Clean Energy Technologies, Inc. filings document material-event reporting, late periodic-report notices, Nasdaq continued-listing compliance, and non-reliance on previously issued financial statements. Recent disclosures address accounting matters involving long-term receivables, contract assets, revenue recognition, and interest income under U.S. GAAP.
Other filings describe material agreements, unregistered sales of common stock, subscription agreements, a convertible-bond purchase agreement, capital-structure changes, operating and financial results, risk factors, and shareholder voting matters for this Nevada clean energy issuer.
Clean Energy Technologies, Inc. (CETY) issued Falcon Venture Limited a convertible promissory note with $500,000 principal for a $500,000 purchase price on October 18, 2026; the company had already received the purchase price. The agreement requires the proceeds to be used for business development and payment of company obligations.
The note matures October 18, 2027, accrues interest at 8% per annum and may be converted at the holder’s election beginning six months after issuance. The conversion price is 85% of the lowest traded price during the ten trading days before conversion. Conversion is limited by a 9.99% beneficial-ownership cap and, absent the shareholder approval required by Nasdaq Rule 5635(d), may not result in more than 2,432,004 shares being issued in aggregate. Falcon may deduct $1,750 from each conversion amount for its conversion-related fees. Disputes related to the agreement and note are subject to arbitration in Orange County, California.
Clean Energy Technologies, Inc. (CETY) entered into a securities purchase agreement with Walnut Capital, LLC on September 9, 2026, issuing a convertible promissory note with a principal amount of $166,500 for a purchase price of $150,000. The company received net funding of $150,000 for general working capital purposes.
The note carries a one-time 12% interest charge on the issuance date, matures on September 8, 2027, and is to be repaid in 10 monthly payments of $18,648 starting December 8, 2026. Following default, the holder may elect to convert the note into common stock at 85% of the lowest closing bid price over the ten trading days before conversion, subject to a 4.99% beneficial ownership cap and a 19.99% issuance limit tied to Nasdaq Rule 5635(d). For each conversion, the holder is entitled to deduct $1,500 from the conversion amount to cover its fees.
Clean Energy Technologies, Inc. (CETY) reported higher sales but continued losses and liquidity pressure for the six months ended June 30, 2026. Net sales rose to $1.16 million from $0.68 million, driven largely by natural gas trading in China, while U.S. heat recovery sales declined.
The company recorded a six‑month net loss of $1.74 million, similar to the prior year, and used $1.66 million of cash in operating activities. Cash fell to $19,735 from $602,461, and convertible notes payable (net) increased to $1.88 million from $0.88 million, alongside derivative liabilities of $758,918. Management discloses substantial doubt about CETY’s ability to continue as a going concern and is relying on additional debt and equity financings, project‑level funding and cost reductions. Total assets were $13.94 million and stockholders’ equity $5.99 million, with 12,166,106 common shares outstanding as of August 19, 2026.
Clean Energy Technologies, Inc. entered into a securities purchase agreement with Pacific Pier Capital II, LP under which it issued a convertible promissory note with $178,410 principal for a purchase price of $150,000.80. After payment of $7,000 of Pacific Pier’s legal expenses, the company received $143,000.80 in net proceeds. The note bears 12% annual interest, matures 12 months after its August 7, 2026 issue date, and is convertible at the holder’s election, starting six months after issuance, at 85% of the lowest daily VWAP during the 10 trading days before conversion, subject to a 4.99% beneficial ownership cap. The agreement limits the use of proceeds to business development and payments to service providers, excluding repayments to insiders or corporate finance debt. It also imposes a 2,000,000-share exchange cap until shareholder approval under Nasdaq Listing Rule 5635 is obtained, which the company must secure by November 7, 2026. The note was issued as an unregistered offering relying on Section 4(a)(2) of the Securities Act.
Clean Energy Technologies, Inc. entered into a securities purchase agreement with 1800 Diagonal Lending LLC effective July 29, 2026, under which it issued a convertible promissory note with a principal amount of $147,840 for a purchase price of $132,000. After a $2,500 legal expense and a $4,500 due diligence fee retained by the investor, the company received $125,000 in net funding.
