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C1 Fund Inc. (CFND) director reports open-market purchase of 1,693 shares

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

C1 Fund Inc. director reports open-market share purchase

A director of C1 Fund Inc. (CFND), filing individually, reported buying 1,693 shares of common stock in an open-market transaction on 11/21/2025. The transaction was coded as a purchase at a price of $5.91 per share. Following this trade, the director beneficially owns 1,693 common shares, held directly. No derivative securities were reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krna Matthew

(Last) (First) (Middle)
C/O C1 FUND INC.
228 HAMILTON AVENUE, THIRD FLOOR

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2025 P 1,693 A $5.91 1,693 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Matthew Krna 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did C1 Fund Inc. (CFND) disclose?

A director of C1 Fund Inc. disclosed an open-market purchase of 1,693 shares of common stock on 11/21/2025.

At what price were the C1 Fund Inc. (CFND) shares purchased in this Form 4?

The director bought the 1,693 common shares at a price of $5.91 per share.

How many C1 Fund Inc. (CFND) shares does the director own after the reported transaction?

After the reported transaction, the director beneficially owns 1,693 shares of C1 Fund Inc. common stock, held directly.

What is the relationship of the reporting person to C1 Fund Inc. (CFND)?

The reporting person is identified as a director of C1 Fund Inc. and filed the form as a single reporting person.

Does this C1 Fund Inc. (CFND) Form 4 report any derivative securities?

No. Table II shows no derivative securities acquired, disposed of, or beneficially owned in this filing.

Was the C1 Fund Inc. (CFND) trade filed under a Rule 10b5-1 plan?

The form includes a checkbox for trades under a Rule 10b5-1(c) plan, but the excerpt does not indicate that this box was selected.

C1 Fund Inc.

NYSE:CFND

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36.34M
6.00M
11.86%
6.67%
0.06%
Asset Management
Financial Services
Link
United States
Palo Alto