Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC filed a preliminary pricing supplement for Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index (NDXT), the S&P 500 Index (SPX) and the iShares Biotechnology ETF (IBB), fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest of at least 11.15% per annum (at least 0.92917% monthly) for each Review Date when each Underlying closes at or above 70.00% of its Initial Value (the Interest Barrier). They are callable at the issuer’s option on any Interest Payment Date starting April 23, 2026. At maturity on April 25, 2028, if not called and each Final Value is at or above its 85.00% Buffer Threshold, investors receive $1,000 plus the final Contingent Interest; otherwise, principal is reduced using a 15.00% Buffer and a 1.17647 downside leverage factor.

Minimum denomination is $1,000. Selling commissions will not exceed $7 per $1,000 note. If priced today, the estimated value would be approximately $973 per $1,000 note and will not be less than $900 per $1,000 when set. The notes are unsecured, not listed, and are not FDIC insured.

JPMorgan Chase Financial Company LLC priced a $350,000 primary offering of Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a 10.75% per annum contingent rate (2.6875% quarterly), or $26.875 per $1,000 each quarter the Index closes at or above the 60.00% Interest Barrier (2,276.496). Missed interest can be paid later if the barrier is met on a future Review Date. The notes may be automatically called if the Index is at or above the Initial Value on specified Review Dates, with the earliest call on October 16, 2026; otherwise they mature on October 21, 2030. If held to maturity and the Final Value is below the Trigger (60% of Initial Value), principal is reduced one-for-one with the Index return.

Price to public: $1,000 per note; fees: $42.75; proceeds to issuer: $957.25 per note ($335,037.50 total). The estimated value was $904.00 per $1,000 at pricing. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co. The Index includes a 6.0% per annum daily deduction, which can drag performance.

JPMorgan Chase Financial Company LLC priced a $12,143,000 offering of Auto Callable Contingent Interest Notes linked to the common stock of Carrier Global Corporation (CARR), due October 19, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Rate of 10.20% per annum (2.55% quarterly) when the closing price of CARR on a Review Date is at or above the Interest Barrier of 65.00% of the Initial Value (Trigger Value is the same). The Initial Value was $56.75; 65% equals $36.8875. Missed coupons can be paid later if a subsequent Review Date meets the barrier. The notes may be automatically called if CARR’s price on any Review Date (excluding the first and final) is at least the Initial Value; the earliest potential call is April 16, 2026.

Per $1,000 note: Price to public $1,000, fees $25, and proceeds to issuer $975 (total proceeds shown $11,839,425). The estimated value at pricing was $948.90 per $1,000. Minimum denomination is $1,000. The notes are unsecured and subject to the credit risk of the issuer and guarantor.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index, due September 24, 2027, and fully guaranteed by JPMorgan Chase & Co.

The notes pay a Contingent Interest Rate of at least 10.90% per annum (0.90833% per month) for any Review Date on which each index closes at or above 70% of its Initial Value. They are callable at the issuer’s option on any interest payment date other than the first, second and final, with the earliest call on January 26, 2026. The price to public is $1,000 per note; selling commissions will not exceed $6.50 per $1,000. If priced today, the estimated value would be approximately $970.40 per $1,000 and will not be less than $900.00 per $1,000 when set. If not called, at maturity you receive $1,000 plus final interest if all indices are at or above the 70% trigger; otherwise, repayment is reduced by the Least Performing Index’s decline, which can result in substantial loss of principal.

JPMorgan Chase Financial Company LLC priced $2,259,000 of callable Review Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes may be automatically called as early as October 20, 2026, and mature on October 21, 2030.

The product offers fixed Call Premium Amounts per $1,000 of $221.50 (first review) up to $1,107.50 (final review) if the Index is at or above the Call Value on a Review Date. A 15% downside buffer applies at maturity; otherwise investors can lose up to 85% of principal. The notes pay no interest and provide no dividends.

