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Alerian MLP Index ETN SEC Filings

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Welcome to our dedicated page for Alerian MLP Index ETN SEC filings (Ticker: amjb), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Alerian MLP Index ETN's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Alerian MLP Index ETN's regulatory disclosures and financial reporting.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Auto Callable Dual Directional Buffered Equity Notes linked to the S&P 500® Index. The notes are issued at $1,000 per note, for total proceeds of $1,699,125 after fees, with a maximum aggregate price to the public of $1,725,000.

The notes may be automatically called on the February 5, 2027 Review Date if the Index closing level is at or above the Initial Index Level of 6,915.61, in which case investors receive $1,000 plus a 9.75% call premium per note on the Call Settlement Date. If not called and held to the January 27, 2028 maturity, investors participate one-for-one in any positive Index return, or receive the absolute value of negative Index performance up to a 20.00% Contingent Buffer.

If the Ending Index Level is more than 20.00% below the Initial Index Level, principal is at risk and losses increase 1% for each additional 1% Index decline, potentially resulting in a full loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of the issuer and guarantor, and are not bank deposits or FDIC insured. The estimated value at pricing was $977.50 per $1,000 note, below the issue price due to selling commissions, hedging costs and structuring margin.

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JPMorgan Chase Financial Company LLC is issuing $500,000 of Capped Dual Directional Accelerated Barrier Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Russell 2000® Index, maturing on January 26, 2029 and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes offer 2.0x leveraged upside on any positive return of the least performing index, capped at a Maximum Upside Return of 58.75% (maximum payment of $1,587.50 per $1,000 note. If any index is flat or down but all three remain at or above 70.00% of their Initial Values (the Barrier Amounts), investors receive a positive return equal to the absolute decline of the worst index, up to 30.00% (maximum payment of $1,300.00 per $1,000 note in this scenario).

If any index finishes below its 70.00% barrier, principal is reduced 1% for each 1% decline of the least performing index, with the potential for a total loss of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., and carry an estimated value of $979.90 per $1,000 note versus a $1,000 issue price.

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JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering auto callable contingent interest notes linked to Alphabet Inc. Class A common stock. The notes have a $1,000 minimum unit size (overall offering $5,353,000) and mature on February 10, 2027, unless called earlier.

Holders may receive a Contingent Interest Payment of $43.175 per $1,000 note on each Interest Payment Date if Alphabet’s share price on the related Review Date is at or above the Interest Barrier of $278.7405, equal to 85.00% of the Initial Stock Price of $327.93. Missed coupons can be paid later if the barrier is met on a subsequent Review Date.

The notes are automatically called if Alphabet’s share price on any non-final Review Date is at or above the Initial Stock Price, paying back $1,000 plus the current and any unpaid contingent interest. If the notes are not called and a Trigger Event occurs (Final Stock Price below the Trigger Level, also 85.00% of the Initial Stock Price), principal is reduced using a Downside Leverage Factor of 1.17647, so losses accelerate below that level and can reach a full loss of principal.

The price to the public is $1,000 per note, including $10 in selling commissions, for net proceeds of $990 per note and total issuer proceeds of $5,299,470. The estimated value at pricing is $983.80 per $1,000 note, reflecting structuring and hedging costs. Payments depend on the credit of both JPMorgan Financial and JPMorgan Chase & Co., and investors do not receive Alphabet dividends or voting rights.

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JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering auto callable buffered equity notes linked to the S&P 500® Index. The notes are issued in $1,000 units (minimum $10,000), with a total price to the public of $5,440,000.00 and issuer proceeds of $5,358,400.00 after selling fees.

The notes can be automatically called on February 5, 2027 if the S&P 500 closing level is at or above the initial level of 6,915.61, paying $1,000 plus an 8.35% call premium. If not called and at maturity the index is at or above the initial level, investors receive uncapped upside with at least a 16.70% contingent minimum return, so no less than $1,167 per $1,000 note.

If the notes are not called and the index is down by up to 15.00%, principal is returned at maturity. Below that buffer, losses are magnified: for every 1% decline beyond 15%, investors lose 1.17647% of principal, up to a total loss. The notes pay no interest or dividends, are unsecured obligations subject to JPMorgan’s credit risk, are not listed on an exchange, and their estimated value at pricing is $979.10 per $1,000 note, below the issue price.

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JPMorgan Chase Financial Company LLC is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ford Motor Company, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Note has a $10 issue price and a term of about one year, with quarterly Observation Dates.

The Notes pay a contingent coupon only if Ford’s share price on an Observation Date is at or above the Coupon Barrier of $8.74, which is 65% of the Initial Value of $13.44 observed on January 26, 2026. The minimum Contingent Coupon Rate is 10.75% per year, paid in equal quarterly installments when due. The Notes are automatically called if Ford’s share price on any Observation Date is at or above the Initial Value; in that case, investors receive the $10 principal plus that quarter’s coupon and the Notes terminate.

