Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC priced a $850,000 offering of Capped Dual Directional Buffered Equity Notes linked to the Nasdaq-100 Index, due May 3, 2027, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are issued in $1,000 denominations, pay no interest, and provide unleveraged exposure with a Maximum Upside Return of 13.00% and a 15.00% buffer on losses. They priced on October 28, 2025 and are expected to settle on or about October 31, 2025.

At pricing, the Initial Value was 26,012.16 and the Observation Date is April 28, 2027. Per $1,000 note: price to public $1,000; fees and commissions $17.50; proceeds to issuer $982.50, for total proceeds of $835,125. The estimated value was $976.20 per $1,000 note. These unsecured obligations are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are not listed, and investors may lose up to 85.00% of principal at maturity.

JPMorgan Chase & Co. filed a preliminary 424B2 for Callable Fixed Rate Notes due November 14, 2030. The notes pay a fixed 4.15% per annum, with interest paid annually on November 14, beginning November 14, 2026. The issuer may redeem the notes, in whole but not in part, on the 14th of May and November each year from November 14, 2027 to May 14, 2030, at par plus accrued interest.

At maturity, holders receive principal plus accrued interest if not previously called. The pricing supplement indicates a per-note public offering price for eligible institutional or fee-based accounts of $987.60 to $1,000 per $1,000 principal amount. Selling commissions, if the notes priced today, would be approximately $6.75 per $1,000 note and will not exceed $17.50 per $1,000. The notes use a 30/360 day count, Following Business Day Convention, and are identified by CUSIP 48130C7J8.

JPMorgan Chase Financial Company LLC priced $2,766,000 of unsecured, unsubordinated Structured Investments—Review Notes linked to the lesser performing of the S&P 500 Index and EURO STOXX 50 Index—fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may be automatically called on any Review Date if each index closes at or above its Call Value, paying $1,000 plus a Call Premium of 9.50%, 19.00% or 28.50% for the first, second and final Review Dates, respectively. Key levels: Call Values step down from 100% to 95% to 90% of Initial Value; the Barrier Amount is 70% of Initial Value. Initial Values were 6,890.89 (S&P 500) and 5,704.35 (EURO STOXX 50). If not called and either index finishes below its Barrier, repayment is reduced by the Lesser Performing Index Return, and investors can lose most or all principal.

Per $1,000 note: price to public $1,000; fees and commissions $21; proceeds to issuer $979. Total fees were $58,086 and proceeds to issuer $2,707,914. The estimated value was $954.50 per $1,000 at pricing. Earliest call is November 4, 2026; maturity is November 2, 2028.

JPMorgan Chase Financial Company LLC plans to offer Auto Callable Yield Notes linked to the MerQube US Large‑Cap Vol Advantage Index, due November 13, 2030, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay at least 7.50% per annum (at least 0.625% monthly) while outstanding. They are automatically called on any Review Date if the Index closes at or above the Initial Value; the earliest call assessment is May 7, 2026. If not called, and the Final Value is at least the Trigger Value set at 50% of the Initial Value, investors receive principal plus the final interest. If the Final Value is below the Trigger, repayment is reduced dollar‑for‑dollar with Index decline, which can result in losing more than half, up to all, of principal.

The Index embeds a 6.0% per annum daily deduction, which drags performance versus an identical index without the deduction. Minimum denomination is $1,000. Estimated value (if priced today) is approximately $941.60 per $1,000 note and will not be less than $900.00 when set. Selling commissions will not exceed $9.00 per $1,000. Payments are subject to the credit risk of the issuer and guarantor.

JPMorgan Chase & Co. filed a preliminary pricing supplement for 5.00% Callable Fixed Rate Notes due November 14, 2035. The notes pay annual interest on November 14, starting in 2026, using a 30/360 day count, with a Following business day convention and Unadjusted interest accrual.

The issuer may call the notes, in whole, at par plus accrued interest on the 14th of May and November each year from November 14, 2027 through May 14, 2035, with at least five business days’ notice. If not called, investors receive principal plus accrued interest at maturity on November 14, 2035.

