Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC launched a preliminary 424(b)(2) for Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may pay a contingent coupon of at least 8.25% per annum (2.0625% per quarter) if, on a Review Date, each index is at or above 60% of its Initial Value. They auto-call on any non-final Review Date if each index is at or above its Initial Value, returning $1,000 per note plus the applicable coupon. If not called, at maturity on November 4, 2026, repayment depends on index performance and whether a Trigger Event occurred during the Monitoring Period; investors risk losing some or all principal if the lesser performer finishes below its Initial Value after a Trigger Event.

Minimum denominations are $1,000. Selling commissions will not exceed $7.25 per $1,000 note. If priced today, the estimated value would be approximately $983.60 per $1,000 note, and will not be less than $900.00 per $1,000 when set.

JPMorgan Chase Financial Company LLC announced preliminary terms for auto-callable Review Notes linked to the Dow Jones Industrial Average, Nasdaq-100, and Russell 2000, due November 3, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may be automatically called on scheduled review dates if each index closes at or above its Call Value (100% of Initial Value), with minimum call premiums of 10.750%, 16.125%, 21.500%, 26.875%, and 32.250% by the final review. If not called, principal is protected only if each index’s final level is at or above the 70% Barrier; otherwise, repayment is reduced 1:1 with the Least Performing Index.

The notes pay no interest or dividends, are offered in $1,000 denominations, and are unsecured obligations of JPMorgan Chase Financial. If priced today, the estimated value would be approximately $942.40 per $1,000, and will not be less than $900.00 per $1,000 when set. Earliest auto-call eligibility is November 4, 2026.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index (NDXT), Russell 2000 (RTY) and S&P 500 (SPX), fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a contingent coupon of at least 8.45% per annum (0.70417% monthly) when on a Review Date the closing level of each Index is ≥ 70.00% of its Initial Value (Interest Barrier). They are callable at the issuer’s option on any Interest Payment Date from November 3, 2026, and mature on October 4, 2029. If held to maturity and any Index finishes below 70.00% of its Initial Value (Trigger), principal is reduced one-for-one with the Least Performing Index Return, down to zero.

Minimum denomination is $1,000 per note; price to public is $1,000 per note. Selling commissions will not exceed $29.50 per $1,000. The preliminary estimated value is approximately $951.60 per $1,000 (final will not be less than $900.00). The notes are unsecured obligations of JPMorgan Financial and are subject to the credit risk of both the issuer and the guarantor.

JPMorgan Chase Financial Company LLC plans a primary offering of Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, due November 4, 2026, and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may pay a contingent interest rate of at least 10.75% per annum (at least $26.875 per $1,000 quarterly) on each Review Date only if the closing level of each index is at or above 70.00% of its Initial Value. The notes are auto‑callable on any non‑final Review Date if both indices close at or above their Initial Values, returning $1,000 plus that period’s interest. If not called, repayment at maturity depends on index performance: if both finish at or above Initial (or no Trigger Event occurred), investors receive $1,000 plus final interest; if a Trigger Event occurs (either index closes below 70.00% on any day) and either finishes below Initial, the maturity payment becomes $1,000 plus $1,000 times the Lesser Performing Index Return, risking substantial principal loss.

Denomination is $1,000, with selling commissions not exceeding $7.25 per $1,000. If priced today, the estimated value would be about $982.80 per $1,000, and will not be less than $900.00 per $1,000 when set. The notes are unsecured, subject to issuer and guarantor credit risk, and will not be listed.

JPMorgan Chase Financial Company LLC announced a preliminary 424(b)(2) pricing for Capped Dual Directional Buffered Equity Notes linked to the Nasdaq-100 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target unleveraged exposure with a Maximum Upside Return of at least 13.00% and a 15.00% buffer, maturing on May 3, 2027.

At maturity, gains track the Index up to the cap; declines up to 15% pay the absolute value as a positive return, and losses beyond 15% reduce principal on a 1:1 basis, up to an 85% loss. Minimum denominations are $1,000. If priced today, the estimated value would be about $970 per $1,000, and will not be less than $950 per $1,000 when set. For fee-based advisory accounts, the price to public will not be lower than $982.50 per $1,000; brokerage selling commissions will not exceed $17.50 per $1,000. The notes do not pay interest or dividends and are unsecured, subject to the credit risks of the issuer and guarantor.

JPMorgan Chase Financial Company LLC announced a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes target a Contingent Interest Rate of at least 8.25% per annum (at least $6.875 per $1,000 monthly) when the closing level of each Index is at or above 70.00% of its Initial Value. They are auto-callable if on any qualifying Review Date each Index is at or above its Initial Value; the earliest potential call is April 30, 2026. If not called, the notes mature on October 5, 2027. If any Index finishes below its 70.00% Trigger Value at maturity, principal is reduced one-for-one with the decline of the least performing Index.

The notes are expected to price on or about October 30, 2025 and settle on or about November 4, 2025, in minimum denominations of $1,000. The issuer cites an estimated value of approximately $962.00 per $1,000 today and not less than $900.00 per $1,000 at pricing. Selling commissions will not exceed $22.25 per $1,000. Payments are subject to the credit risk of both the issuer and guarantor.

JPMorgan Chase & Co. (JPM) disclosed a Form 4 for its Corporate Controller reporting RSU vesting and related share transactions on 10/25/2025. The officer acquired 881 and 826 shares of common stock via RSU conversions (Transaction Code M). To cover taxes (Code F), the officer disposed of 477 and 486 shares at $299.025 per share. Following these transactions, the officer directly beneficially owned 13,072 shares. The filing notes prior RSU grants with scheduled vesting through October 25, 2025, with resulting shares subject to a two‑year hold.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index (SPX) and the Russell 2000 Index (RTY), due November 4, 2027. The notes target a Contingent Digital Return of at least 24.05% and feature a 70% barrier for each index.

At maturity, if both indices finish at or above their initial levels, investors receive $1,000 plus the greater of the Contingent Digital Return or the lesser-performing index’s return. If either index is below its initial level but both are at or above 70% of initial, principal is returned. If either index finishes below 70% of its initial level, repayment is reduced one-for-one with the lesser performer’s decline, and investors can lose most or all principal.

The notes are expected to price on or about October 31, 2025 and settle on or about November 5, 2025, in $1,000 minimum denominations. If priced today, the estimated value would be approximately $991.30 per $1,000 note, and will not be less than $970. Sales are to certain fee-based advisory accounts with no commissions.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for auto-callable structured notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes can be automatically called on any Review Date if the Index closes at or above 100% of the Initial Value, with the earliest call on November 9, 2026.

The Index includes a 6.0% per annum daily deduction, which will reduce performance versus an identical index without the deduction. A 75.00% barrier applies at maturity if the notes are not called. Minimum call premiums per $1,000 are scheduled as follows: 24.500% (first Review Date) rising to 73.500% (final). The notes pay no interest or dividends, are issued in $1,000 denominations, and carry selling commissions that will not exceed $40.00 per $1,000. If priced today, the estimated value would be approximately $908.00 per $1,000 (not less than $900.00 when set). Settlement is expected on or about November 5, 2025 (CUSIP 48136JDC5).