Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to Pinterest, Inc. (Class A), fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target a contingent interest of at least 12.10% per annum (paid monthly at ≥1.00833%), if on each Review Date the PINS closing price is at or above the Interest Barrier/Trigger set at 55.00% of the Initial Value.

The notes may be automatically called on any Review Date starting May 19, 2026 (excluding the first five and final Review Dates) if PINS closes at or above the Initial Value, paying $1,000 plus the applicable monthly interest. If not called, and on the final Review Date the Final Value is at or above the Trigger, investors receive $1,000 plus the last interest; if below, repayment equals $1,000 + ($1,000 × Stock Return), risking a loss of more than 45% and up to all principal.

Minimum denomination is $1,000. Selling commissions will not exceed $15 per $1,000. If priced today, the estimated value would be about $966.10 per $1,000, and when set will not be less than $930.00. Expected pricing is on or about November 19, 2025, settlement on or about November 24, 2025, and maturity on December 24, 2026.

JPMorgan Chase (JPM): Notice of proposed sale under Rule 144. A stockholder filed a Form 144 indicating an intent to sell 966 shares of Common Stock through J.P. Morgan Securities LLC on the NYSE, with an aggregate market value of $301,311.06. The approximate sale date is 11/07/2025.

The shares were acquired on 01/13/2025 as equity compensation awards granted by the issuer. Shares outstanding were 2,722,262,295. Form 144 is a notice of a planned sale and does not itself execute the transaction.

JPMorgan Chase Financial Company LLC priced a $1,224,000 offering of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, due November 8, 2030, and fully guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Rate of 11.90% per annum (monthly) when the Index closes at or above 70.00% of the Initial Value, and are automatically called on quarterly review dates if the Index is at or above the Initial Value, beginning November 5, 2026. Principal is protected only by a 15.00% buffer; if held to maturity without call and the Final Value is below the 85.00% Buffer Threshold, investors lose 1% of principal per 1% decline beyond the buffer, up to 85.00% loss.

Per note pricing: $1,000 Price to Public, $44 fees and commissions, and $956 proceeds to issuer; the estimated value was $909 per $1,000 at pricing. The notes are unsecured obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co., and are expected to settle on or about November 10, 2025. The Index includes a 6.0% per annum daily deduction and a notional financing cost, which can materially depress Index performance. The notes will not be listed; liquidity may be limited.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Uncapped Accelerated Barrier Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, due November 18, 2030, under a Rule 424(b)(2) prospectus.

The notes provide at least 1.44x any positive return of the lesser-performing index at maturity. If either index finishes below its 65.00% barrier of initial value, repayment is reduced one-for-one with the decline, and investors can lose some or all principal. The notes pay no interest or dividends, are unsecured and unsubordinated, and are subject to the credit risk of the issuer and guarantor. Minimum denomination is $1,000. For brokerage accounts, selling commissions will not exceed $6.00 per $1,000. For certain fee-based accounts, the price will not be lower than $994.00 per $1,000. The preliminary estimated value is approximately $970.00 per $1,000 and will not be less than $950.00 per $1,000 when set.

JPMorgan Chase & Co. filed a Form 13F Holdings Report, detailing institutional equity holdings for the quarter. The filing lists a Form 13F Information Table Entry Total of 32,847 positions and a Form 13F Information Table Value Total of $1,669,071,139,042. The report includes 17 Other Included Managers across its investment platform. The report is signed by Michael T. Lees, Executive Director.

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq‑100 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes offer a contingent interest rate of at least 8.95% per annum (0.74583% monthly) when, on a Review Date, each underlying is at or above its 70% Interest Barrier. They are auto‑callable on any Review Date (other than the first five and final) if each underlying is at or above its Initial Value, with the earliest auto‑call assessment on May 14, 2026. If not called, at maturity on November 16, 2028 investors receive par plus the final contingent coupon if each underlying is at or above its 60% Trigger Value; otherwise, repayment of principal is reduced one‑for‑one with the decline of the least performing underlying, potentially to zero.

Denomination is $1,000. Selling commissions will not exceed $30 per $1,000 note. If priced today, the estimated value would be about $945.60 per $1,000, and will not be less than $900.00 per $1,000 when set. Payments are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase Financial Company LLC, guaranteed by JPMorgan Chase & Co., is offering quarterly callable notes linked to the MerQube US Large‑Cap Vol Advantage Index (MQUSLVA) under a Rule 424(b)(3) terms supplement. The notes have a five‑year term, a one‑year non‑call period, and may be automatically called on quarterly review dates if the index is at or above the applicable Call Value.

The index employs rules‑based exposure to E‑Mini S&P 500 futures with a maximum 500% exposure and includes a 6.0% per annum daily deduction. The Barrier Amount is 60.00% of the Initial Value. If called, holders receive $1,000 plus the applicable Call Premium (not less than 16.25% per annum, increasing at later review dates). If not called and the final index value is below the barrier, repayment of principal is reduced by the Underlying Return.

Key dates: Pricing Date November 13, 2025; Final Review Date November 13, 2030; Maturity Date November 18, 2030. Estimated value will not be less than $870 per $1,000. Payments are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase & Co. is offering $2,435,000 of Callable Step-Up Fixed Rate Notes due November 5, 2055. The notes pay fixed annual interest that steps from 5.30% (from November 7, 2025 to November 7, 2040) to 5.50% (to November 7, 2050) and then 6.00% (to maturity). Interest is paid each November 7, beginning November 7, 2026, on a 30/360 basis.

The issuer may redeem the notes, in whole but not in part, on the 7th calendar day of May and November each year from May 7, 2030 to May 7, 2055, at par plus accrued interest. The notes mature on November 5, 2055 if not called, when principal plus accrued interest is payable.

The price to the public is $1,000 per note. Total fees and commissions are $73,170 ($30.049 per $1,000), for proceeds to the issuer of $2,361,830. Tax counsel expects the notes to be treated as step-up fixed-rate debt instruments issued without original issue discount.

JPMorgan Chase Financial Company LLC announced a preliminary pricing supplement for Capped Buffered Enhanced Participation Equity Notes linked to the S&P 500 Index, due January 15, 2027 and fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay no interest and repay at maturity based on index performance from the trade date to the January 13, 2027 determination date.

For each $1,000 note, upside exposure is 1.25x to a cap, with a maximum settlement amount expected between $1,128.50 and $1,150.75. A 10% buffer protects principal for declines up to 10%; losses beyond that are magnified by a ~1.1111 buffer rate. The estimated value is expected between $975.70 and $985.70 per $1,000. The expected cap level ranges from 110.28% to 112.06% of the initial index level.

The original issue price is 100% of principal; the underwriting commission is up to 1.17% of principal. The notes are unsecured obligations of JPMorgan Chase Financial, guaranteed by JPMorgan Chase & Co., will not be listed, and have no redemption feature. Tax counsel expects treatment as open transactions for U.S. federal income tax purposes, subject to IRS guidance. Any payment is subject to the issuer’s and guarantor’s credit risk.