Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering callable contingent interest notes linked to the least performing of the S&P 500 Index, EURO STOXX 50 Index and iShares Semiconductor ETF, maturing on November 24, 2028. The notes pay a monthly contingent coupon at a rate of at least 11.30% per annum only if on each Review Date all three underlyings are at or above 55% of their Strike Values; otherwise no interest is paid for that period.

The issuer may redeem the notes early on specified Interest Payment Dates starting May 26, 2026, at $1,000 per note plus any due contingent interest. At maturity, if not called and any underlying finishes below 50% of its Strike Value, principal is reduced in line with the worst performer and investors can lose more than half, up to all, of their investment. These unsecured notes carry the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The preliminary estimated value is about $976.30 per $1,000 note and will not be less than $940.00 when finalized.

JPMorgan Chase Financial Company LLC is offering $2,250,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Occidental Petroleum Corporation. The notes pay a 12.50% per annum contingent coupon, in quarterly installments of $0.3125 per $10 note, only when OXY’s closing price is at or above the coupon barrier of $29.76, which is 70% of the initial value of $42.52.

The notes can be called early on any quarterly observation date if OXY’s price is at or above the initial value, returning the $10 principal plus the applicable coupon. If they are not called and OXY finishes at or above the downside threshold of $29.76 at maturity on May 21, 2027, investors receive $10 plus the final coupon. If OXY ends below the downside threshold, repayment of principal is reduced in line with the stock’s decline, and investors can lose most or all of their investment. The notes are unsecured obligations of JPMorgan Financial, fully and unconditionally guaranteed by JPMorgan Chase & Co., with an estimated value of $9.716 per $10 note and a minimum investment of $1,000.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Buffered Return Enhanced Notes linked to the Class A common stock of Meta Platforms, Inc. The notes are issued in $10,000 minimum denominations, priced at $1,000 per note, for an aggregate offering of $1,660,000, with net proceeds to the issuer of $1,635,100. If the Meta share price on the December 1, 2026 review date is at or above the initial stock price of $597.69, the notes are automatically called and pay back principal plus a 25.00% call premium. If not called and Meta’s final price on the November 18, 2027 valuation date is above the initial price, investors get leveraged upside at 1.874x with no cap. If the final price is down by up to 20.00%, principal is returned; below that buffer, principal is reduced 1% for each additional 1% decline, potentially to zero. The notes pay no interest or dividends, are unsecured unsubordinated obligations subject to JPMorgan credit risk, and had an estimated value at pricing of $975.60 per $1,000.

JPMorgan Chase Financial Company LLC is offering 1-year Capped GEARS linked to the S&P 500® Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Security has a $10 issue price and gives 3.00x leveraged upside exposure to positive S&P 500 returns, but gains are capped by a Maximum Gain that will be set on the trade date between 11.10% and 13.10%.

If the index return is positive, the payoff equals $10 plus 3x the index gain, limited by the Maximum Gain; if the return is zero, holders receive $10; if the index declines, investors lose principal in proportion to the index loss, up to a total loss. UBS earns up to $0.20 per $10 Security, and the indicative estimated value is about $9.706, not less than $9.40, reflecting embedded costs and hedging. The notes are unsecured, not FDIC-insured, will not be listed on an exchange and involve significant market, credit, liquidity and tax risks.

JPMorgan Chase Financial Company LLC is offering unsecured, callable contingent interest notes linked separately to the Nasdaq-100, Russell 2000 and S&P 500 indices, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are scheduled to mature on November 26, 2030.

Investors may receive monthly contingent interest of at least 10.65% per annum (0.8875% per month) per $1,000 note, but only if on each review date the closing level of each index is at or above 70% of its initial value; otherwise no interest is paid for that period.

The issuer may redeem all notes early on specified interest payment dates starting May 27, 2026 at $1,000 plus any due contingent interest. At maturity, if not called and each index is at or above its 70% trigger value, investors receive $1,000 plus final contingent interest; if any index is below its trigger, repayment is reduced based on the worst-performing index, with the potential to lose more than 30% and up to all principal.

