Alerian MLP Index ETN SEC Filings

JPMorgan Chase & Co. filed a preliminary 424B2 for Callable Fixed Rate Notes due October 31, 2035. The notes pay a fixed 4.60% per annum, with interest paid in arrears each October 31, starting in 2026, using a 30/360 day count, Following Business Day Convention and Unadjusted Interest Accrual Convention.

The notes are callable by the issuer, in whole but not in part, on the last calendar day of April and October from October 31, 2027 through April 30, 2034, at par plus accrued interest, with at least five business days’ notice. If outstanding to maturity, holders receive principal plus any accrued and unpaid interest on October 31, 2035.

The indicated price to the public is $1,000 per $1,000 principal amount (eligible institutional/fee-based accounts may see $975.10–$1,000). Selling commissions would be approximately $18.50 per $1,000, not to exceed $40.00 per $1,000. The notes are unsecured and not FDIC insured.

JPMorgan Chase & Co. filed a preliminary pricing supplement for Callable Fixed Rate Notes due October 31, 2030. The notes pay 4.25% per annum, with interest paid in arrears on October 31 each year beginning in 2026. Interest uses a 30/360 day count, a Following business day convention, and an Unadjusted interest accrual convention.

The issuer may redeem the notes, in whole but not in part, at par plus accrued interest on the last calendar day of April and October from October 31, 2027 through April 30, 2030, with at least 5 business days’ notice to DTC. The Pricing Date is October 29, 2025 and the Original Issue Date is October 31, 2025. For certain accounts, the price to the public will be between $987.60 and $1,000 per $1,000 principal amount. If priced today, selling commissions would be approximately $1.50 per $1,000, capped at $12.50 per $1,000. These securities are not FDIC insured. In a resolution scenario, unsecured creditors, including noteholders, may bear losses and are structurally junior to subsidiary creditors.

JPMorgan Chase & Co. plans to issue Callable Fixed Rate Notes due October 29, 2055. The notes pay a fixed 5.70% per annum, with interest paid in arrears each year on October 31, beginning October 31, 2026 and continuing to October 31, 2054, and on the Maturity Date. Interest uses the 30/360 day count, Following Business Day Convention, and an Unadjusted Interest Accrual Convention.

The notes are callable at the issuer’s option on the last calendar day of April and October, starting October 31, 2027 and ending April 30, 2055. If called, holders receive principal plus accrued interest; notice to DTC will be at least five business days before a Redemption Date.

The preliminary price to the public is $1,000 per $1,000 note, with eligible institutional or fee-based sales between $927.60 and $1,000. If priced today, selling commissions would be approximately $5.50 per $1,000 note and will not exceed $50.00 per $1,000 note. The notes are not bank deposits and are not FDIC insured.

JPMorgan Chase & Co. filed a preliminary 424B2 for Callable Fixed Rate Notes due October 31, 2030. The notes pay fixed interest of 4.10% per annum, with interest paid annually on October 31, beginning in 2026, using a 30/360 day count and Following/Unadjusted conventions.

The issuer may redeem the notes, in whole but not in part, on the last calendar day of April and October from October 31, 2027 through April 30, 2030, at par plus accrued interest. If not called, holders receive principal plus accrued interest at maturity on October 31, 2030.

Indicative selling economics show a price to the public between $987.60 and $1,000 per $1,000 note, and selling commissions that would be approximately $6.75 per $1,000 (not to exceed $17.50). The notes are unsecured obligations of JPMorgan Chase & Co., are not FDIC insured, and are subject to resolution frameworks in which losses could be imposed on unsecured creditors, including noteholders. Tax counsel expects treatment as fixed‑rate debt instruments.

JPMorgan Chase & Co. outlined preliminary terms for Callable Fixed Rate Notes due October 29, 2032. The notes pay a fixed 4.35% annual interest rate, with interest paid in arrears each October 31 from 2026 through 2031 and on maturity. The issuer may redeem the notes at par plus accrued interest on the last calendar day of April and October, beginning on October 31, 2027 and ending on April 30, 2032.

Each note has a price to the public of $1,000 per $1,000 principal amount, with eligible institutional or fee-based accounts offered between $985.10 and $1,000. Selling commissions would be approximately $10.00 per $1,000 principal amount note and will not exceed $25.00 per $1,000. Key conventions include Following Business Day, Unadjusted interest accrual, and 30/360 day count. The notes are unsecured obligations of JPMorgan Chase & Co. and are subject to selected risks, including resolution strategy considerations under the Dodd-Frank Act.

