Clean Energy Technologies Receives Notice of Deficiency from Nasdaq
Rhea-AI Summary
Clean Energy Technologies (Nasdaq:CETY) received a Nasdaq deficiency notice on May 26, 2026 for not timely filing its Form 10-Q for the quarter ended March 31, 2026. The notice has no immediate impact on trading, but unresolved non-compliance could lead to Nasdaq delisting.
CETY has 60 days to submit a compliance plan and may receive up to 180 days, until November 16, 2026, to regain compliance if Nasdaq accepts the plan.
Positive
- Nasdaq notice has no immediate effect on CETY’s listing or trading status
- Company may receive up to 180 days, until November 16, 2026, to regain compliance
- CETY states it is working diligently to complete and file the delayed Form 10-Q
Negative
- Company is non-compliant with Nasdaq Listing Rule 5250(c)(1) due to missing Form 10-Q
- CETY securities risk Nasdaq delisting if compliance is not regained within required timeframe
- No assurance Nasdaq will accept CETY’s plan or grant any compliance extension
News Market Reaction – CETY
In the Jun 1 session, CETY gained 7.34%, reflecting a notable positive market reaction.
Data tracked by StockTitan Argus on the day of publication.
Key Figures
Historical Context
| Date | Event | Sentiment | 24h Move | Catalyst |
|---|---|---|---|---|
| May 21 | Regulatory milestone | Positive | +3.5% | Vermont DPS testimony supported compliance of 2.2 MW Lyndon project. |
| May 07 | Project MOU | Positive | +5.5% | MOU with Vermont agriculture agency on conditions for Lyndon project. |
| May 06 | Environmental MOU | Positive | +19.6% | MOU with Vermont ANR advancing 2.2 MW renewable facility permitting. |
| Apr 23 | Nasdaq deficiency | Negative | -3.0% | Nasdaq notice for late Form 10-K and risk of potential delisting. |
| Mar 30 | LOI waste-to-energy | Positive | +12.5% | Non-binding LOI for HTAP™ deployment in Alberta with 2 MW units. |
24h Move is the share-price change in the day after each event; other market factors may also have contributed.
Recent positive project and LOI updates have coincided with positive price reactions, while prior Nasdaq deficiency news saw a negative move, indicating the stock has reacted directionally in line with news tone.
Over the last few months, CETY reported multiple milestones on its 2.2 MW Lyndon renewable gas project and an LOI for up to 2 MW HTAP™ waste-to-energy units, with shares rising 3.5%, 5.47%, 19.61%, and 12.5% on those updates. In contrast, an earlier Nasdaq deficiency notice on the delayed Form 10-K led to a -2.98% move. Today’s new deficiency notice for the delayed Form 10-Q fits this pattern of regulatory filing risk overlaying otherwise growth-focused project news.
Key Terms
nasdaq listing rule 5250(c)(1) regulatory
form 10-q regulatory
securities and exchange commission regulatory
delisting regulatory
AI-generated analysis. How Rhea-AI works. Not financial advice.
IRVINE, CA, May 29, 2026 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (Nasdaq: CETY) (“CETY” or the “Company”), a clean energy technology and solutions provider focused on converting waste and heat into power and fuels, announces that on May 26, 2026, it received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”) because the Company has not yet filed its Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 (the “Quarterly Report”).
The Rule requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission. The Notice has no immediate effect on the listing or trading of the Company’s securities. However, if the Company fails to timely regain compliance with the Rule, the Company’s securities will be subject to delisting from Nasdaq. Under Nasdaq rules, the Company has 60 calendar days from receipt of the Notice to submit a plan to regain compliance with the Rule. If Nasdaq accepts the Company’s plan, then Nasdaq may grant an exception of up to 180 calendar days from the due date of the Form 10-Q, or until November 16, 2026, to regain compliance. There is no assurance that Nasdaq will accept the Company’s plan to regain compliance or that the Company will be able to regain compliance within any extension period granted by Nasdaq. If Nasdaq does not accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq hearings panel.
The Company is working diligently to complete and file the Quarterly Report and regain compliance with the Rule.
About Clean Energy Technologies, Inc. (CETY)
Headquartered in Irvine, California, Clean Energy Technologies, Inc. (CETY) is a rising leader in the zero-emission revolution by offering eco-friendly green energy solutions, clean energy fuels and alternative electric power for small and mid-sized projects in North America, Europe, and Asia. CETY also holds a minority ownership interest in, and is affiliated with Vermont renewable Gas LLC. We deliver power from heat and biomass with zero emission and low cost. The Company's principal products are Waste Heat Recovery Solutions using our patented Clean CycleTM generator to create electricity. Waste to Energy Solutions convert waste products created in manufacturing, agriculture, wastewater treatment plants and other industries to electricity and BioChar. Engineering, Consulting and Project Management Solutions provide expertise and experience in developing clean energy projects for municipal and industrial customers and Engineering, Procurement and Construction (EPC) companies.
CETY's common stock is currently traded on the Nasdaq Capital Market under the symbol “CETY.” For more information, visit www.cetyinc.com.
Follow CETY on our social media channels: Twitter | LinkedIn | Facebook
Safe Harbor Statement
This news release may include forward-looking statements within the meaning of section 27A of the United States Securities Act of 1933, as amended, and Section 21E of the United States Securities and Exchange Act of 1934, as amended, with respect to achieving corporate objectives, the listing of the Company’s common stock on Nasdaq, Nasdaq’s listing rules, and certain other matters. These statements are made under the "Safe Harbor" provisions of the United States Private Securities Litigation Reform Act of 1995 and involve risks and uncertainties which could cause actual results to differ materially from those in the forward-looking statements contained herein. Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on the Company's current beliefs, expectations and assumptions regarding the future of CETY’s business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and many of which are outside of the Company's control. Therefore, you should not rely on any of these forward-looking statements. Forward-looking statements can be identified by words such as: "anticipate," "plan," "expect," "estimate," "strategy," "future," "likely," "may," "should," "will" and similar references to future periods. Any forward-looking statement made by the Company in this press release is based only on information currently available to us and speaks only as of the date on which it is made. The Company undertakes no obligation to publicly update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise.
Clean Energy Technologies, Inc.
Investor and Investment Media inquiries:
949-273-4990
ir@cetyinc.com
Source: Clean Energy Technologies, Inc.
