B. Riley Securities Names Frank Pigott as General Counsel
Rhea-AI Summary
B. Riley Securities (OTC: BRLY) has appointed Frank Pigott as General Counsel, effective immediately. Pigott brings significant experience in securities law, financial regulation, and corporate governance to the middle market investment bank.
His background includes service at the U.S. Securities and Exchange Commission (SEC), where he contributed to market regulation and financial disclosure policies. Pigott's expertise spans corporate finance and mergers and acquisitions, positioning him to support BRS's strategic initiatives and corporate growth.
Positive
- Appointment of experienced SEC veteran as General Counsel strengthens regulatory compliance capabilities
- Strategic hire brings expertise in corporate finance and M&A to support growth initiatives
Negative
- None.
Mr. Pigott brings extensive expertise in securities law, financial regulation and corporate governance to B. Riley Securities. With his background at the
Andy Moore, Chairman and Co-CEO and Jimmy Baker, Co-CEO of B. Riley Securities, commented: "We are excited to welcome Frank to the BRS team. Frank's wealth of experience from the SEC, along with his strong background in capital markets and regulatory affairs, will be instrumental for BRS as we embark on our next chapter of growth as a separate entity."
About Frank Pigott
Mr. Pigott most recently served as Senior Special Counsel in the Division of Trading and Markets at the SEC, where he dedicated over a decade of service, assuming various key roles, including Senior Advisor in the Division of Corporation Finance and Attorney-Advisor in both the Office of Risk and Strategy and Disclosure Operations. Prior to his tenure at the SEC, Mr. Pigott was an Associate in the Corporate Finance, Mergers and Acquisitions Group at Hunton & Williams LLP.
He holds a J.D. from American University Washington College of Law and a Bachelor of Arts degree from
About B. Riley Securities
BRS provides a full suite of investment banking and capital markets services to corporations, financial sponsors, and institutional investors across all industry verticals. Investment banking services include initial, secondary, and follow-on offerings, institutional private placements, merger and acquisition (M&A) advisory, SPACs, corporate restructuring and liability management. Widely recognized for its thematic proprietary equity research, clients benefit from BRS' extensive network, industry expertise, and proven execution capabilities of our end-to-end financial services platform. For more information, visit www.brileysecurities.com.
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SOURCE B. Riley Securities
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