If the Notes are not called and Ford’s Final Value is at or above the Downside Threshold of $8.74, investors receive $10 plus the final coupon at maturity. If the Final Value is below the Downside Threshold, repayment is reduced in proportion to Ford’s decline, and investors can lose a significant portion or all of their principal. Payments depend on the creditworthiness of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co., and the Notes will not be listed on any securities exchange. Selling commissions to UBS are $0.15 per $10 Note, and the estimated value on the pricing date would be about $9.774 per $10 Note, and not less than $9.40.

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JPMorgan Chase Financial Company LLC is offering $6.68 million of Digital Equity Notes due 2027 linked to the S&P 500 Index. These unsecured notes pay no interest and are fully and unconditionally guaranteed by JPMorgan Chase & Co. At maturity on July 27, 2027, each $1,000 note pays a fixed $1,114.50 if the S&P 500 final level is at least 90% of its initial level of 6,915.61.

If the index falls more than 10%, principal loss is leveraged: for each additional 1% decline beyond the 10% buffer, investors lose about 1.1111% of principal, with the payoff falling to zero if the index goes to zero. Upside is capped at the threshold settlement amount, so gains above roughly an 11.45% index rise are not passed through.

The original issue price is 100% of principal, with a 1.51% selling commission and net proceeds of 98.49% to the issuer. The bank’s estimated value at pricing is $980.30 per $1,000, reflecting embedded costs and hedging. The notes involve credit risk of both JPMorgan Financial and JPMorgan Chase & Co., have no listing or redemption features, and carry complex, uncertain U.S. tax treatment.

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JPMorgan Chase Financial Company LLC is issuing $8,750,000 of Capped Buffered Return Enhanced Notes linked to the MSCI Emerging Markets Index, maturing on July 28, 2027, and fully guaranteed by JPMorgan Chase & Co.

The notes offer 1.5 times any positive index return at maturity, up to a maximum total return of 23.50% (a maximum payment of $1,235 per $1,000 note). A 10% downside buffer protects against moderate losses, but if the index falls by more than 10%, investors lose 1% of principal for each 1% decline beyond that, up to a 90% loss.

The notes pay no interest and provide no dividends from index constituents. They are unsecured obligations subject to the credit risk of both JPMorgan Financial and JPMorgan Chase & Co. The estimated value at pricing was $991.20 per $1,000 note, below the issue price, reflecting structuring and hedging costs.

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JPMorgan Chase Financial Company LLC is offering $1,153,000 of Uncapped Buffered Return Enhanced Notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes mature on January 28, 2031 and provide 1.60x leveraged upside on any index appreciation at maturity, with a 20% downside buffer. If the index falls more than 20%, investors lose 1% of principal for each additional 1% decline, up to an 80% loss. The notes pay no interest and are unsecured, unsubordinated obligations subject to the credit risk of both the issuer and guarantor.

The price to the public is $1,000 per note, including selling commissions of $37.50 per $1,000 and proceeds to the issuer of $962.50 per $1,000. The issuer’s estimated value is $945.40 per $1,000, reflecting structuring and hedging costs. The notes will not be listed on an exchange, may be illiquid, reference a futures-based index subject to roll and leverage risks, and carry complex U.S. tax and Section 871(m) considerations.

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JPMorgan Chase Financial Company LLC is offering $7,882,000 of 2‑year Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc. stock, fully and unconditionally guaranteed by JPMorgan Chase & Co. Each Note has a $10 denomination and pays a high contingent coupon.

Investors receive a 13.46% per annum contingent coupon (about $0.3365 per quarter per $10 Note) only when AMAT’s share price on an Observation Date is at or above the $161.19 Coupon Barrier, set at 50% of the $322.38 Initial Value. The Notes can be called early if AMAT closes at or above the Initial Value on a quarterly Observation Date. If not called and the Final Value is below the same 50% Downside Threshold, principal is reduced in line with AMAT’s decline, and investors can lose a significant portion or all of their investment. All payments depend on the creditworthiness of JPMorgan Financial and JPMorgan Chase & Co.

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JPMorgan Chase Financial Company LLC is issuing $361,000 of Capped Dual Directional Buffered Equity Notes linked to the S&P 500 Index, maturing on January 26, 2029 and fully guaranteed by JPMorgan Chase & Co. The notes offer unleveraged exposure to index moves, with a Maximum Upside Return of 22.50% and a 20.00% downside buffer. If the index rises, returns track the index up to the cap; if it falls by up to 20%, investors gain the same percentage as positive return.

For larger declines, investors lose 1% of principal for every 1% drop beyond the 20% buffer, with losses up to 80.00% of principal. The notes pay no interest or dividends, are unsecured obligations subject to the credit risk of both issuers, and are not FDIC insured. The price to the public is $1,000 per note, including fees, while the estimated value at pricing was $961.10 per $1,000, reflecting embedded costs and hedging factors.

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FAQ

What is the current stock price of Alerian MLP Index ETN (amjb)?

The current stock price of Alerian MLP Index ETN (amjb) is $35.64 as of February 22, 2024.

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