STOCK TITAN

C1 Fund Inc. SEC Filings

CFND NYSE

Welcome to our dedicated page for C1 Fund SEC filings (Ticker: CFND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

This page provides access to U.S. Securities and Exchange Commission information for C1 Fund Inc. (NYSE: CFND), a publicly traded closed-end investment company focused on digital asset services and technology companies. As a registered closed-end fund, C1 Fund files periodic reports and disclosures that describe its portfolio holdings, investment objective and risk factors, complementing the updates it shares through press releases and shareholder communications.

Through its SEC filings, investors can review details on C1 Fund’s strategy of investing primarily in equity and equity-linked securities of companies engaged in the digital assets services and technology sector. These documents typically explain how the Fund seeks to maximize total return, outline its intention to invest in up to 30 digital asset services and technology companies, and describe its focus on infrastructure-oriented businesses such as exchanges, compliance platforms, staking providers and blockchain software firms.

On Stock Titan, CFND’s filings page is designed to surface key regulatory documents as they become available from EDGAR, including annual and quarterly reports and other required filings. AI-powered tools summarize the information in these documents to help readers understand portfolio composition, investment policies and other structural features without needing to interpret every technical detail themselves.

In addition to periodic reports, investors can reference SEC filings for further context on topics such as the Fund’s closed-end structure, its relationship with C1 Advisors LLC as investment adviser and the risks associated with investing in digital asset services and technology companies. By combining real-time filing access with AI-generated explanations, this page helps users navigate CFND’s regulatory disclosures and connect them to the Fund’s publicly announced portfolio activity and strategy.

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C1 Fund Inc. director Scott Reed reported buying additional shares of the company’s common stock. On 12/01/2025, he purchased 5,000 shares of C1 Fund Inc. common stock at $5.37 per share through the WA Reed Family 2015 Trust, which is reported as indirectly owned. After this transaction, that trust held 55,000 shares.

On the same date, he also directly purchased 8,500 shares of C1 Fund Inc. common stock at $5.33 per share. Following this direct purchase, he beneficially owned 18,500 shares directly. The filing confirms he is a director of C1 Fund Inc. and that the report is filed for one reporting person.

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Steadfast Capital Management LP and affiliates filed Amendment No. 1 to Schedule 13G for C1 Fund Inc. (CFND), reporting beneficial ownership of 399,397 shares of Common Stock, or 1.4%, as of September 30, 2025. The percentage was calculated using 27,718,159 shares outstanding as of the same date.

Holdings are split between American Steadfast, L.P. (199,397 shares) and Steadfast International Master Fund Ltd. (200,000 shares). The Investment Manager and Robert S. Pitts, Jr. may be deemed to share voting and dispositive power over the aggregate 399,397 shares; no sole voting or dispositive power is reported. The filing states ownership of five percent or less of the class and includes a certification that the securities were not acquired to change or influence control.

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C1 Fund is a closed-end fund registered with the SEC and listed on the New York Stock Exchange under the ticker CFND. It is designed to give everyday investors access to private companies in the digital asset technology and services sector, a space that has historically been limited to institutional and high net worth investors.

The portfolio is intended to hold up to 30 leading private companies that the team views as having strong fundamentals, real traction, and innovation tied to real-world results. The fund is managed by a team with extensive experience in capital markets and digital assets and operates in a highly regulated environment. Investors are directed to review the prospectus, which outlines objectives, risks, charges, and expenses in detail.

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C1 Fund Inc., a closed-end investment company focused on late-stage digital-asset services and technology companies, reports that it has signed seven post-IPO investment agreements within weeks of its August 7, 2025 initial public offering. These investments in private digital asset companies are moving through customary closing conditions and are expected to close in the near future, with additional agreements in advanced negotiation.

Management highlights strong interest from both portfolio companies and private shareholders, noting that companies value the Fund’s long-term approach while shareholders appreciate potential liquidity options. The Fund’s objective is to maximize total return, mainly through capital gains, by investing at least 80% of total assets in equity and equity-linked securities of digital-asset services and technology companies, targeting a portfolio of about 30 leading names outside of the People’s Republic of China, including Hong Kong and Macao.

