STOCK TITAN

C1 Fund (CFND) CEO reports 9,100-share purchase at $5.40

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

C1 Fund Inc. reported an insider share purchase by its Chief Executive Officer and director, Najamul Hasan Kidwai. On 12/05/2025, he bought 9,100 shares of C1 Fund common stock in an open-market transaction coded "P" at a price of $5.40 per share.

After this transaction, he directly owns 18,100 common shares of C1 Fund. He also has indirect beneficial ownership of 207,607 common shares through C1 Group LLC. The filing is made on Form 4, which discloses changes in ownership by company insiders.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kidwai Najamul Hasan

(Last) (First) (Middle)
C/O C1 FUND INC.
228 HAMILTON AVENUE, THIRD FLOOR

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
C1 Fund Inc. [ CFND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/05/2025 P 9,100 A $5.4 18,100 D
Common Stock 207,607 I Via C1 Group LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Najamul Hasan Kidwai 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did C1 Fund Inc. (CFND) disclose?

C1 Fund Inc. disclosed that its Chief Executive Officer and director, Najamul Hasan Kidwai, purchased 9,100 shares of the companys common stock on 12/05/2025.

At what price did the C1 Fund Inc. (CFND) CEO buy shares?

Najamul Hasan Kidwai bought 9,100 common shares of C1 Fund Inc. at a price of $5.40 per share in a transaction coded "P" for a purchase.

How many C1 Fund Inc. (CFND) shares does the CEO own after the transaction?

Following the reported transaction, Najamul Hasan Kidwai directly owns 18,100 common shares of C1 Fund Inc. and indirectly beneficially owns 207,607 shares through C1 Group LLC.

What is the role of Najamul Hasan Kidwai at C1 Fund Inc. (CFND)?

Najamul Hasan Kidwai is a director and Chief Executive Officer of C1 Fund Inc., as indicated in the ownership report.

What is SEC Form 4 in relation to C1 Fund Inc. (CFND)?

Form 4 is an SEC filing used to report changes in ownership of a companys securities by insiders such as directors, officers, and certain shareholders of C1 Fund Inc.
C1 Fund Inc.

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34.17M
6.00M
11.86%
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Asset Management
Financial Services
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United States
Palo Alto