Pricing terms: price to public $1,000 per note, selling commissions $44, and proceeds to issuer $956. The estimated value was $909.60 per $1,000 at pricing. The Index includes a 6.0% per annum daily deduction and a notional financing cost, and can adjust exposure up to 500% using a 35% target volatility framework. Minimum denomination is $1,000.

JPMorgan Chase Financial Company LLC is offering Auto Callable Contingent Interest Notes linked to NIKE, Inc. Class B stock, due November 2, 2028, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a contingent coupon of at least 10.00% per annum (paid quarterly at at least 2.50%) for any Review Date on which NIKE’s closing price is at or above the 60.00% Interest Barrier. Missed coupons may be paid later if a subsequent Review Date meets the barrier. The notes are auto-callable on any Review Date (other than the first and final) if NIKE closes at or above the Initial Value; the earliest potential call date is April 29, 2026.

If not called, at maturity you receive par plus any due coupons if the Final Value is at or above the Trigger Value (60.00% of Initial). If the Final Value is below the Trigger, the payoff is $1,000 + ($1,000 × Stock Return), and you can lose a significant portion or all of your principal. The notes are unsecured obligations subject to the credit risk of the issuer and guarantor. Minimum denomination is $1,000. Estimated value would be approximately $952 per $1,000 note if priced today and will not be less than $940 when set. Selling commissions for brokerage accounts will not exceed $25 per $1,000 note; fee-based advisory accounts price not lower than $975.

JPMorgan Chase Financial Company LLC set terms for Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co. The total offering is $1,071,000, with proceeds to the issuer of $1,047,170.25 after $23,829.75 in fees.

The notes pay a contingent 8.80% per annum rate, or $7.3333 per $1,000 monthly, but only if each index closes at or above 70% of its Initial Value on the review date. They are callable at the issuer’s option on interest payment dates (excluding the first, second and final), first eligible on January 22, 2026, and mature on September 21, 2027.

If not called, principal is protected only if each index’s final level is at least its trigger (70% of initial); otherwise, repayment is reduced by the least performing index’s decline, which can result in substantial loss. The estimated value at pricing was $955.30 per $1,000.

JPMorgan Chase Financial Company LLC priced $435,000 of Callable Contingent Interest Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, and the S&P 500 Index, due September 21, 2027, and fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes pay a monthly Contingent Interest Payment of $8.3333 per $1,000 (10.00% per annum) for any Review Date on which each index closes at or above 70.00% of its Initial Value. The issuer may redeem the notes early, in whole, on any Interest Payment Date other than the first, second and final; the earliest call date is January 22, 2026.

At maturity, if not called and each Final Value is at least 65.00% of its Initial Value, holders receive $1,000 plus any final contingent interest. If any Final Value is below its 65.00% Trigger Value, the payoff equals $1,000 + ($1,000 × Least Performing Index Return), exposing investors to losses of more than 35.00% and up to all principal.

Pricing terms: price to public $1,000 per note; fees $7.25; proceeds to issuer $992.75 per note, totaling $431,846.25. The estimated value was $969.90 per $1,000 at pricing. Minimum denominations are $1,000; settlement is expected on or about October 21, 2025.

JPMorgan Chase Financial Company LLC priced a primary offering of $5,590,000 Auto Callable Accelerated Barrier Notes linked to the Dow Jones Industrial Average, Nasdaq‑100, and Russell 2000, fully and unconditionally guaranteed by JPMorgan Chase & Co. The notes are expected to settle on or about October 21, 2025 and mature on October 21, 2027.

The issuer’s proceeds are $5,467,020 after $122,980 in fees and commissions. Denominations are $1,000. The notes may be automatically called on October 22, 2026 if each index is at or above its Call Value (100% of Initial Value), paying $1,000 plus a $167.50 call premium per note. If not called, at maturity investors receive an uncapped 2.00x return on the least-performing index if all indices finish above their Initial Values; return of principal if each remains at or above the 70% Barrier Amount; otherwise losses match the decline of the least performer, up to total loss of principal.

The notes pay no interest or dividends and are subject to the credit risk of both the issuer and guarantor. The estimated value at pricing is $968.60 per $1,000 note.