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Insider transactions at C1 Fund Inc. (CFND): Director Reed Scott A. reported multiple transactions in August 2025 affecting common stock holdings. The filings show purchases of 30,500 shares on 08/08/2025 at $10.00, 12,000 shares on 08/18/2025 at $8.54, and 7,500 shares on 08/20/2025 at $8.23, each held indirectly via the Reed Family 2015 Trust. A transaction dated 08/22/2025 shows 10,000 shares with a reported price of $8.46 and an ownership entry of 10,000. The form is signed by Scott Reed on 09/08/2025.

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The filing is an SEC Form 3 reporting an initial statement of beneficial ownership for C1 Fund Inc. (CFND) by reporting person Scott A. Reed of Palo Alto, CA. The event date triggering the filing is 08/06/2025 and the form was signed on 09/08/2025. Mr. Reed is disclosed as a Director of the issuer and filed the form as a single reporting person. The report shows 0 shares of Common Stock beneficially owned and discloses no derivative securities. The filing therefore records the director relationship and confirms no direct or indirect ownership of the issuer's common stock at the time of the statement.

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C1 Fund Inc. (CFND) director and CEO Najamul Hasan Kidwai reported a Form 4 showing a reduction in beneficial ownership tied to the issuer's sponsor. The filing discloses that on 09/05/2025 31,141 shares of common stock were disposed (transaction code J(1)) at a price of $0, and the reporting person now beneficially owns 207,607 shares indirectly via C1 Group LLC. The filing explains that 100,000 shares held by C1 Group LLC were cancelled because underwriters did not exercise the over-allotment option in the IPO prospectus. The Form 4 was signed by the reporting person on 09/05/2025.

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Michael Xu, a director of C1 Fund Inc. (CFND), reported an indirect reduction in his beneficial ownership on 09/05/2025 through the sponsor C1 Group LLC. The filing shows a transaction coded J(1) disposing of 27,637 shares of common stock at a reported price of $0, reflecting a cancellation tied to the issuer's IPO mechanics. Following the transaction, the Reporting Person beneficially owns 184,245 shares indirectly via C1 Group LLC. The explanation states that 100,000 shares previously held by C1 Group LLC were cancelled because the underwriters did not exercise the over‑allotment option described in the IPO prospectus; the reported numbers reflect that cancellation and the resulting indirect holdings.

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Michael Lempres, a director of C1 Fund Inc. (CFND), reported a change in beneficial ownership dated 09/05/2025. The Form 4 shows 27,637 shares of common stock were disposed of under code J(1) at a reported price of $0, and after the transaction the reporting person beneficially owns 184,245 shares indirectly through C1 Group LLC. The filing explains 100,000 shares held by C1 Group LLC were cancelled because underwriters did not exercise the over-allotment option in the issuer's IPO prospectus.

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David Hytha, Chief Financial Officer of C1 Fund Inc. (CFND), reported changes in his beneficial ownership on Form 4. The filing shows non-derivative transactions dated 09/05/2025 resulting in disposals: 4,672 shares reported as disposed (code J) and an additional 5,004 shares disposed. After the reported transactions, the filing shows the Reporting Person beneficially owns 31,149 shares indirectly through C1 Group LLC. The explanation states that on September 5, 2025, 100,000 shares of common stock held by C1 Group LLC were cancelled because underwriters did not exercise their over-allotment option, and the reported numbers reflect indirect ownership through the sponsor.

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FAQ

What is the current stock price of C1 Fund (CFND)?

The current stock price of C1 Fund (CFND) is $3.89 as of February 27, 2026.

What is the market cap of C1 Fund (CFND)?

The market cap of C1 Fund (CFND) is approximately 27.1M.

CFND Rankings

CFND Stock Data

27.13M
6.00M
Asset Management
Financial Services
Link
United States
Palo Alto

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