estimated value is about $987 per $1,000 note, and the final estimated value will not be less than $950 per $1,000 note.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $835,000 of Callable Contingent Interest Notes linked to the least performing of the Russell 2000, S&P 500 and Nasdaq‑100 indices, due November 27, 2028.

The notes pay a contingent interest rate of 6.25% per annum, or $5.2083 per $1,000 monthly, but only for review dates when each index closes at or above 70% of its initial level; otherwise no interest is paid. JPMorgan may redeem the notes early, in whole, on specified interest payment dates starting November 27, 2026 at $1,000 plus any due contingent interest.

If held to maturity and any index finishes below 65% of its initial level, investors lose 1% of principal for each 1% drop beyond the 35% buffer, up to a 65% loss of principal. The estimated value at pricing was $976.40 per $1,000, below the $1,000 issue price, reflecting selling commissions, hedging costs and issuer funding rates.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is issuing $50,000 of Auto Callable Accelerated Barrier Notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing on November 26, 2030. The notes are sold in $1,000 denominations at 100% of face value, with selling fees of $50 per note, providing $47,500 in proceeds to the issuer and an estimated fair value of $887.80 per $1,000 at pricing.

The notes may be automatically called starting November 25, 2026 if the Index is at or above its initial level, paying back principal plus preset call premiums ranging from 18.55% to 37.10%. If not called and the Index is above the initial level at maturity, investors receive 5x the Index gain; if the Index finishes between the initial level and a 50% barrier, principal is returned. Below the barrier, losses match the Index decline, up to a complete loss of principal.

The Index embeds a 6.0% per annum daily deduction, uses leveraged exposure (up to 500%) to E-mini S&P 500 futures with a 35% target volatility, and can be significantly uninvested, all of which can drag performance. The notes pay no interest, offer no dividends, are unsecured, subject to JPMorgan credit risk, may be illiquid, and are expected to trade below issue price due to embedded costs and internal funding assumptions.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, maturing on May 25, 2028. The notes pay a contingent interest rate of at least 13.50% per annum, or at least 3.375% per quarter, but only for Review Dates when the Index closes at or above an Interest Barrier of 65.00% of the Initial Value.

The notes may be automatically called on any Review Date from May 21, 2026 (excluding the first and final Review Dates) if the Index closes at or above the Initial Value, in which case investors receive $1,000 plus the applicable contingent interest and no further payments. If the notes are not called and the Final Value is at least 60.00% of the Initial Value (the Trigger Value), principal is repaid in full plus the final contingent interest, if due. If the Final Value is below the Trigger Value, repayment is $1,000 plus $1,000 times the Index return, so principal losses greater than 40% and up to a total loss are possible.

The Index targets 35% implied volatility through leveraged or reduced exposure (0% to 500%) to E-mini S&P 500 futures and is subject to a 6.0% per annum daily deduction, which drags performance relative to a similar index without this fee. The preliminary estimated value is approximately $948.00 per $1,000 note and will not be less than $900.00 per $1,000 at pricing, reflecting selling commissions, hedging costs and the issuer’s internal funding rate.

JPMorgan Chase Financial Company LLC is offering $250,000 of unsecured, auto-callable structured notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each note has a $1,000 denomination and matures on November 26, 2030, with the earliest automatic call possible on November 30, 2026 if the Index closes at or above 90% of its initial level.

If called, investors receive $1,000 plus a fixed call premium that steps up from 11.25% on the first Review Date to 56.25% on the final Review Date. If the notes are not called, principal is protected only within a 15% buffer; a larger Index decline can reduce repayment by up to 85%. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, which weighs on performance. The price to public is $1,000 per note, including $41.50 in fees and commissions, while the estimated value is $910.20.

JPMorgan Chase Financial Company LLC is offering $1,560,000 in auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, fully guaranteed by JPMorgan Chase & Co. The notes pay a 13.25% per annum contingent coupon (3.3125% quarterly) whenever the Index is at or above 60% of its initial level, and may be automatically called starting November 23, 2026 if the Index is at or above its initial value.

If the notes are not called and the final Index level is below 50% of the initial value, principal repayment is reduced one-for-one with the Index loss, up to a total loss. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, which drag on performance and can cause underperformance versus the QQQ Fund. The notes are unsecured, subject to issuer and guarantor credit risk, illiquid, and launched at $1,000 per note with an estimated value of $940.20.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable buffered return enhanced notes linked to the Class A common stock of Meta Platforms, Inc. The notes have a minimum denomination of $10,000 and increments of $1,000.

The Stock Strike Price is $613.05, the Meta closing price on the Strike Date. On the December 7, 2026 Review Date, if Meta’s closing price is at or above the strike, the notes are automatically called and pay $1,000 plus a call premium of at least 21.79% per note on the Call Settlement Date. If not called and Meta finishes above the strike on the November 24, 2027 Valuation Date, investors receive uncapped upside equal to the stock return.

If the Final Stock Price is at or up to 20.00% below the strike, investors receive principal back; below that level, losses increase at a 1.25x downside leverage, so principal can be partly or fully lost. The notes pay no interest or dividends and are subject to the credit risk of both issuers. The estimated value would be about $977.10 per $1,000 note if priced on the described date and will not be less than $960.00 per $1,000 note when finalized.

JPMorgan Chase Financial Company LLC is offering Callable Range Accrual Notes linked to the 10-Year CMT Rate, with a total principal amount of $1,120,000, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay monthly interest at a variable rate capped at 6.60% per annum and floored at 0.00%, based on how many days in each period the 10-Year CMT Rate is at or below 4.70%. If the condition is never met in an interest period, no interest is paid for that period.

The notes mature on November 25, 2030, but JPMorgan may redeem them in whole at par plus accrued interest on the 25th of each month starting November 25, 2026. The price to the public is $1,000 per note, including selling commissions of $13.036 per note, while the initial estimated value is $975.90, reflecting embedded costs and hedging. The notes are unsecured obligations, not bank deposits, not FDIC-insured, and their value and interest payments depend on interest rate movements, the issuer’s and guarantor’s credit, and limited secondary market liquidity.