C1 Fund Inc. (CFND) CIO Elliot Han files Form 3 with no stock holdings

Rhea-AI Filing Summary

C1 Fund Inc. filed an initial insider ownership report for officer Elliot Han. The filing shows that Han, who serves as Chief Investment Officer of C1 Fund Inc. (symbol CFND), currently reports beneficial ownership of 0 shares of the company’s common stock, held directly. The report also shows no derivative securities, such as options or warrants, beneficially owned at this time. This establishes a baseline disclosure of Han’s holdings as of the stated event date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Han Elliot Jin

(Last) (First) (Middle)

C/O C1 FUND INC.

228 HAMILTON AVENUE, THIRD FLOOR

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/06/2025

3. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Investment Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Elliot Han	12/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for C1 Fund Inc. (CFND) disclose?

The filing discloses that Chief Investment Officer Elliot Han filed an initial statement of beneficial ownership and reported holding 0 shares of common stock of C1 Fund Inc. directly, with no derivative securities listed.

Who is the insider named in this C1 Fund Inc. (CFND) Form 3?

The insider is Elliot Han, who is identified as an officer of C1 Fund Inc. with the title Chief Investment Officer.

How many C1 Fund Inc. (CFND) common shares does Elliot Han report owning?

In Table I of the filing, Common Stock is listed with an amount of 0 shares, held in direct (D) ownership form.

Does Elliot Han hold any derivative securities of C1 Fund Inc. (CFND)?

Table II for Derivative Securities Beneficially Owned shows no data filled in, indicating that no derivative securities such as options, warrants, or convertible securities are reported as beneficially owned.

Is this Form 3 for a single reporting person or a group for C1 Fund Inc. (CFND)?

The filing indicates that it is a Form filed by one reporting person, not a joint or group filing.

What is the event date associated with this C1 Fund Inc. (CFND) Form 3?

The Date of Event Requiring Statement is listed as 10/06/2025, which is the reference date for the beneficial ownership information reported.