EdgeMode Advances Form 211 Review Process Under SEC Rule 15c2-11

Rhea-AI Summary

EdgeMode (OTC: EDGM) reported progress in FINRA's review of a Form 211 submitted by its sponsoring market maker under SEC Rule 15c2-11 on Feb 11, 2026. The submission has prompted an initial FINRA comment letter; EdgeMode is working with advisors to respond and advance the review toward enabling quoted quotations and potential increased market participation.

Positive

• Form 211 submission advanced with initial FINRA comment letter
• Potential for quoted quotations by sponsoring market maker if review completes
• Possible increased visibility/liquidity as additional market makers may quote

Negative

• FINRA comments indicate active review but are not approval
• No guarantee broker-dealers or platforms will permit trading
• Review timeline may be delayed while comments are addressed

FORT LAUDERDALE, Fla., Feb. 11, 2026 (GLOBE NEWSWIRE) -- EdgeMode (OTC: EDGM), a global Energy and AI data center infrastructure company, today announced continued progress in the review of its Form 211 submission made by its sponsoring market maker to FINRA pursuant to SEC Rule 15c2-11. This filing is an important regulatory step toward enabling broker-dealers to publish quotations for the Company’s common stock in a qualified quotation system.

The sponsoring market maker has submitted the Form 211 and has received an initial comment letter from FINRA as part of the standard review process. The Company views this regulatory engagement as a constructive and expected stage of the application.

Why SEC Rule 15c2-11 Matters

SEC Rule 15c2-11 requires broker-dealers to review and maintain certain current information about an issuer before they may publish quotations for that issuer’s securities. Clearance of a Form 211 by FINRA allows the sponsoring market maker to initiate quotations, after which other broker-dealers may, subject to applicable rules, publish their own quotations.

A completed Form 211 review can result in:

• The ability for the sponsoring market maker to publish priced quotations.
• Increased broker-dealer participation through the piggyback exception.
• Improved visibility and potential liquidity as additional market makers quote the security.
• Enhanced price discovery through broader quoting activity.

The Company notes that individual brokerage firms determine independently whether to permit customer trading in any security.

Comments Letter Reflects Standard Regulatory Procedure

Receiving comments from FINRA is a normal part of the Form 211 review. It indicates that FINRA is actively reviewing the submission and seeking clarification or supplemental information, consistent with its obligations under Rule 15c2-11.

EdgeMode is working with its advisors and sponsoring market maker to address comments promptly and thoroughly, with the goal of completing the review efficiently.

Positioning for Broader Market Participation

Progress in the Form 211 process aligns with EdgeMode’s broader corporate objectives, including:

• Advancing power-secured, AI-ready data center campuses toward Ready-to-Build (RTB).
• Expanding strategic relationships across the energy, infrastructure, and capital-markets ecosystem.
• Strengthening public-company disclosures and regulatory alignment
  

The Company believes that enhanced quoting capabilities, when achieved, together with continued operational progress, may support broader participation from broker-dealers and investors.

FINRA’s review of a Form 211 does not constitute approval of the Company or its securities and does not guarantee that broker-dealers or brokerage platforms will permit trading in the Company’s stock. Trading access is determined independently by each broker-dealer.

About EdgeMode:

EdgeMode develops scalable AI-ready data center campuses and integrated energy infrastructure across strategic global markets. The company focuses on power-secured developments aligned to accelerating AI and high-performance compute demand.

Forward-Looking Statements:
This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, but are not limited to, statements regarding EdgeMode’s plans, objectives, goals, strategies, future events, future financial performance, expected market growth, construction timelines, and expansion potential. These statements are based on current expectations and assumptions and are subject to a number of risks and uncertainties that could cause actual results to differ materially from those expressed or implied in the forward-looking statements. Factors that may cause such differences include, but are not limited to, risks related to integration of acquired assets, construction delays or cost overruns, challenges in client acquisition, changes in demand for AI and HPC infrastructure, regulatory changes, availability and cost of power, and general economic and market conditions. EdgeMode undertakes no obligation to update or revise any forward-looking statements to reflect events or circumstances after the date of this press release, except as required by law.

Company Contact:
Charlie Faulkner
Chief Executive Officer
EdgeMode Inc.
hello@edgemode.io

FAQ

What did EdgeMode (EDGM) announce about its Form 211 review on Feb 11, 2026?

EdgeMode said the sponsoring market maker submitted a Form 211 and received an initial FINRA comment letter. According to the company, this is a normal review step and it is working with advisors to respond and advance the process.

How could a cleared Form 211 affect EdgeMode (EDGM) stock liquidity?

A cleared Form 211 could enable the sponsoring market maker to publish priced quotations, potentially boosting liquidity. According to the company, broader quoting may increase visibility and improve price discovery if other market makers participate.

Does FINRA clearance of EdgeMode (EDGM) guarantee broker-dealers will allow trading?

No. FINRA review clearance does not guarantee trading access by brokers or platforms. According to the company, individual brokerage firms independently decide whether to permit customer trading in any security.

What does an initial FINRA comment letter mean for EdgeMode (EDGM)?

An initial comment letter signifies FINRA is actively reviewing the Form 211 and seeking clarification or more information. According to the company, receiving comments is standard and it intends to address them promptly with its sponsoring market maker.

What steps is EdgeMode (EDGM) taking after the Form 211 comment letter?

EdgeMode is working with advisors and its sponsoring market maker to respond to FINRA comments and complete the review. According to the company, the goal is to resolve comments efficiently to position the company for broader market participation.