Welcome to our dedicated page for C1 Fund SEC filings (Ticker: CFND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission information for C1 Fund Inc. (NYSE: CFND), a publicly traded closed-end investment company focused on digital asset services and technology companies. As a registered closed-end fund, C1 Fund files periodic reports and disclosures that describe its portfolio holdings, investment objective and risk factors, complementing the updates it shares through press releases and shareholder communications.
Through its SEC filings, investors can review details on C1 Fund’s strategy of investing primarily in equity and equity-linked securities of companies engaged in the digital assets services and technology sector. These documents typically explain how the Fund seeks to maximize total return, outline its intention to invest in up to 30 digital asset services and technology companies, and describe its focus on infrastructure-oriented businesses such as exchanges, compliance platforms, staking providers and blockchain software firms.
On Stock Titan, CFND’s filings page is designed to surface key regulatory documents as they become available from EDGAR, including annual and quarterly reports and other required filings. AI-powered tools summarize the information in these documents to help readers understand portfolio composition, investment policies and other structural features without needing to interpret every technical detail themselves.
In addition to periodic reports, investors can reference SEC filings for further context on topics such as the Fund’s closed-end structure, its relationship with C1 Advisors LLC as investment adviser and the risks associated with investing in digital asset services and technology companies. By combining real-time filing access with AI-generated explanations, this page helps users navigate CFND’s regulatory disclosures and connect them to the Fund’s publicly announced portfolio activity and strategy.
C1 Group LLC reported a Form 4 disclosing a change in beneficial ownership of C1 Fund Inc. (CFND). On 09/05/2025 the reporting person shows a J(1) coded transaction cancelling 100,000 shares of common stock at a price of $0 because underwriters did not exercise the over-allotment option described in the issuer's IPO prospectus. After the cancellation, the reporting person beneficially owns 666,666 shares, held directly.
The Form 4 lists the reporting entity as C1 Group LLC with an address in Palo Alto and indicates the filer is a Director and a 10% owner. The filing was signed by David Hytha, Chief Financial Officer, on 09/05/2025.
C1 Advisors LLC filed an initial ownership report as an investment adviser to C1 Fund Inc. (CFND). The filing shows that C1 Advisors LLC beneficially owns 0 shares of Common Stock of the fund, held directly. This Form 3 establishes the adviser’s reporting status under insider ownership rules but does not disclose any purchases, sales, or derivative positions.
C1 Fund Inc.'s Chief Financial Officer, David Hytha, reported purchasing 5,004 shares of the company's common stock at $10.00 per share on 08/08/2025 and now directly owns those 5,004 shares. He also beneficially owns an additional 35,821 shares indirectly through the issuer's sponsor, C1 Group LLC. The filing discloses that up to 100,000 shares held by C1 Group LLC are subject to forfeiture if the underwriters do not exercise their over-allotment option, which would cause Mr. Hytha to forfeit 4,672 shares. After the over-allotment option is exercised or expires, C1 Group LLC will own shares equal to 10% of outstanding common stock.
C1 Fund Inc. received a Schedule 13G showing that Steadfast-related parties beneficially own 400,000 shares of Common Stock, representing 5.91% of the 6,766,666 shares outstanding per the issuer's August 7, 2025 prospectus. The filing lists Steadfast Capital Management LP as investment manager, American Steadfast, L.P. and Steadfast International Master Fund Ltd. each holding 200,000 shares, and Robert S. Pitts, Jr. as a named individual with shared voting and dispositive power over the aggregate position. The reporting persons state the position is not held to change or influence control of the issuer. Signatures and a joint filing agreement are attached.
Sara Wardell-Smith, a director of C1 Fund Inc. (CFND), purchased 30,000 shares of the issuer's common stock on 08/08/2025 at a price of $10.00 per share. Following the reported transaction she beneficially owns 30,000 shares in a direct ownership form. The filing reports the transaction on Form 4 signed by the reporting person.