Welcome to our dedicated page for C1 Fund SEC filings (Ticker: CFND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C1 Fund Inc. filings document corporate reporting for a Maryland closed-end fund issuer focused on private digital asset services and technology companies. Its Form 8-K and 8-K/A disclosures record Audit Committee action on the fund’s independent registered public accounting firm, the engagement of a successor auditor, related Item 4.01 disclosure, and the predecessor auditor letter filed under Regulation S-K Item 304.
C1 Advisors LLC filed an initial ownership report as an investment adviser to C1 Fund Inc. (CFND). The filing shows that C1 Advisors LLC beneficially owns 0 shares of Common Stock of the fund, held directly. This Form 3 establishes the adviser’s reporting status under insider ownership rules but does not disclose any purchases, sales, or derivative positions.
C1 Fund Inc.'s Chief Financial Officer, David Hytha, reported purchasing 5,004 shares of the company's common stock at $10.00 per share on 08/08/2025 and now directly owns those 5,004 shares. He also beneficially owns an additional 35,821 shares indirectly through the issuer's sponsor, C1 Group LLC. The filing discloses that up to 100,000 shares held by C1 Group LLC are subject to forfeiture if the underwriters do not exercise their over-allotment option, which would cause Mr. Hytha to forfeit 4,672 shares. After the over-allotment option is exercised or expires, C1 Group LLC will own shares equal to 10% of outstanding common stock.
C1 Fund Inc. received a Schedule 13G showing that Steadfast-related parties beneficially own 400,000 shares of Common Stock, representing 5.91% of the 6,766,666 shares outstanding per the issuer's August 7, 2025 prospectus. The filing lists Steadfast Capital Management LP as investment manager, American Steadfast, L.P. and Steadfast International Master Fund Ltd. each holding 200,000 shares, and Robert S. Pitts, Jr. as a named individual with shared voting and dispositive power over the aggregate position. The reporting persons state the position is not held to change or influence control of the issuer. Signatures and a joint filing agreement are attached.
Sara Wardell-Smith, a director of C1 Fund Inc. (CFND), purchased 30,000 shares of the issuer's common stock on 08/08/2025 at a price of $10.00 per share. Following the reported transaction she beneficially owns 30,000 shares in a direct ownership form. The filing reports the transaction on Form 4 signed by the reporting person.