Welcome to our dedicated page for Clean Energy Technologies SEC filings (Ticker: CETY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Clean Energy Technologies, Inc. (CETY) SEC filings page on Stock Titan provides access to the company’s public disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada corporation listed on the Nasdaq Capital Market under ticker CETY and Commission File Number 001-41654, the company submits annual and quarterly reports, current reports on Form 8-K, and other required documents that describe its operations, financing activities, and corporate actions.
In its filings, CETY reports on matters such as reverse stock splits, capital structure changes, and compliance with Nasdaq listing standards. For example, a Form 8-K detailed a 1-for-15 reverse stock split of its authorized and outstanding common stock, implemented through a Certificate of Change filed with the State of Nevada, with the stated purpose of helping restore compliance with Nasdaq’s minimum bid price requirements. Other 8-K filings describe material definitive agreements, including securities purchase agreements and convertible promissory notes used for working capital and business development.
Notifications of late filing on Form 12b-25 explain when CETY requires additional time to complete its quarterly reports on Form 10-Q, outlining delays in assembling financial statements and the company’s intention to file within the permitted extension period. Additional 8-K filings describe unregistered sales of equity securities, subscription agreements for common stock, and the exemptions from registration relied upon for those transactions.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight key terms, structural changes, and financial obligations described in documents such as 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available. Real-time updates from EDGAR and AI-generated explanations help readers interpret complex sections, such as capitalization changes, debt instruments, and conditions in securities purchase agreements, without having to parse every clause manually.
Clean Energy Technologies, Inc. (CETY) reports condensed interim results showing 63,173,457 common shares outstanding and total working capital of $2,267,817. The company disclosed an accumulated deficit of $28,820,537 and continued negative operating cash flows of $1,556,984, stating substantial doubt about its ability to continue as a going concern. Assets and liabilities presented in the filing include aggregated totals (e.g., assets near $3,135,630 and liabilities near $3,094,577 in the excerpt). The filing details multiple convertible notes, equity financings, warrants and conversions during the period and subsequent events that issued millions of shares and raised cash through note financings. The company recorded changes in derivative liabilities and debt discounts and disclosed related-party receivables and guarantees.
Clean Energy Technologies, Inc. (CETY) furnished a Form 8-K reporting a material event and attached two financing-related exhibits. The filing includes a Securities Purchase Agreement and a Promissory Note, each dated August 15, 2025, executed with a counterparty identified as Mast Hill. The filing text indicates issuance to Mast Hill will occur in the aggregate until shareholder approval has been obtained. The Form 8-K is signed by Kambiz Mahdi and dated August 18, 2025. No financial terms, amounts, or other transaction specifics are disclosed in the provided excerpt.
Clean Energy Technologies, Inc. filed a Definitive Information Statement (DEF 14C) signed by Chief Executive Officer Kambiz Mahdi on
Clean Energy Technologies, Inc. (Nasdaq: CETY) has filed Amendment No. 6 to its Form S-3 shelf registration statement that would allow the company to:
- Conduct primary offerings of up to $70 million in common stock, warrants and/or units.
- Issue up to $25 million of common stock through an at-the-market Sales Agreement with Roth Capital Partners (the ATM is carved out of the $70 million total).
- Facilitate the resale of 90,000 shares by an existing shareholder.
Because CETY’s public float is only $14.7 million (May 9 2025), General Instruction I.B.6 caps any primary issuance to roughly $4.9 million in any rolling 12-month period until the float exceeds $75 million.
The company develops waste-heat recovery, waste-to-energy and natural-gas trading solutions. It operates in North America, Europe and Asia, with significant exposure to the PRC through wholly-owned subsidiaries and a 49 % stake in Sichuan Hongzuo Shuya Energy. After terminating a VIE agreement on 1 January 2024, Shuya is no longer consolidated, reducing reported revenue to $2.4 million and expanding the 2024 net loss to $4.4 million. Cash at year-end 2024 was only $0.06 million, while current liabilities reached $6.4 million, including $3.1 million in discounted convertible notes.
Key risks highlighted in the filing
- Extensive PRC legal, regulatory and cash-transfer restrictions; potential need for CSRC or CAC filings.
- Exposure to the Holding Foreign Companies Accountable Act (HFCAA) if PCAOB access becomes restricted.
- Nasdaq non-compliance with minimum bid price and annual meeting requirements.
- Possible significant dilution from the shelf and ATM given the small market capitalization.
Positive points include an auditor headquartered in the United States (TAAD LLP) that is currently inspected by the PCAOB, a diversified clean-energy strategy and the flexibility to raise capital quickly once market conditions permit.