Welcome to our dedicated page for Mattel SEC filings (Ticker: MAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Mattel, Inc. (NASDAQ: MAT) SEC filings, giving investors and researchers a detailed view of the company’s regulatory disclosures. Mattel uses current reports on Form 8-K, annual and quarterly reports, and registration statements to communicate material events, financial results, and capital markets transactions.
Recent 8-K filings illustrate several key themes. Mattel has reported quarterly financial results via press releases furnished as exhibits, outlining net sales by region and category, gross margin, operating income, cash flow, and related non-GAAP measures such as adjusted gross margin and adjusted EBITDA. These filings also reference risk factors and other information contained in the company’s Form 10-K and Form 10-Q reports.
Mattel’s filings also document its debt and financing activities. One Form 8-K describes an underwriting agreement for an underwritten public offering of 5.000% Senior Notes due 2030 made under an automatically effective shelf registration statement on Form S-3. A subsequent Form 8-K details the issuance of $600,000,000 of these senior unsecured notes under an indenture with a trustee, their maturity date, interest payment schedule, optional redemption provisions, change-of-control repurchase rights, and their ranking relative to other indebtedness. The filing explains that net proceeds, together with cash on hand, were used to redeem outstanding 3.375% Senior Notes due 2026 and to pay related fees and expenses.
Through this filings page, users can review documents that discuss Mattel’s financial condition, capital structure, and risk profile, including disclosures about economic conditions, competition, supply chain considerations, product safety, tariffs and trade policy, cybersecurity, and internal controls as referenced in its periodic reports. AI-powered summaries on the platform can help explain lengthy filings, highlight key terms in documents such as 10-Ks and 10-Qs, and clarify the implications of items like senior notes indentures or results-of-operations 8-Ks.
In addition to financial and financing information, the SEC filings section can surface any future Forms 3, 4, and 5 related to insider transactions, as well as proxy materials and other documents that address executive compensation, governance matters, and shareholder voting items, when such filings are made by Mattel.
Mattel reported first-quarter 2026 net sales of $862.2 million, up 4% from 2025, as gross billings rose 5% to $971.9 million led by Vehicles and Action Figures, Building Sets, Games, and Other.
Gross margin fell to 44.9% from 49.4% due mainly to incremental tariff costs, unfavorable foreign exchange, and inflation, driving a wider operating loss of $102.7 million versus $53.0 million a year earlier. However, a $147.9 million gain from remeasuring Mattel’s prior 50% stake in mobile games studio Mattel163 after acquiring full ownership produced net income of $61.0 million, compared with a net loss of $40.3 million in 2025.
Mattel paid $178.6 million in cash for the remaining 50% of Mattel163, recording $195.8 million of goodwill and $161.2 million of identifiable intangibles. Cash and equivalents declined to $866.0 million as operating cash flow turned to an outflow of $22.9 million and the company repurchased $200 million of shares, while long-term debt remained around $2.33 billion with a fully undrawn $1.40 billion credit facility.
Mattel, Inc. executive Steve Totzke reported compensation-related stock activity on April 28, 2026 tied to a previously granted restricted stock unit (RSU) award.
The final 34% of a 45,833-unit RSU grant vested, converting 15,584 RSUs into the same number of common shares. To cover required taxes at vesting, 7,930 shares of Mattel common stock were automatically withheld, leaving Totzke with the remaining shares from this vesting event.
After these transactions, Totzke directly held 194,994 shares of Mattel common stock. He also had an indirect position of 19,098 shares held in Mattel’s 401(k) Personal Investment Plan stock fund, based on a $282,465.50 account balance as of April 28, 2026.
Mattel executive Isaias Zanatta Roberto Jacobo reported routine equity compensation activity. On April 28, 2026, 14,545 shares of Mattel Common Stock were issued upon vesting of previously granted Restricted Stock Units, and 7,401 shares were automatically withheld to cover required tax withholding. Following these transactions, he directly held 174,755 shares of Common Stock.
Mattel executive reports routine RSU vesting and tax withholding. On April 28, 2026, SVP & Corporate Controller J. Hugh Yoon received 4,408 shares of Mattel common stock upon vesting of previously granted Restricted Stock Units. Of these, 1,582 shares were automatically withheld to cover required tax obligations, and no open-market sale occurred.
After these transactions, Yoon directly held 37,447 shares of Mattel common stock. The filing reflects compensation-related equity settlement rather than discretionary buying or selling of shares.
Mattel executive Jonathan Anschell reported routine equity compensation activity tied to a prior restricted stock unit grant. On April 28, 2026, the final 34% of a 39,722-unit RSU grant from April 28, 2023 vested, issuing 13,506 shares of Mattel common stock.
To cover required taxes at vesting, 6,872 shares were automatically withheld, classified as a tax-withholding disposition rather than an open-market sale. After these transactions, Anschell directly holds 125,275 shares of Mattel common stock, and the reported RSU grant has been fully converted into shares.
Mattel Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 15,987,418 shares of Common Stock, representing 5.29% of the class as of 03/31/2026. The filing states voting and dispositive power split: sole voting power 2,329,928 and sole dispositive power 15,987,418. The filing notes the position reflects holdings across Vanguard affiliates and funds.
Mattel, Inc. reported first quarter 2026 results with Net Sales of $862 million, up 4% as reported and 1% in constant currency, driven by strong International growth partially offset by lower North America sales. Reported Gross Margin fell to 44.9%, and Adjusted Gross Margin to 45.1%, both down 450 basis points, mainly from tariffs, unfavorable foreign exchange and inflation.
The company posted a reported Operating Loss of $103 million, and an Adjusted Operating Loss of $70 million, both wider than a year ago, while reported Net Income swung to $61 million, helped by a $148 million gain on remeasurement of its Mattel163 stake. Reported EPS was $0.20, with Adjusted EPS at a loss of $0.20. Mattel completed the acquisition of full ownership of the Mattel163 mobile games studio, repurchased $200 million of shares, and reaffirmed its 2026 guidance, modestly raising Adjusted Operating Income and Adjusted EPS ranges by excluding amortization of acquired intangibles.
Mattel Inc. executive Steve Totzke reported routine equity compensation activity. On April 24, 2026, 20,100 Restricted Stock Units converted into an equal number of Mattel common shares as the second 33% of a 60,910-unit grant vested.
At vesting, 10,227 common shares were automatically withheld to cover required tax withholding, a non-market disposition, leaving 187,340 common shares held directly after these transactions. Totzke also holds 19,098 common shares indirectly in Mattel’s 401(k) Mattel Stock Fund, with a balance of $281,128.60 as of April 27, 2026.
Mattel Chairman & CEO Ynon Kreiz reported routine equity compensation activity tied to previously granted Restricted Stock Units (RSUs). On April 24, 2026, 47,347 RSUs vested, generating an equal number of Mattel common shares. To satisfy required taxes, 24,091 of those shares were automatically withheld.
After these transactions, Kreiz directly held 1,841,564 shares of Mattel common stock and 48,782 RSUs. The filing reflects an exercise-and-hold pattern with tax withholding, not an open-market purchase or sale.
Mattel EVP & Chief Supply Chain Officer Isaias Zanatta Roberto Jacobo reported routine equity compensation activity. On April 24, 2026, 13,400 Restricted Stock Units vested, converting into the same number of Mattel common shares. To cover taxes, 6,818 shares were automatically withheld, a non-market disposition. After these transactions, he directly holds 174,429 shares of common stock and 13,807 RSUs, indicating a net increase in his equity stake through vesting rather than open-market trading.