Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC is offering Structured Investments Digital Barrier Notes fully guaranteed by JPMorgan Chase & Co. The notes pay a Contingent Digital Return of at least 51.50% at maturity if the lesser performing of the Nasdaq-100 and the S&P 500 is at or above its Initial Value. The notes have a Barrier Amount of 50.00%, a pricing date on or about March 3, 2026, settlement on or about March 6, 2026, and maturity on March 6, 2031. Minimum denominations are $1,000. If both indices finish at or above their Initial Values, payment at maturity is $1,000 plus the Contingent Digital Return; if either index finishes below its Barrier Amount, repayment falls proportionally to the Lesser Performing Index Return. The estimated value at pricing is approximately $978.10 per $1,000 with a stated floor not less than $900.00.

JPMorgan Chase Financial Company LLC is offering Uncapped Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index with a $1,000 principal amount per note, expected to price on or about March 6, 2026 and settle on or about March 11, 2026. The notes pay no interest, feature an Upside Leverage Factor of at least 1.5725, a Buffer Amount of 20.00%, and mature on March 15, 2030 (Observation Date March 12, 2030). At maturity investors receive $1,000 + ($1,000 × Index Return × Upside Leverage Factor) if the Index appreciates; if the Index declines by more than 20.00%, investors incur losses down to as much as 80.00% of principal. The estimated value at pricing is approximately $988.30 per $1,000 note; the estimated value when set will be at least $900.00 per note. Payments are subject to the credit risk of JPMorgan Financial and the guarantee of JPMorgan Chase & Co.

JPMorgan Chase & Co. and DNT Asset Trust filed Amendment No. 1 to a Schedule 13D to report the complete exit of their position in BlackRock Munivest Fund, Inc.’s Variable Rate Muni Term Preferred Shares.

The filing states that DNT Asset Trust sold the Preferred Shares in an open market transaction on February 19, 2026 at a price of $100,173.1232878 per share0 shares, representing 0% of the class, and all voting and financing arrangements tied to these Preferred Shares have been terminated.

BLACKROCK MUNIVEST FUND II, INC. reported an insider transaction involving its Series W-7 Variable Rate Muni Term Preferred Shares. DNT Asset Trust, indirectly owned by JPMorgan Chase & Co., sold 777 of these preferred shares in an open-market transaction at a price of $100,173.1232819 per share. After this sale, the reporting table shows no preferred shares remaining for this indirect holding.

JPMorgan Chase & Co. and DNT Asset Trust report beneficial ownership of 7,178 Variable Rate Muni Term Preferred Shares of BlackRock MuniHoldings Fund, Inc., representing 100% of this preferred class.

Their entire position carries shared, not sole, voting and dispositive power. The amendment reflects a February 9, 2026 reorganization in which DNT Asset Trust exchanged 780 preferred shares of MUE, 1,541 of BFK, 976 of BYM, and 1,741 of BLE for an equal number of preferred shares of BlackRock MuniHoldings Fund, Inc.

Voting and consent rights on 5,038 preferred shares acquired in this reorganization are subject to an existing Voting Trust and will be treated consistently with prior arrangements. Related purchase, exchange, and registration rights agreements were amended and restated as of February 9, 2026.

JPMorgan Chase & Co. and DNT Asset Trust filed an amended Schedule 13D stating they sold all Variable Rate Muni Term Preferred Shares of BlackRock Munivest Fund II, Inc. in an open market transaction on February 19, 2026 at $100,173.1232819 per share.

After this sale, the reporting persons report 0.00 shares beneficially owned, representing 0% of the class, with no voting or dispositive power. They also state they ceased to be beneficial owners of more than five percent of the class and that all voting and financing arrangements related to these preferred shares have been terminated.

JPMorgan Chase & Co. and DNT Asset Trust have fully exited their preferred stake in BlackRock MuniHoldings Quality Fund II, Inc. The amendment reports that, following a reorganization of the fund into BlackRock MuniHoldings Fund, Inc. on February 9, 2026, DNT Asset Trust exchanged its 780 Variable Rate Muni Term Preferred (VRDP) Shares of the issuer for an equal number of preferred shares of BlackRock MuniHoldings Fund, Inc.

As a result, the reporting persons now report 0.00 shares beneficially owned, representing 0% of this preferred class, with no voting or dispositive power remaining and all related voting and financing arrangements on the issuer’s preferred shares terminated.

BLACKROCK MUNIVEST FUND, INC. reported an insider transaction involving its Series W-7 Variable Rate Muni Term Preferred Shares. A total of 1,536 preferred shares beneficially owned by DNT Asset Trust were sold in an open-market transaction, with JPMorgan Chase & Co. reporting an indirect interest through its subsidiary.

The sale price for the VMTP Shares was stated as $100,173.1232878 per share, and the position shown in this filing for these securities dropped to zero shares following the transaction. The reporting persons also state that the joint filing does not constitute an admission that they are acting as a group regarding the issuer’s securities.

JPMorgan Chase Financial Company LLC offers structured Review Notes linked to the MerQube US Tech+ Vol Advantage Index with expected pricing on March 2, 2026 and settlement on March 4, 2026. The notes mature on March 3, 2033 and are fully guaranteed by JPMorgan Chase & Co.

The notes feature an automatic call beginning February 29, 2028, a Call Value of 100.00%, a Barrier Amount of 60.00%, and a Call Premium Rate of at least 22.00%. The Index reflects a 6.0% per annum daily deduction and a notional financing cost tied to the QQQ Fund. The estimated value at issuance is about $925.50 per $1,000 note (minimum disclosed $900.00).