C1 Advisors LLC (CFND) files Form 3 reporting zero common stock ownership

Rhea-AI Filing Summary

C1 Advisors LLC filed an initial ownership report as an investment adviser to C1 Fund Inc. (CFND). The filing shows that C1 Advisors LLC beneficially owns 0 shares of Common Stock of the fund, held directly. This Form 3 establishes the adviser’s reporting status under insider ownership rules but does not disclose any purchases, sales, or derivative positions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

C1 Advisors LLC

(Last) (First) (Middle)

C/O C1 FUND INC.

228 HAMILTON AVENUE, THIRD FLOOR

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/06/2025

3. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Investment Adviser

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ David Hytha, Chief Financial Officer	08/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the C1 Advisors LLC Form 3 filing for CFND show?

The Form 3 shows that C1 Advisors LLC, an investment adviser to C1 Fund Inc. (CFND), currently reports 0 shares of Common Stock beneficially owned, held directly.

Is C1 Advisors LLC reporting any CFND share ownership?

No. The filing lists Common Stock: 0 shares under direct ownership for C1 Advisors LLC.

What is the relationship of C1 Advisors LLC to C1 Fund Inc. (CFND)?

C1 Advisors LLC is identified as an investment adviser to C1 Fund Inc. (CFND) in the Form 3.

Does the Form 3 include any derivative securities for CFND?

No. The table for derivative securities is present but contains no entries, indicating no reportable derivative positions.

What is the date of the event requiring the Form 3 filing for CFND?

The date of the event requiring the statement is listed as 08/06/2025.

Who signed the Form 3 related to C1 Advisors LLC and CFND?

The Form 3 is signed /s/ David Hytha, Chief Financial Officer with a signature date of 08/25/2025.