Form N-CSR is a regulatory filing that U.S.-registered investment funds use to deliver certified shareholder reports to regulators and the public, including audited financial statements, a snapshot of portfolio holdings, fee and performance information, and governance disclosures. For investors it acts like a fund’s report card and safety check—providing verified details needed to assess a fund’s financial health, costs, holdings and compliance so you can compare funds, monitor risks and spot red flags.
form nt-ncsrregulatory
A Form NT‑NCSR is a short notice filed with regulators when an investment fund cannot deliver its certified shareholder report on time; think of it as the fund telling investors and regulators that its annual report will be delayed. Investors care because a late report can signal administrative problems, gaps in timely disclosure of holdings and performance, or increased operational risk—information that can affect trust and investment decisions.
rule 12b-25regulatory
Rule 12b-25 is an SEC filing provision that lets a company notify regulators and the public that it cannot file a required periodic report (like a quarterly or annual report) on time and explains the reason for the delay. For investors, the notice is a formal heads-up that financial information will arrive late—similar to a company calling to say it will be late turning in homework—so it signals increased uncertainty and may affect trading and risk assessments until the filing is available.
new york stock exchangeregulatory
The New York Stock Exchange is a marketplace where people buy and sell shares of publicly traded companies. It functions like a busy trading hub, helping investors transfer ownership of company parts and providing a way to gauge how well businesses are doing. Its role is vital because it offers liquidity and transparency, making it easier for investors to buy and sell investments confidently.
independent registered public accounting firmregulatory
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
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PALO ALTO, Calif.--(BUSINESS WIRE)--
C1 Fund Inc. (NYSE: CFND) announced today that it is unable to complete and file its Annual Report on Form N-CSR and transmit its annual report to shareholders for the period ended December 31, 2025 within the prescribed time period without unreasonable effort or expense. The Fund has received notice from the New York Stock Exchange in connection with the late filing, which has no immediate effect on the listing of the Fund’s common stock on the NYSE.
As previously disclosed in the Fund’s Notification of Late Filing on Form NT-NCSR, the Fund requires additional time to complete documentation relating to valuation and accounting for its investments and to finalize the related financial statements. In addition, the Fund’s independent registered public accounting firm requires additional time to complete its audit documentation.
The Fund is working diligently to complete the necessary work and file the Form N-CSR as soon as possible. The Fund was unable to file the Form N-CSR within the 15-day extension period under Rule 12b-25. Upon filing the Form N-CSR within the NYSE cure period, the Fund expects to regain compliance with NYSE continued listing standards. The annual report will be transmitted to shareholders promptly following completion and filing of the Form N-CSR. The Fund continues to operate in the ordinary course consistent with its investment mandate.
About C1 Fund Inc.
C1 Fund Inc. (NYSE: CFND) is a publicly traded closed-end fund providing public-market investors with exposure to late-stage digital asset services and technology companies. The Fund is managed by C1 Advisors LLC and is headquartered in Palo Alto, California.
Forward-Looking Statements
This press release may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on current expectations and involve risks and uncertainties that may cause actual results to differ materially. Readers are cautioned not to place undue reliance on these statements, which speak only as of the date hereof. Investing involves risk, including the possible loss of principal.
