Alerian MLP Index ETN SEC Filings

JPMorgan Chase Financial Company LLC priced $1,369,000 of Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co., due October 16, 2030.

The notes pay a Contingent Interest Rate of 8.75% per annum (0.72917% monthly) on any Review Date when the Index closes at or above the 70% Interest Barrier. Any unpaid coupons accrue and are paid on the next qualifying Review Date. The notes are auto‑callable on Review Dates beginning October 12, 2026 if the Index is at or above the 94% Call Value. At maturity, if not called, principal is protected only to the 85% Buffer Threshold; below that, losses increase 1:1, up to 85% of principal.

Pricing terms: $1,000 price to public per note; $39 fees and commissions; $961 proceeds to issuer; estimated value $917.80 per $1,000 at pricing. The unsecured notes carry the credit risk of JPMorgan Financial and JPMorgan Chase & Co., are offered in $1,000 minimum denominations, and will not be listed. The underlying Index includes a 6.0% per annum daily deduction and a daily notional financing cost, which may materially drag performance, with exposure dynamically set to target 35% volatility (0%–500% cap).

JPMorgan Chase Financial Company LLC filed a 424(b)(2) preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may pay a monthly Contingent Interest of at least 0.88333% (at least 10.60% per annum) when the Index closes at or above the Interest Barrier of 60% of the Initial Value; missed coupons can be paid later if the barrier is met. The notes auto-call quarterly if the Index is at or above the Initial Value, with the earliest call on October 22, 2026. If not called, they mature on October 26, 2028. Principal is protected only if the Final Value is at least the Trigger Value of 50% of the Initial Value; below that, losses track the Index decline.

The Index includes a 6.0% per annum daily deduction, which drags performance. Minimum denomination is $1,000; price to public is $1,000 per note; selling commissions will not exceed $9 per $1,000. The estimated value would be approximately $977 per $1,000 if priced today and will not be less than $900 per $1,000 when set. Payments are subject to the credit risk of JPMorgan Financial and JPMorgan Chase & Co.

JPMorgan Chase Financial Company LLC priced an SEC-registered offering of Auto Callable Buffered Equity Notes linked to the S&P 500 Index. The notes are offered at $1,000 per note, totaling $2,704,000, with selling fees of $15 per note and expected proceeds to the issuer of $2,663,440. The notes are unsecured and unsubordinated obligations of JPMorgan Chase Financial Company LLC, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes may be automatically called on October 23, 2026 if the Index closes at or above its initial level (6,552.51), paying $1,000 plus an 8.15% call premium. If not called, maturity payments (October 14, 2027) provide uncapped upside with a contingent minimum return of 16.30% if the Ending Index Level is at or above the Initial Index Level. A 15.00% buffer applies; beyond that, losses accrue at a 1.17647x downside leverage. No interest or dividends are paid, and liquidity may be limited. The estimated value was $977.40 per $1,000 on pricing.

JPMorgan Chase Financial Company LLC priced a 424(b)(2) tranche of Capped Dual Directional Contingent Buffered Equity Notes linked to the S&P 500 Index, totaling $7,773,000 at $1,000 per note. Selling commissions are $10 per $1,000, for issuer proceeds of $990 per $1,000 (total $7,695,270).

The notes offer an unleveraged upside equal to the Index return, capped at a Maximum Upside Return of 10.00%. If the Index declines, investors receive the Absolute Index Return when losses are within the 18.30% Contingent Buffer; the maximum negative‑side payment is $1,183.00 per $1,000. If the Index falls by more than 18.30%, principal is reduced 1% for each 1% decline.

Key terms include Initial Index Level 6,552.51 (pricing date October 10, 2025), Valuation Date October 23, 2026, and Maturity Date October 28, 2026. The notes pay no interest or dividends, are unsecured and unsubordinated obligations of JPMorgan Chase Financial Company LLC, and are fully and unconditionally guaranteed by JPMorgan Chase & Co. Estimated value is $982.60 per $1,000. Minimum denomination is $10,000.

JPMorgan Chase Financial Company LLC filed a preliminary 424(b)(2) pricing supplement for Capped Buffered Return Enhanced Notes linked to the S&P 500 Index, fully and unconditionally guaranteed by JPMorgan Chase & Co.

The notes offer 1.50x upside to index gains, capped at a maximum return of at least 19.00%, with a 15.00% downside buffer at maturity. They pay no interest or dividends, are unsecured and unsubordinated, and expose holders to the credit risk of both the issuer and guarantor. Minimum denomination is $1,000. The notes are expected to price on or about October 31, 2025, settle on or about November 5, 2025, and mature on November 4, 2027.

If priced today, the estimated value would be approximately $986.10 per $1,000 note; upon finalization it will not be less than $950.00 per $1,000. Investors may lose up to 85.00% of principal if the index falls more than the buffer at maturity. The notes will not be listed, and secondary market prices may be lower than the issue price.

Phebe N. Novakovic, a director of JPMorgan Chase & Co., acquired 118.8853 shares of the company's common stock on 09/30/2025 at a price of $315.43 per share. After the reported transaction she beneficially owned 12,119.7681 shares, and an additional 45 shares are reported as indirectly owned by her spouse. The filing explains the shares represent a deferral of a quarterly director retainer payable in common stock upon termination of service as a director.

Hobson Mellody L, a director of JPMorgan Chase & Co, reported acquiring 134.7367 shares of Common Stock on 09/30/2025 at a price of $315.43 per share. After this reported acquisition, she beneficially owns 28,284.2692 shares directly and 124,155 shares indirectly through The GWL Living Trust. The filing notes the shares represent a deferral of a quarterly director retainer that will be paid in common stock following termination of her service as a director. The Form 4 was signed under power of attorney by Holly Youngwood on 10/01/2025.

Stephen B. Burke, a director of JPMORGAN CHASE & CO, reported a transaction dated 09/30/2025 on Form 4 showing a non-derivative acquisition of 178.328 shares of common stock at a price of $315.43 per share. Following the reported transaction, Mr. Burke beneficially owns 184,880.6865 shares directly and an additional 75,000 shares indirectly through a GRAT. The filing notes the shares stem from a deferral of a quarterly director retainer, with the retainer payable in common stock following termination of director service. The form is signed under power of attorney on 10/01/2025.

JPMorgan Chase Financial Company LLC is offering auto-callable contingent interest notes linked to the MerQube US Large-Cap Vol Advantage Index, fully guaranteed by JPMorgan Chase & Co. The notes mature on September 24, 2030 with automatic-call possible beginning March 19, 2026. Contingent interest accrues monthly at a rate of at least 10.00% per annum (≥ $8.3333 per $1,000 per month) but is paid only on Review Dates when the Index is ≥ 50% of its Initial Value. The Index incorporates a 6.0% per annum daily deduction, which materially drags performance. The issuer estimates an indicative value of approximately $939.90 per $1,000 and will not price below $900.00 per $1,000. Investors bear credit risk of both JPMorgan Financial and JPMorgan Chase & Co. and may lose more than 50% or all principal if the Final Value is below the Trigger Value.