Welcome to our dedicated page for Clean Energy Technologies SEC filings (Ticker: CETY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Clean Energy Technologies, Inc. filings document material-event reporting, late periodic-report notices, Nasdaq continued-listing compliance, and non-reliance on previously issued financial statements. Recent disclosures address accounting matters involving long-term receivables, contract assets, revenue recognition, and interest income under U.S. GAAP.
Other filings describe material agreements, unregistered sales of common stock, subscription agreements, a convertible-bond purchase agreement, capital-structure changes, operating and financial results, risk factors, and shareholder voting matters for this Nevada clean energy issuer.
Clean Energy Technologies, Inc. filed Amendment No. 3 to its Annual Report to restate consolidated financial statements for the fiscal years ended December 31, 2024 and 2023 after identifying material historical accounting errors in long-term receivables, contract assets, warrant accounting, and revenue recognition.
The company reported a 2024 net loss of $4,550,296 versus a 2023 net loss of $5,611,128, a working capital deficit of $3,478,090, total stockholders’ equity of $1,897,145, and an accumulated deficit of $28,480,730, leading auditors to express substantial doubt about its ability to continue as a going concern.
CETY also discloses noncompliance with Nasdaq’s minimum bid price and annual shareholder meeting requirements, significant regulatory and cash-transfer risks tied to its China operations, and details a multi-segment clean energy strategy spanning waste heat recovery, waste-to-energy, engineering services, and natural gas trading.
Clean Energy Technologies, Inc. received a notice from Nasdaq on May 26, 2026 stating it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 10-Q for the quarter ended March 31, 2026.
The notice does not immediately affect trading of the company’s stock, but continued noncompliance could lead to delisting. The company has 60 days from receipt of the notice to submit a compliance plan, and Nasdaq may grant up to 180 days from the 10-Q due date, through November 16, 2026, to regain compliance. Management states it is working diligently to complete the filing, while warning that delisting could reduce liquidity, hinder capital raising, and limit equity incentives.
Clean Energy Technologies, Inc. disclosed that its accounting for certain long-term receivables, contract assets, revenue recognition and related interest income under U.S. GAAP was incorrect for periods between January 1, 2022 and September 30, 2025. As a result, all financial statements and related communications for these periods should no longer be relied upon. The company plans to file amended annual reports for 2023 and 2024 and amended quarterly reports for the first three quarters of 2025 to restate its financial statements. The board and audit committee members discussed these matters with the company’s independent registered public accounting firm.
Clean Energy Technologies, Inc. entered into a securities purchase agreement with Pacific Pier Capital II, LP, issuing a $406,000 convertible promissory note for a purchase price of $357,280. After deducting Pacific Pier’s $7,000 legal expenses, the Company received net funding of $350,280.
The proceeds must be used for business development and to pay service providers, and may not repay insider or prior corporate finance debt or fund loans to affiliates. The note matures 12 months after its April 20, 2026 issue date, bears 12% annual interest, and is convertible starting six months after issuance at 85% of the lowest daily volume-weighted average price over the 10 trading days before conversion, subject to a 4.99% beneficial ownership cap.
The agreement limits issuances to 2,000,000 shares (the Exchange Cap) until Nasdaq shareholder approval is obtained. The Company is required to secure shareholder approval by May 1, 2026, then file a preliminary Schedule 14C by June 1, 2026 and a definitive information statement as soon as allowed.
Clean Energy Technologies, Inc. reported that Nasdaq has notified the company it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 10-K for the year ended December 31, 2025. The notice does not immediately affect the listing or trading of its common stock.
The company has 60 days from April 17, 2026 to submit a plan to regain compliance. If Nasdaq accepts the plan, it may grant up to 180 days from the Form 10-K due date, until October 12, 2026, for the company to file the report and return to compliance.
The company is working diligently to complete and file the Annual Report but warns that a potential delisting could reduce stock liquidity and price, limit access to public capital markets, and hinder the use of equity-based employee incentives.
Clean Energy Technologies, Inc. entered several convertible note financings and restructurings. It sold a new convertible promissory note with a principal amount of $147,840 to 1800 Diagonal Lending LLC for a purchase price of $132,000, providing $125,000 of net funding after fees.
The 1800 note carries a one-time 12% interest charge, amortizes in nine monthly payments starting April 15, 2026, and becomes convertible into common stock only after default at a 15% discount to market, subject to ownership and Nasdaq Rule 5635(d) limits. The company also formalized prior funding from Mega Sincere Holdings Limited and Noblebear Investment Holdings LLC into convertible notes with principal amounts of $664,916 and $660,000, bearing 10% annual interest and convertible at $0.646 per share, with caps on beneficial ownership and share issuance.
Clean Energy Technologies, Inc. entered into a material note purchase agreement to acquire a portion of a convertible bond issued by China Ruifeng Renewable Energy Holdings Limited. The company agreed to buy a HK$11,700,000 portion of a HK$356,375,000 principal amount convertible bond for a purchase price of $700,000 in cash and 1,932,000 shares of its common stock. Of the cash amount, $500,000 will be paid at closing and $200,000 within 30 days after closing. The common shares will be issued in a private transaction relying on Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with standard restrictive legends because the sale was made to accredited sellers without a public offering or general solicitation.
Clean Energy Technologies, Inc. disclosed it entered into subscription agreements for unregistered sales of its common stock to accredited investors. On December 24, 2025, the company sold 913,842 shares of common stock for $395,328. On December 29, 2025, it entered into two additional agreements with other investors covering an aggregate of 656,158 shares for $283,855. The transactions were conducted as private placements under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D, with the shares carrying restrictive legends limiting transfer under securities laws.