Indicated pricing is $1,000 per note, with eligible accounts between $975.10 and $1,000 per $1,000 principal. Selling commissions would be approximately $1.00 per $1,000 and will not exceed $22.50 per $1,000. The notes are not FDIC insured. Disclosed resolution considerations state that, in a failure scenario, losses would be borne first by equity and then unsecured creditors, including noteholders.

JPMorgan Chase Financial Company LLC is offering Uncapped Digital Notes linked to the lesser performing of the STOXX Europe 600 and EURO STOXX 50, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target a Contingent Digital Return of at least 69.00% at maturity if each index finishes at or above its strike.

The payoff is uncapped and unleveraged: if both indices are at or above their Strike Values, investors receive the greater of the Contingent Digital Return or the lesser-performing index’s return. If either index ends below its Strike Value, repayment is reduced one-for-one with the lesser performer, and investors can lose some or all principal. The notes pay no interest and provide no dividends.

Key terms include $1,000 minimum denominations, Observation Date October 29, 2030, and Maturity Date November 1, 2030. Selling commissions will not exceed $14 per $1,000. If priced today, the estimated value would be approximately $965.70 per $1,000, and when set will not be less than $930.00 per $1,000.

JPMorgan Chase & Co. is offering preliminary Callable Fixed Rate Notes due November 14, 2030 under a 424B2. The notes pay a fixed 4.30% per annum, with interest paid annually on November 14, beginning November 14, 2026. At maturity, holders receive principal plus accrued interest, provided the notes have not been redeemed.

The issuer may call the notes at par (plus accrued interest) on the 14th of May and November each year from November 14, 2027 through May 14, 2030, in whole but not in part, with at least five business days’ notice. Key terms include Following Business Day Convention, Unadjusted Interest Accrual Convention, and 30/360 day count.

The indicative price to the public is $1,000 per $1,000 note; for eligible institutional or fee-based advisory accounts, it will not be lower than $987.60 or greater than $1,000. Selling commissions would be approximately $3.25 per $1,000 (capped at $15.00 per $1,000). The notes are unsecured obligations of JPMorgan Chase & Co. and are subject to the resolution framework risks described.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Yield Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes pay at least 6.25% per annum in monthly installments, and may be automatically called if the Index closes at or above the Initial Value on a Review Date before maturity. The earliest potential call is November 23, 2026.

The notes have a 15.00% buffer; if not called and the Final Value is below the Initial Value by more than the buffer, principal is reduced dollar‑for‑dollar, with investors potentially losing up to 85.00% of principal at maturity. The Index includes a 6.0% per annum daily deduction and a notional financing cost, which reduce index performance. Minimum denominations are $1,000. Expected settlement is November 26, 2025, with maturity on November 26, 2030. If priced today, the estimated value would be approximately $917.60 per $1,000, and will not be less than $900.00 per $1,000 when set. Any payment is subject to the credit risks of the issuer and guarantor.

JPMorgan Chase & Co. plans to offer Callable Fixed Rate Notes due November 14, 2045. The notes pay a fixed 5.25% per annum, calculated on a 30/360 basis and paid annually on November 14, starting November 14, 2026, until maturity or earlier redemption.

The issuer may redeem the notes in whole on the 14th of May and November each year from November 14, 2028 through May 14, 2045, at par plus accrued interest, subject to the following business day convention and unadjusted interest accrual convention. The notes are unsecured obligations of JPMorgan Chase & Co., are not bank deposits and are not FDIC insured.

For certain institutional or fee-based accounts, the price to the public will be between $950.10 and $1,000 per $1,000 principal amount; indicative selling commissions would be about $25 and will not exceed $50 per $1,000. The filing highlights resolution considerations under the Dodd-Frank Act, noting that in a single point of entry resolution, unsecured creditors, including noteholders, could face losses before subsidiary creditors are paid.