Welcome to our dedicated page for Alerian MLP Index ETN SEC filings (Ticker: amjb), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Alerian MLP Index ETN's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Alerian MLP Index ETN's regulatory disclosures and financial reporting.
JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering 5-year Buffered Equity Notes linked to the MerQube US Tech+ Vol Advantage Index (MQUSTVA). The notes feature a 30.00% buffer at maturity and may be automatically called on annual review dates if the index is at or above 100% of its initial level, paying a call premium of at least 16.25% per annum.
The index reflects a 6.0% per annum daily deduction, and the underlying QQQ Fund exposure is reduced by a daily notional financing cost. Minimum denomination is $1,000 (CUSIP 48136JZM9). The estimated value, when set, will not be less than $900 per $1,000 note. Key dates include a Pricing Date of November 24, 2025, annual Review Dates, a Final Review Date of November 25, 2030, and Maturity on November 29, 2030.
Principal is at risk; you may lose some or most of your investment. Payments depend on the credit of the issuer and guarantor, there are no periodic interest or dividends, and secondary market liquidity may be limited.
JPMorgan Chase Financial Company LLC priced $250,000 Auto Callable Contingent Interest Notes linked to the lesser performing of Tesla (TSLA) and Coinbase (COIN), due November 4, 2027, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a 31.25% per annum contingent rate, or $26.0417 per $1,000 monthly, if on a Review Date the closing price of each stock is at or above its Interest Barrier (60.00% of Initial Value). They are automatically called if, on eligible Review Dates, each stock closes at or above its Initial Value; the earliest possible call is April 30, 2026. Initial Values were TSLA $456.56 and COIN $343.78; the 60.00% Interest Barrier/Trigger Values are $273.936 and $206.268, respectively.
Per note: price to public $1,000, fees $10, proceeds to issuer $990; total proceeds $247,500. The estimated value was $950.00 per $1,000 at pricing. These unsecured, unsubordinated notes may pay no interest and can return less than principal, including a total loss, if either stock finishes below its Trigger Value at maturity.
JPMorgan Chase Financial Company LLC priced a $3,260,000 offering of Digital Barrier Notes linked to the lesser performing of the Russell 2000 and S&P 500, due February 4, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes pay a fixed 10.15% at maturity if the Final Value of each index is at or above 70% of its Initial Value on the observation date. Otherwise, repayment is based on the lesser-performing index return and investors can lose more than 30% of principal, up to all principal. Initial Values were 2,479.381 (Russell 2000) and 6,840.20 (S&P 500); corresponding Barrier Amounts are 1,735.5667 and 4,788.14.
Price to public is $1,000 per note (minimum $1,000 denominations). Sales are to fee-based advisory accounts with no commissions, so proceeds to issuer equal the total offering amount. The estimated value was $986 per $1,000 at pricing. The notes do not pay interest or dividends, are unsecured, unlisted, and carry the credit risk of the issuer and guarantor.
JPMorgan Chase Financial Company LLC priced $600,000 of Uncapped Dual Directional Buffered Return Enhanced Notes linked to the least performing of the S&P 500, Nasdaq‑100, and Russell 2000, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes offer 1.275x of any overall appreciation if all three indices finish above their initial levels at maturity on November 3, 2028, or an unleveraged positive return equal to the absolute decline of the least performing index up to a 20.00% buffer. Losses begin past the 20.00% buffer, with up to 80.00% principal loss possible. The notes pay no interest or dividends and are issued in $1,000 minimum denominations.
Key economics: price to public $1,000 per note; fees and commissions $7.50 per note; proceeds to issuer $992.50 per note (total $595,500). The estimated value was $981.70 per $1,000 note on the pricing date of October 31, 2025. Observation Date is October 31, 2028.
JPMorgan Chase & Co. reported solid third-quarter 2025 results, with net income of $14.4 billion, up 12% from a year earlier, and diluted EPS of $5.07, up 16%. Total net revenue rose 9% to $46.4 billion as both interest and fee income grew.
Return on common equity was 17% and return on tangible common equity 20%, reflecting strong profitability. Loans averaged about $1.4 trillion, up 7%, and deposits averaged $2.5 trillion, up 6%. The common equity Tier 1 capital ratio remained high at 14.8%, and the firm held about $1.5 trillion of liquidity sources.
Credit costs increased, with a $3.4 billion provision for credit losses versus $3.1 billion a year ago, and total allowance for credit losses reaching $29.1 billion. Nonperforming assets rose to $10.6 billion, while the net charge-off rate increased to 0.76%. All major segments—Consumer & Community Banking, Commercial & Investment Bank, and Asset & Wealth Management—delivered higher net income.