The note matures on April 30, 2027, carries a one-time interest charge of 12% on the issuance date, and is to be repaid in 9 monthly payments of $18,397.78 starting August 30, 2026. Following a default, the holder may elect to convert amounts due into common stock at 85% of the lowest closing bid price during the 10 trading days before conversion, subject to a 4.99% beneficial ownership cap and a 19.99% issuance cap tied to Nasdaq Rule 5635(d) when shareholder approval has not been obtained. For each conversion, the holder may deduct $1,500 from the conversion amount for its fees. Proceeds are required to be used for general working capital, and the note was issued in a private placement relying on Section 4(a)(2) of the Securities Act.
Clean Energy Technologies, Inc. reported unaudited results for the three months ended March 31, 2026. Net sales were $783,705, up from $441,940 a year earlier, driven mainly by China NG trading of $776,167 while U.S. sales were $7,538. Higher cost of goods sold of $797,635 led to a gross loss of $13,930 versus prior gross profit of $411,878. Operating expenses of $705,354 produced an operating loss of $719,284, and net loss was $662,200 (basic and diluted $(0.05) per share), similar to the prior-period loss.
Total assets were $13,913,864, liabilities $6,883,218, and equity $7,030,646 at March 31, 2026. Cash fell to $39,078 from $602,461 as operating activities used $836,618 and investing activities used $702,746, including a $700,000 convertible note investment, funded by $975,557 from new debt and equity. Management highlights substantial doubt about continuing as a going concern given the $35,962,199 accumulated deficit, ongoing losses, tight liquidity, and default under a Nations Interbanc agreement, and is pursuing additional financing, partnerships, project-level funding and cost reductions.
Clean Energy Technologies, Inc. reported a change in its independent auditors. On July 13, 2026, the company dismissed TAAD LLP as its independent registered public accounting firm, a decision approved by the Audit Committee. TAAD LLP’s reports on the financial statements for the years ended December 31, 2025 and 2024 contained an explanatory paragraph noting substantial doubt about the company’s ability to continue as a going concern, but no adverse opinions, disclaimers, or qualifications on accounting principles, scope, or uncertainties.
During the 2025 fiscal year and through July 13, 2026, the company states there were no disagreements with TAAD LLP and no reportable events under Item 304(a)(1)(v) of Regulation S-K. On July 16, 2026, Clean Energy Technologies engaged Green Growth CPAs as its new independent registered public accounting firm and indicates it had not previously consulted this firm on accounting principles, potential audit opinions, or other matters described in Item 304.
Clean Energy Technologies, Inc. entered into a securities purchase agreement with Coventry Enterprises LLC, under which Coventry bought a convertible promissory note with a principal amount of $166,500 for a purchase price of $150,000. After paying $3,000 of Coventry’s legal expenses and $6,000 to a registered broker-dealer, the company received net funding of $141,000 for general working capital.
The note carries a one-time interest charge of 12%, matures on May 1, 2027, and is to be repaid in 10 monthly payments of $18,648 starting August 7, 2026. Following a default, the note becomes convertible at the holder’s election into common stock at a price equal to 85% of the lowest closing bid price during the 10 trading days before conversion, subject to a 4.99% beneficial ownership cap and a 19.99% issuance limit tied to Nasdaq Rule 5635(d). Each conversion also allows the holder to deduct $1,500 from the conversion amount for its fees.
Clean Energy Technologies, Inc. filed Amendment No. 1 to its Annual Report for the year ended December 31, 2025, solely to add its Board-adopted Clawback Policy as Exhibit 97.1 and update the exhibit index. The original Form 10-K, filed June 5, 2026, is incorporated by reference without other changes.
The company reports that the aggregate market value of common stock held by non-affiliates was $9,209,821 as of June 30, 2025, based on 2,454,120 shares at a closing price of $3.7528 per share, and that 12,166,106 shares of common stock were outstanding on June 4, 2026.