JPMorgan Chase Financial Company LLC plans to offer Auto Callable Contingent Interest Notes linked to the Class A common stock of The Trade Desk, Inc. (TTD), due October 22, 2029, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Rate of at least 16.50% per annum (at least $13.75 per $1,000 monthly) for each Review Date on which TTD’s closing price is at least 50.00% of the Initial Value (the Interest Barrier). Beginning with the sixth Review Date, the notes are automatically called if TTD’s closing price is at least the Initial Value; the earliest potential call is April 17, 2026. If called, holders receive $1,000 plus the applicable contingent interest.

If not called, at maturity investors receive $1,000 plus the final contingent interest if the Final Value is at least the Trigger Value (50.00% of the Initial Value). If the Final Value is below the Trigger Value, the payoff is $1,000 + ($1,000 × Stock Return), which can result in losing more than 50% of principal, up to total loss. The notes are unsecured obligations of JPMorgan Financial, guaranteed by JPMorgan Chase & Co., with minimum denominations of $1,000. The preliminary estimated value is approximately $928.10 per $1,000, and will not be less than $910.00 per $1,000 when set. Expected pricing is on or about October 17, 2025, with settlement on or about October 22, 2025.

JPMorgan Chase & Co. plans a primary offering of Callable Fixed Rate Notes due October 31, 2033. The notes pay a fixed 4.55% per annum, with interest payable annually on October 31, beginning in 2026, using a 30/360 day count. At maturity, holders receive principal plus accrued interest if the notes have not been called.

The notes are callable at the issuer’s option, in whole but not in part, on the last calendar day of January, April, July, and October from October 31, 2027 through July 31, 2033, at par plus accrued interest. Pricing contemplates a per‑note price to the public between $980.10 and $1,000 per $1,000 principal amount for eligible accounts; selling commissions would be approximately $8.25 per $1,000 note and will not exceed $25.00.

These senior unsecured obligations are issued by the holding company and, in a resolution scenario, claims of noteholders would rank behind creditors of JPMorgan Chase & Co.’s subsidiaries. Special tax counsel opines the notes will be treated as fixed‑rate debt instruments.

JPMorgan Chase & Co. filed a preliminary pricing supplement for Callable Fixed Rate Notes due October 31, 2045. The notes pay a fixed 5.50% per annum, with interest paid annually on October 31, starting in 2026, calculated on a 30/360 day count basis.

The notes are callable at par plus accrued interest on the last calendar day of April and October, beginning October 31, 2027 through April 30, 2045. Key dates include a Pricing Date of October 29, 2025, an Original Issue Date (Settlement) of October 31, 2025, and a Maturity Date of October 31, 2045. The Business Day Convention is Following and the Interest Accrual Convention is Unadjusted.

The price to the public is expected at $1,000 per $1,000 note (eligible advisory accounts: not lower than $950.10 and not greater than $1,000). If priced today, selling commissions would be approximately $5.00 per $1,000 note and will not exceed $45.00 per $1,000 note. The notes are not bank deposits and are not FDIC insured.

Resolution disclosures note that, under certain U.S. resolution regimes, holders are unsecured creditors of the parent company and could face losses before subsidiary creditors are paid. Tax counsel opines the notes will be treated as fixed‑rate debt instruments for U.S. federal income tax purposes.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index and the Russell 2000 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes target uncapped, unleveraged upside at maturity with a Contingent Digital Return of at least 44.55%. A Barrier Amount of 75.00% of Initial Value applies to each index. If both Final Values are at or above their Initial Values, the maturity payment per $1,000 equals $1,000 plus the greater of the Contingent Digital Return or the lesser index’s return. If either index is below its Initial Value but both are at or above the Barrier Amount, principal is returned. If either index finishes below its Barrier Amount, repayment is reduced one-for-one with the lesser index’s decline, and investors could lose all principal.

Key terms include minimum denominations of $1,000, no interest, and no dividends. Expected pricing is on or about October 31, 2025; settlement and maturity are on or about November 5, 2025 and on November 5, 2030, respectively. Selling commissions will not exceed $30.00 per $1,000, and a possible structuring fee of $8.50 per $1,000 may be paid. If priced today, the estimated value would be $943.30 per $1,000, and when set, it will not be less than $920.00 per $1,000. The notes will not be listed, and any sale before maturity may occur at a substantial discount.