JPMorgan Chase Financial Company LLC priced a primary offering of $1,431,000 Uncapped Accelerated Barrier Notes linked to the S&P 500 Futures Excess Return Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide 1.92x leveraged upside at maturity with no cap. If the Index finishes at or above the 70% barrier of the Initial Value, principal is returned; below the barrier, losses match the Index decline. The Initial Value was 560.69, setting the barrier at 392.483. The notes pay no interest, price on October 31, 2025, settle on or about November 5, 2025, and mature on November 5, 2030.
Per-note pricing: price to public $1,000, fees and commissions $7.5480, and proceeds to issuer $992.4520 (total proceeds $1,420,198.75 vs. total fees $10,801.25). The estimated value was $960.20 per $1,000 at pricing. Payments are subject to the credit risk of JPMorgan Chase Financial Company LLC and JPMorgan Chase & Co.
JPMorgan Chase Financial Company LLC plans to offer Capped Dual Directional Buffered Equity Notes linked to the lesser performing of the Nasdaq-100 Index and the S&P 500 Index, due May 30, 2028, and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes provide unleveraged upside to index gains up to a Maximum Upside Return of at least 29.00%, and a positive return equal to the absolute value of index declines up to a 15.00% Buffer Amount. If either index falls by more than 15.00%, principal is reduced 1-for-1 beyond the buffer, with up to 85.00% loss at maturity. The notes pay no interest or dividends, are unsecured and unsubordinated, and will not be listed. Minimum denomination is $1,000.
If priced today, the estimated value would be approximately $960.80 per $1,000, and when set will not be less than $900.00 per $1,000. Expected pricing is on or about November 24, 2025, with settlement on or about November 28, 2025.
JPMorgan Chase Financial Company LLC filed preliminary terms for Uncapped Dual Directional Buffered Return Enhanced Notes linked to the lesser performing of the Russell 2000 and S&P 500, maturing on November 30, 2028 and fully and unconditionally guaranteed by JPMorgan Chase & Co.
The notes target an Upside Leverage Factor of at least 1.155 when both indices finish above their initial levels. If either index is flat or down by up to the 15.00% Buffer Amount, the payoff equals the absolute value of the lesser performer’s move, effectively capping gains at $1,150 per $1,000 when the lesser performer is negative within the buffer. If either index falls more than 15%, investors lose 1% of principal for each 1% decline beyond the buffer, up to 85.00% loss at maturity.
The notes pay no interest or dividends and are unsecured obligations. Minimum denomination is $1,000. Expected pricing is November 25, 2025 with settlement on December 1, 2025. If priced today, the estimated value would be about $975.10 per $1,000; at pricing it will not be less than $900.00 per $1,000. Selling commissions will not exceed $11.25 per $1,000.
JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Accelerated Barrier Notes linked to the Nasdaq-100, Russell 2000, and S&P 500, due November 29, 2028.
The notes may be automatically called as early as November 27, 2026 if each index closes at or above its Call Value (100% of its Initial Value), paying a Call Premium Amount of at least 11.80% on the first Review Date or 23.60% on the second, per $1,000. If not called and all indices finish above their Initial Values at maturity, the payoff provides 1.50x the return of the least performing index. A 70.00% Barrier per index protects principal only if each final level is at or above its Barrier Amount.
The notes pay no interest and offer no dividends. If any index ends below its Barrier, repayment is reduced one-for-one with the least performer and investors can lose more than 30%—up to all principal. These unsecured obligations carry the credit risk of JPMorgan Financial and are fully and unconditionally guaranteed by JPMorgan Chase & Co. The estimated value would be approximately $939.20 per $1,000 if priced today and will not be less than $900.00 per $1,000 when set.
JPMorgan Chase Financial Company LLC launched a preliminary 424(b)(2) for Callable Contingent Interest Notes linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, and the S&P 500 Index, due October 28, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay a monthly contingent coupon at a rate between 10.25% and 12.25% per annum if, on each Review Date, the closing level of each index is at least 70.00% of its Initial Value. The issuer may redeem the notes early on Interest Payment Dates (excluding the first, second and final), with the earliest call on March 2, 2026.
At maturity, if not redeemed early and each index’s Final Value is at least 70.00% of its Initial Value, investors receive $1,000 plus the final contingent coupon. If any index finishes below 70.00%, repayment is reduced by the Least Performing Index’s decline, and investors can lose more than 30% and up to all principal. Minimum denomination is $1,000; price to public is $1,000 per note, with selling commissions not to exceed $7.50 per $1,000. If priced today, the estimated value would be approximately $970 per $1,000, and will not be less than $900 per $1,000 when set. These are unsecured, unsubordinated obligations subject to the credit risk of the issuer and guarantor.