Welcome to our dedicated page for Clean Energy Technologies SEC filings (Ticker: CETY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Clean Energy Technologies, Inc. (CETY) SEC filings page on Stock Titan provides access to the company’s public disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada corporation listed on the Nasdaq Capital Market under ticker CETY and Commission File Number 001-41654, the company submits annual and quarterly reports, current reports on Form 8-K, and other required documents that describe its operations, financing activities, and corporate actions.
In its filings, CETY reports on matters such as reverse stock splits, capital structure changes, and compliance with Nasdaq listing standards. For example, a Form 8-K detailed a 1-for-15 reverse stock split of its authorized and outstanding common stock, implemented through a Certificate of Change filed with the State of Nevada, with the stated purpose of helping restore compliance with Nasdaq’s minimum bid price requirements. Other 8-K filings describe material definitive agreements, including securities purchase agreements and convertible promissory notes used for working capital and business development.
Notifications of late filing on Form 12b-25 explain when CETY requires additional time to complete its quarterly reports on Form 10-Q, outlining delays in assembling financial statements and the company’s intention to file within the permitted extension period. Additional 8-K filings describe unregistered sales of equity securities, subscription agreements for common stock, and the exemptions from registration relied upon for those transactions.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight key terms, structural changes, and financial obligations described in documents such as 10-K annual reports, 10-Q quarterly reports, and Form 4 insider transaction reports when available. Real-time updates from EDGAR and AI-generated explanations help readers interpret complex sections, such as capitalization changes, debt instruments, and conditions in securities purchase agreements, without having to parse every clause manually.
Clean Energy Technologies, Inc. obtained written consent from holders of approximately 52.8% of its common stock to approve two securities purchase agreements with Mast Hill Fund, L.P. and the related share issuances under Nasdaq rules. In June 2025 the company issued a junior secured convertible note with a $335,000 principal amount and 50,000 shares of common stock for a $301,500 purchase price. In August 2025 it issued a second junior secured convertible note with a $388,888 principal amount and 150,000 shares for a $350,000 purchase price.
Both notes mature 12 months after issuance, carry 10% guaranteed annual interest and are convertible at the holder’s election at the lesser of $2.50 per share or 90% of the lowest volume‑weighted average price over the five trading days before conversion, subject to a 4.99% beneficial ownership cap and a $1,750 fee deduction per conversion. The company agrees to restrict use of proceeds mainly to working capital and business development, and Nasdaq rules require prior stockholder approval because the variable conversion terms could result in issuing more than 20% of outstanding shares. As of October 6, 2025, 4,682,789 common shares were outstanding, and the approved actions become effective 20 days after this information statement is first mailed.
Clean Energy Technologies, Inc. filed a Certificate of Change under Nevada law that was processed by the State of Nevada on September 26, 2025. The filing is referenced in an 8-K and the Certificate is furnished as Exhibit 3.1 and incorporated by reference. The 8-K checklist indicates the submission relates to corporate change paperwork rather than earnings, major transactions, or soliciting material. No additional details about the nature or substance of the change are provided in the disclosed text.
Clean Energy Technologies, Inc. (CETY) filed an amended S-3 shelf registration that registers up to $70,000,000 of common stock, warrants, and/or units and a sales agreement prospectus for up to $25,000,000 of common stock under a Sales Agreement with Roth Capital Partners. The prospectus warns of material PRC legal and regulatory risks affecting its PRC subsidiaries and Shuya, including possible CSRC/CAC filing requirements and potential fines of RMB 1 million to RMB 10 million if filings are required and not made.
The filing includes financial statement line-item snapshots showing total assets and liabilities across subsidiaries, short-term borrowings of $2,560,989 in one column, convertible notes payable of $3,094,577, and various investments and intangible assets (goodwill $747,976; LWL intangibles $1,468,709). It discloses warrant issuances and exercises (Pacific Pier cashless exercise for 31,111 shares; Mast Hill exercised 29,687 shares at $1.60). Pro forma net tangible book value per share as of June 30, 2025 is $0.08 with dilution per new investor of $0.17.
Clean Energy Technologies, Inc. (CETY) reports condensed interim results showing 63,173,457 common shares outstanding and total working capital of $2,267,817. The company disclosed an accumulated deficit of $28,820,537 and continued negative operating cash flows of $1,556,984, stating substantial doubt about its ability to continue as a going concern. Assets and liabilities presented in the filing include aggregated totals (e.g., assets near $3,135,630 and liabilities near $3,094,577 in the excerpt). The filing details multiple convertible notes, equity financings, warrants and conversions during the period and subsequent events that issued millions of shares and raised cash through note financings. The company recorded changes in derivative liabilities and debt discounts and disclosed related-party receivables and guarantees.
Clean Energy Technologies, Inc. (CETY) furnished a Form 8-K reporting a material event and attached two financing-related exhibits. The filing includes a Securities Purchase Agreement and a Promissory Note, each dated August 15, 2025, executed with a counterparty identified as Mast Hill. The filing text indicates issuance to Mast Hill will occur in the aggregate until shareholder approval has been obtained. The Form 8-K is signed by Kambiz Mahdi and dated August 18, 2025. No financial terms, amounts, or other transaction specifics are disclosed in the provided excerpt.
Clean Energy Technologies, Inc. filed a Definitive Information Statement (DEF 14C) signed by Chief Executive Officer Kambiz Mahdi on August 18, 2025. The document lists share figures including 24,044,101 representing 36.6%, 2,317,541 (3.5%), and a combined total of 37,093,346 (40.1%). It cites recent filed reports for year-end 2024 and quarterly/current reports in 2025.