Welcome to our dedicated page for Clean Energy Technologies SEC filings (Ticker: CETY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Clean Energy Technologies, Inc. filings document material-event reporting, late periodic-report notices, Nasdaq continued-listing compliance, and non-reliance on previously issued financial statements. Recent disclosures address accounting matters involving long-term receivables, contract assets, revenue recognition, and interest income under U.S. GAAP.
Other filings describe material agreements, unregistered sales of common stock, subscription agreements, a convertible-bond purchase agreement, capital-structure changes, operating and financial results, risk factors, and shareholder voting matters for this Nevada clean energy issuer.
Clean Energy Technologies, Inc. reported that Nasdaq has notified the company it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 10-K for the year ended December 31, 2025. The notice does not immediately affect the listing or trading of its common stock.
The company has 60 days from April 17, 2026 to submit a plan to regain compliance. If Nasdaq accepts the plan, it may grant up to 180 days from the Form 10-K due date, until October 12, 2026, for the company to file the report and return to compliance.
The company is working diligently to complete and file the Annual Report but warns that a potential delisting could reduce stock liquidity and price, limit access to public capital markets, and hinder the use of equity-based employee incentives.
Clean Energy Technologies, Inc. entered several convertible note financings and restructurings. It sold a new convertible promissory note with a principal amount of $147,840 to 1800 Diagonal Lending LLC for a purchase price of $132,000, providing $125,000 of net funding after fees.
The 1800 note carries a one-time 12% interest charge, amortizes in nine monthly payments starting April 15, 2026, and becomes convertible into common stock only after default at a 15% discount to market, subject to ownership and Nasdaq Rule 5635(d) limits. The company also formalized prior funding from Mega Sincere Holdings Limited and Noblebear Investment Holdings LLC into convertible notes with principal amounts of $664,916 and $660,000, bearing 10% annual interest and convertible at $0.646 per share, with caps on beneficial ownership and share issuance.
Clean Energy Technologies, Inc. entered into a material note purchase agreement to acquire a portion of a convertible bond issued by China Ruifeng Renewable Energy Holdings Limited. The company agreed to buy a HK$11,700,000 portion of a HK$356,375,000 principal amount convertible bond for a purchase price of $700,000 in cash and 1,932,000 shares of its common stock. Of the cash amount, $500,000 will be paid at closing and $200,000 within 30 days after closing. The common shares will be issued in a private transaction relying on Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with standard restrictive legends because the sale was made to accredited sellers without a public offering or general solicitation.
Clean Energy Technologies, Inc. disclosed it entered into subscription agreements for unregistered sales of its common stock to accredited investors. On December 24, 2025, the company sold 913,842 shares of common stock for $395,328. On December 29, 2025, it entered into two additional agreements with other investors covering an aggregate of 656,158 shares for $283,855. The transactions were conducted as private placements under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with the shares carrying restrictive legends limiting transfer under securities laws.
Clean Energy Technologies, Inc. reported an insider transaction by its CEO and director, Kambiz Mahdi, who filed individually. Through The Kambiz & Bahareh Mahdi Living Trust, he indirectly acquired a common stock purchase warrant. On December 15, 2025, the trust paid $10.00 to Mast Hill Fund, L.P. for the remaining unexercised portion of a warrant originally issued by the company on February 27, 2025. According to the filing, the warrant currently covers 650,561 shares of common stock at an exercise price of $2.50 per share, and the trust now beneficially owns 650,561 warrant units as an indirect holding for Mahdi.
Clean Energy Technologies, Inc. (CETY) reported unaudited results for the quarter and nine months ended September 30, 2025, showing continued losses and heavy reliance on external financing. Total assets were $14.8 million and stockholders’ equity was $7.1 million, with cash of $826,786. For Q3 2025, total income was $773,554, but the company posted an operating loss of $1.33 million and a net loss of $2.10 million, or $0.47 per share. For the nine-month period, net loss was $3.52 million and operating cash outflow was $6.22 million, largely funded by $6.99 million of financing inflows, including a $4.4 million private placement at $6.15 per share. Management discloses substantial doubt about CETY’s ability to continue as a going concern due to negative working capital, accumulated deficit, and ongoing cash burn.
Clean Energy Technologies (CETY) received written consent from holders of approximately 52.8% of its common stock to approve two securities purchase agreements with Mast Hill Fund, L.P. and the related issuances required under NASDAQ Listing Rules 5635(b) and 5635(d). The approval becomes effective 20 calendar days after this information statement is mailed.
Under the agreements, CETY issued junior secured convertible notes with principal amounts of $335,000 and $388,888, alongside 50,000 and 150,000 shares of common stock, for aggregate purchase prices of $301,500 and $350,000, respectively. Net funding to the company was $296,500 and $341,500 after legal fees. Each note matures 12 months from issuance, accrues 10% annual interest, and may convert at the lesser of $2.50 per share or 90% of the lowest dollar volume-weighted average price over the five trading days before conversion, subject to a 4.99% beneficial ownership limit.
Assuming a conversion price equal to 90% of the $2.63 closing price on October 6, 2025, the notes would convert into in excess of 336,408 shares, or approximately 7.2% of shares outstanding as of that date. Shares outstanding were 4,682,789 as of October 6, 2025.