Welcome to our dedicated page for C1 Fund SEC filings (Ticker: CFND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C1 Fund Inc. filings document corporate reporting for a Maryland closed-end fund issuer focused on private digital asset services and technology companies. Its Form 8-K and 8-K/A disclosures record Audit Committee action on the fund’s independent registered public accounting firm, the engagement of a successor auditor, related Item 4.01 disclosure, and the predecessor auditor letter filed under Regulation S-K Item 304.
C1 Fund Inc. director and Chief Executive Officer Kidwai Najamul Hasan reported an open-market purchase of Common Stock. On June 16, 2026, he bought 5,000 shares at $3.41 per share, bringing his direct holdings to 35,130 shares. He also has indirect ownership of 207,607 shares of Common Stock via C1 Group LLC.
C1 Fund Inc. director Reed Scott A. reported open-market purchases of a total of 5,000 shares of Common Stock of CFND at a price of $3.10 per share on June 11 and June 12, 2026. Following these direct purchases, he directly owns 52,000 shares. A separate holding entry shows indirect ownership of 65,500 shares held through the WA Reed Family 2015 Trust, providing additional exposure via a family trust structure.
C1 Fund Inc. director Reed Scott A. reported open-market purchases of the company’s Common Stock. He bought 10,000 shares on June 8, 2026 at $3.15 per share and 5,000 shares on June 9, 2026 at $3.10 per share, for a total of 15,000 shares.
After these transactions, he directly holds 47,000 Common Stock shares. A separate entry shows 65,500 Common Stock shares held indirectly through the WA Reed Family 2015 Trust, reflecting additional ownership associated with him via that trust.
C1 Fund Inc. reports that Brian Walsh beneficially owns 403,582 common shares, representing 6.0537% of the class based on 6,666,666 shares outstanding. The filing lists sole and shared voting and dispositive power over 403,582 shares and includes a signed certification that the holdings are not held to change control.
Issuer principal executive offices are listed at 228 Hamilton Avenue, 3rd Floor, Palo Alto, CA 94301. The CUSIP is 12686Q100.
C1 Fund Inc. filed its certified shareholder report covering the period August 6 – December 31, 2025. The closed-end fund listed on the NYSE (ticker CFND) reported $52,050,321 in net assets and a NAV per share of $7.81 as of December 31, 2025. The fund held total investments at fair value of $53,054,264, invested approximately 57% of its ~$53.3 million in private portfolio companies, and maintained $22,571,113 in a treasury money market position as of year-end. The report discloses governance and control items, including identified material weaknesses in disclosure controls and procedures, board approval of the investment advisory agreement at a 2.50% annual management fee on average net assets, and subsequent events through May 7, 2026, including additional private investments, the company’s participation in BitGo’s IPO and a board-approved stock buyback program of up to $3,000,000.
C1 Fund Inc. filed an amended current report to add a letter from its former auditor, BDO USA P.C., related to a previously disclosed change in independent registered public accounting firm. The company had dismissed BDO on March 16, 2026 and engaged CBIZ CPAs P.C. on March 17, 2026.
The amendment notes that on March 24, 2026 C1 Fund received BDO’s letter stating whether it agrees or disagrees with the company’s prior disclosure, and files this correspondence as Exhibit 16.1. C1 Fund will work with CBIZ to complete the audit of its financial statements for the year ended December 31, 2025.
C1 Fund Inc. reported a change in its independent auditor. On March 16, 2026, the audit committee dismissed BDO USA, P.C. as the Company’s independent registered public accounting firm. BDO’s report on the interim period from August 16, 2024 to June 30, 2025 contained no adverse or qualified opinion.
The Company states there were no disagreements or reportable events with BDO as defined under Regulation S-K since incorporation. On March 17, 2026, the Company engaged CBIZ CPAs P.C. as its new independent registered public accounting firm, including for the audit of the fiscal year ending December 31, 2025.
C1 Fund Inc. director Jeffrey H. Singer reported a personal share purchase. On December 18, 2025, he bought 2,000 shares of C1 Fund Inc. common stock in an open-market transaction at $4.89 per share. Following this transaction, he beneficially owns 2,000 shares directly.
C1 Fund Inc. officer Elliot Han reported an open-market purchase of the company’s common stock. On 12/17/2025, Han, who serves as Chief Investment Officer, bought 5,000 shares of C1 Fund Inc. common stock at a price of $4.81 per share, coded as a purchase transaction. Following this trade, Han beneficially owns 5,000 common shares, held in direct ownership.
C1 Fund Inc. filed an initial insider ownership report for officer Elliot Han. The filing shows that Han, who serves as Chief Investment Officer of C1 Fund Inc. (symbol CFND), currently reports beneficial ownership of 0 shares of the company’s common stock, held directly. The report also shows no derivative securities, such as options or warrants, beneficially owned at this time. This establishes a baseline disclosure of Han’s holdings as of the stated event date.