Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index (NDXT), Russell 2000 (RTY) and S&P 500 (SPX), fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a contingent coupon of at least 8.45% per annum (0.70417% monthly) when on a Review Date the closing level of each Index is ≥ 70.00% of its Initial Value (Interest Barrier). They are callable at the issuer’s option on any Interest Payment Date from November 3, 2026, and mature on October 4, 2029. If held to maturity and any Index finishes below 70.00% of its Initial Value (Trigger), principal is reduced one-for-one with the Least Performing Index Return, down to zero.

Minimum denomination is $1,000 per note; price to public is $1,000 per note. Selling commissions will not exceed $29.50 per $1,000. The preliminary estimated value is approximately $951.60 per $1,000 (final will not be less than $900.00). The notes are unsecured obligations of JPMorgan Financial and are subject to the credit risk of both the issuer and the guarantor.

JPMorgan Chase Financial Company LLC plans a primary offering of Auto Callable Contingent Interest Notes linked to the lesser performing of the Russell 2000 Index and the S&P 500 Index, due November 4, 2026, and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may pay a contingent interest rate of at least 10.75% per annum (at least $26.875 per $1,000 quarterly) on each Review Date only if the closing level of each index is at or above 70.00% of its Initial Value. The notes are auto‑callable on any non‑final Review Date if both indices close at or above their Initial Values, returning $1,000 plus that period’s interest. If not called, repayment at maturity depends on index performance: if both finish at or above Initial (or no Trigger Event occurred), investors receive $1,000 plus final interest; if a Trigger Event occurs (either index closes below 70.00% on any day) and either finishes below Initial, the maturity payment becomes $1,000 plus $1,000 times the Lesser Performing Index Return, risking substantial principal loss.

Denomination is $1,000, with selling commissions not exceeding $7.25 per $1,000. If priced today, the estimated value would be about $982.80 per $1,000, and will not be less than $900.00 per $1,000 when set. The notes are unsecured, subject to issuer and guarantor credit risk, and will not be listed.

JPMorgan Chase Financial Company LLC announced a preliminary 424(b)(2) pricing for Capped Dual Directional Buffered Equity Notes linked to the Nasdaq-100 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes target unleveraged exposure with a Maximum Upside Return of at least 13.00% and a 15.00% buffer, maturing on May 3, 2027.

At maturity, gains track the Index up to the cap; declines up to 15% pay the absolute value as a positive return, and losses beyond 15% reduce principal on a 1:1 basis, up to an 85% loss. Minimum denominations are $1,000. If priced today, the estimated value would be about $970 per $1,000, and will not be less than $950 per $1,000 when set. For fee-based advisory accounts, the price to public will not be lower than $982.50 per $1,000; brokerage selling commissions will not exceed $17.50 per $1,000. The notes do not pay interest or dividends and are unsecured, subject to the credit risks of the issuer and guarantor.

JPMorgan Chase Financial Company LLC announced a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes target a Contingent Interest Rate of at least 8.25% per annum (at least $6.875 per $1,000 monthly) when the closing level of each Index is at or above 70.00% of its Initial Value. They are auto-callable if on any qualifying Review Date each Index is at or above its Initial Value; the earliest potential call is April 30, 2026. If not called, the notes mature on October 5, 2027. If any Index finishes below its 70.00% Trigger Value at maturity, principal is reduced one-for-one with the decline of the least performing Index.

The notes are expected to price on or about October 30, 2025 and settle on or about November 4, 2025, in minimum denominations of $1,000. The issuer cites an estimated value of approximately $962.00 per $1,000 today and not less than $900.00 per $1,000 at pricing. Selling commissions will not exceed $22.25 per $1,000. Payments are subject to the credit risk of both the issuer and guarantor.

JPMorgan Chase & Co. (JPM) disclosed a Form 4 for its Corporate Controller reporting RSU vesting and related share transactions on 10/25/2025. The officer acquired 881 and 826 shares of common stock via RSU conversions (Transaction Code M). To cover taxes (Code F), the officer disposed of 477 and 486 shares at $299.025 per share. Following these transactions, the officer directly beneficially owned 13,072 shares. The filing notes prior RSU grants with scheduled vesting through October 25, 2025, with resulting shares subject to a two‑year hold.

JPMorgan Chase Financial Company LLC, fully guaranteed by JPMorgan Chase & Co., is offering Uncapped Digital Barrier Notes linked to the lesser performing of the S&P 500 Index (SPX) and the Russell 2000 Index (RTY), due November 4, 2027. The notes target a Contingent Digital Return of at least 24.05% and feature a 70% barrier for each index.

At maturity, if both indices finish at or above their initial levels, investors receive $1,000 plus the greater of the Contingent Digital Return or the lesser-performing index’s return. If either index is below its initial level but both are at or above 70% of initial, principal is returned. If either index finishes below 70% of its initial level, repayment is reduced one-for-one with the lesser performer’s decline, and investors can lose most or all principal.

The notes are expected to price on or about October 31, 2025 and settle on or about November 5, 2025, in $1,000 minimum denominations. If priced today, the estimated value would be approximately $991.30 per $1,000 note, and will not be less than $970. Sales are to certain fee-based advisory accounts with no commissions.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for auto-callable structured notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes can be automatically called on any Review Date if the Index closes at or above 100% of the Initial Value, with the earliest call on November 9, 2026.

The Index includes a 6.0% per annum daily deduction, which will reduce performance versus an identical index without the deduction. A 75.00% barrier applies at maturity if the notes are not called. Minimum call premiums per $1,000 are scheduled as follows: 24.500% (first Review Date) rising to 73.500% (final). The notes pay no interest or dividends, are issued in $1,000 denominations, and carry selling commissions that will not exceed $40.00 per $1,000. If priced today, the estimated value would be approximately $908.00 per $1,000 (not less than $900.00 when set). Settlement is expected on or about November 5, 2025 (CUSIP 48136JDC5).

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Auto Callable Contingent Interest Notes linked to the lesser performing of the SPDR S&P Regional Banking ETF (KRE) and the VanEck Gold Miners ETF (GDX), fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes offer a contingent interest rate of at least 10.50% per annum (paid monthly) if, on a Review Date, each ETF closes at or above 70.00% of its Initial Value. The notes may be automatically called starting April 30, 2026 if each ETF closes at or above its Initial Value, returning $1,000 plus the applicable interest. If not called, at maturity on November 2, 2028 you receive $1,000 plus final interest only if each ETF is at or above its 65.00% Buffer Threshold; otherwise principal is reduced 1-for-1 beyond the 35.00% Buffer Amount, with up to 65.00% loss.

Minimum denomination is $1,000. Selling commissions will not exceed $6.50 per $1,000. An illustrative estimated value is approximately $984.40 per $1,000, and will not be less than $900. Payments are subject to the credit risk of the issuer and guarantor.

Sky Quarry Inc. (SKYQ) insiders filed a Form 4. The filing lists 2,249,882 shares of common stock beneficially owned following the reported transactions, held as direct ownership. The remarks state that an increase in the company’s share count reduced the filers’ stake below 10%.

The earliest transaction date disclosed is 09/30/2024. The form reflects multiple reporting persons, with signatures from Michael Lees and Brian Ercolani.