If the notes priced on the described date, their estimated value would be about $973.50 per $1,000 note and will not be less than $940.00 per $1,000 at pricing. The notes are not deposits or FDIC insured and are subject to the credit risk of both the issuer and guarantor.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to the MerQube US Tech+ Vol Advantage Index, maturing on November 29, 2030. The notes pay a monthly contingent coupon of at least 9.25% per annum equivalent when, on a review date, the Index closes at or above 70% of its initial value; missed coupons can be paid later if the barrier is met.

The notes may be automatically called as early as November 25, 2026 if the Index is at or above its initial value, returning $1,000 per note plus due contingent interest, with no further payments. At maturity, if not called and the Index is at or above 85% of its initial level, investors receive full principal plus applicable contingent interest; below that level, principal is reduced, with losses up to 85% possible. The Index embeds a 6.0% per annum daily deduction and a notional financing cost, which drag on performance and can cause it to lag the QQQ-based strategy it tracks. The estimated value is initially about $911.70 per $1,000 note and will not be less than $900.00.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to the Russell 2000, S&P 500 and EURO STOXX 50 indices, maturing on December 6, 2029. The notes can pay a quarterly contingent coupon of at least 8.25% per annum (at least 2.0625% per quarter) if, on a Review Date, each index is at or above 70% of its initial level. Starting with the December 2, 2026 Review Date, the notes are automatically called if each index is at or above its initial level, returning principal plus that period’s coupon.

If the notes are not called and, at maturity, the worst-performing index is at or above 70% of its initial level, investors receive full principal plus the final coupon. If the worst-performing index finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the index loss, which can result in losing a substantial portion or all of the investment. The notes are unsecured obligations subject to the credit risk of JPMorgan Chase Financial and JPMorgan Chase & Co., are not FDIC insured, and may have limited or no secondary market liquidity. The issuer’s estimated value per $1,000 note would be about $940.00 if priced on the date shown, and will not be less than $920.00 when finalized.

JPMorgan Chase Financial Company LLC is offering market-linked notes that pay no interest and return a variable amount at maturity based on the lowest performing of the S&P 500, Dow Jones Industrial Average, Nasdaq-100 and EURO STOXX 50 indices. Each security has a $1,000 principal amount and is fully and unconditionally guaranteed by JPMorgan Chase & Co.

At maturity in December 2026, investors participate 100% in any gain of the lowest index, but returns are capped at a maximum upside of at least 12.55%, or at least $1,125.50 per security. If that index falls up to the 15% buffer, investors receive a positive "absolute" return up to 15%. If it falls by more than 15%, principal is reduced 1-for-1 beyond the buffer and investors may lose up to 85% of principal. The indicative estimated value is about $961.50 per $1,000 security, and at pricing it will not be less than $930.00.

JPMorgan Chase Financial Company LLC is offering auto callable contingent interest notes linked to the common stock of QUALCOMM Incorporated, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to price on or about November 21, 2025 and mature on November 26, 2027, in $1,000 minimum denominations.

Holders may receive a quarterly contingent interest payment of at least $27.50 per $1,000 note (a rate of at least 11.00% per annum) for any Review Date on which Qualcomm’s closing share price is at or above 60.00% of the initial price, with unpaid interest amounts potentially paid later if the barrier is met. The notes are automatically called, ending further payments, if on any non‑first, non‑final Review Date the stock closes at or above its initial value.

If the notes are not called and Qualcomm’s final share price is at or above the 60.00% trigger, investors receive full principal plus the applicable contingent interest. If the final price is below the trigger, principal is reduced one‑for‑one with the stock’s loss, and more than 40.00% (up to all) of principal can be lost. The estimated value is approximately $960.00 per $1,000 note and will not be less than $940.00, reflecting embedded selling, structuring and hedging costs.