Hop-on Releases Shareholder Education Brief Summarizing Public Regulatory Actions in U.S. Market Structure

Rhea-AI Summary

Hop-on (OTC: HPNN) released a shareholder education brief on December 1, 2025 that consolidates publicly available SEC orders, FINRA disciplinary actions, and civil litigation records about U.S. market-making and execution practices.

The brief is an educational, non‑adversarial compilation that does not allege misconduct, reference Hop-on trading, or provide investment advice. Key topics summarized include Regulation SHO, best execution, dark liquidity, information barriers, AML/gatekeeper duties, and historical civil litigation allegations (unproven).

The full document is available for public download as the "Public Market Structure Reference Guide - Consolidated Summary of Historical SEC/FINRA Actions."

News Market Reaction

+16.67%

1 alert

+16.67% News Effect

On the day this news was published, HPNN gained 16.67%, reflecting a significant positive market reaction.

Data tracked by StockTitan Argus on the day of publication.

Market Reality Check

Price: $0.0004 Vol: Volume 7,313,766 is 9% ab...

normal vol

$0.0004 Last Close

Volume Volume 7,313,766 is 9% above the 20-day average of 6,717,529. normal

Technical Price at $0.0006 is below the reported 200-day trend benchmark, despite flag as 'above'.

Peers on Argus

Peers show mixed moves: NRRWF up 33.64%, VISL up 5.52%, DZSI down 53.56%, while ...

Peers show mixed moves: NRRWF up 33.64%, VISL up 5.52%, DZSI down 53.56%, while others are flat. This pattern does not indicate a unified sector move aligned with HPNN.

Historical Context

5 past events · Latest: Dec 01 (Neutral)

Pattern 5 events

Date	Event	Sentiment	Move	Catalyst
Dec 01	Education brief release	Neutral	+16.7%	Released non-adversarial guide to historical SEC and FINRA actions.
Nov 25	Patent filings	Positive	-14.3%	Announced three U.S. provisional patents for Digitalage infrastructure.
Nov 21	Platform launch	Positive	+0.0%	Launched creator-driven news marketplace with multiple monetization tools.
Nov 19	Platform unveiling	Positive	+40.0%	Unveiled authenticated reality platform targeting large media market.
Nov 17	AI patent filing	Positive	+20.0%	Filed AI-powered authentication patent targeting real-time misinformation.

Pattern Detected

Recent news skewed toward positive product and IP milestones often coincided with upside reactions, while some strong-sounding announcements saw flat or negative follow-through.

Recent Company History

Over the last few weeks, Hop-on has focused on its Digitalage platform and market-structure education. On Nov 17, it filed a foundational AI-powered trust engine patent, followed by launch of the Digitalage Live Platform on Nov 19 and a creator-driven news marketplace on Nov 21. Additional provisional patents were disclosed on Nov 25. The Dec 1 shareholder education brief is comparatively neutral, organizing SEC and FINRA actions for investors rather than advancing a new product or IP milestone.

Market Pulse Summary

The stock surged +16.7% in the session following this news. A strong positive reaction aligns with p...

Analysis

The stock surged +16.7% in the session following this news. A strong positive reaction aligns with periods when Hop-on news highlighted structure or regulatory themes against a very low-priced stock near its $0.0003–$0.001 52-week range. With prior moves sometimes fading after upbeat Digitalage releases, investors could have weighed whether an educational, non-transactional brief justified sustained gains, especially given modestly elevated volume and mixed peer performance in the communication equipment group.

Key Terms

Regulation SHO, best execution, dark liquidity, internalization, +2 more

6 terms

Regulation SHO regulatory

"topics that have appeared in historically published regulatory materials, including:Regulation SHO compliance"

Regulation SHO is a set of securities rules that govern short selling by requiring brokers to confirm they can borrow shares before letting someone sell them short, to close out unexplained failures to deliver shares, and to flag stocks with persistent delivery problems. It matters to investors because it helps prevent abusive trading that can distort prices and create artificial shortages, so it affects share availability, short-interest data, liquidity and potential price swings — like rules that stop people from lending out books they haven't actually borrowed.

best execution regulatory

"including:Regulation SHO compliance findingsBest execution obligations and past reporting issuesDark"

An obligation for a broker or trading platform to carry out a client’s trade on the most favorable terms reasonably available, taking into account price, speed, likelihood of execution, and fees. It matters to investors because it affects how much of the intended value they actually receive from a trade—similar to choosing the best store and timing to get the best price and service when making a purchase.

dark liquidity technical

"obligations and past reporting issuesDark liquidity and internalization frameworksInformation-barrier"

Dark liquidity is trading that happens away from public, visible order lists—through hidden orders, private matching services, or so-called dark pools—so the size and timing of trades aren’t displayed to general market participants. It matters to investors because it can let large orders be executed with less price movement (like arranging a private car sale instead of bidding at an open auction), but it also reduces public price signals and can obscure true market depth and fairness.

internalization technical

"and past reporting issuesDark liquidity and internalization frameworksInformation-barrier and"

Internalization is when a broker or trading firm fills a client’s buy or sell order using its own inventory or by matching it with another client, instead of sending the order out to public exchanges. For investors this matters because it can make trades faster or cheaper but may reduce price transparency and raise potential conflicts, like getting a different price than would be available in the open market — similar to a shopkeeper selling from their own shelf rather than checking the wider market for the best deal.

information-barrier regulatory

"and internalization frameworksInformation-barrier and data-segregation requirementsAML and gatekeeper"

An information-barrier is an internal policy and set of procedures that blocks the flow of sensitive or nonpublic information between different parts of a firm—like separating the team that handles confidential corporate details from the traders and salespeople. For investors, it matters because it reduces the risk that privileged information will be used unfairly, helps the firm follow securities rules, and preserves market integrity and investor confidence by keeping decision-making on public facts.

AML regulatory

"data-segregation requirementsAML and gatekeeper responsibilitiesCivil litigation allegations"

AML stands for anti-money laundering — the laws, rules and internal checks that banks and businesses use to spot and stop illicit cash flows, such as proceeds from crime or funding of illegal activities. Think of it as a security checkpoint for money: investors care because poor AML controls can lead to heavy fines, frozen assets and reputational harm that hurt profits and share value, while strong controls reduce legal and operational risk.

AI-generated analysis. Not financial advice.

Company Consolidates Publicly Available SEC and FINRA Records into Accessible Format for Investor Understanding

TEMECULA, CALIFORNIA / ACCESS Newswire / December 1, 2025 / Hop-on, Inc. (OTC:HPNN), a technology and digital media company headquartered in Temecula, today announced the release of a shareholder education brief that consolidates historical regulatory actions and public filings involving several major U.S. market-making and execution firms.

The document is a centralized reference compiled exclusively from publicly available SEC orders, FINRA disciplinary actions, and civil litigation records. It is intended to help investors better understand how U.S. market structure has been documented and regulated over time.

The brief does not allege wrongdoing, misconduct, or intent by any firm, and it does not analyze, interpret, or reference Hop-on's trading activity in any way.
Its sole purpose is to organize complex public material into a format accessible to ordinary investors.

Peter Michaels, CEO of Hop-on, stated:
"Transparency matters. Everything in this brief already exists in the public domain, but it's scattered across thousands of pages of filings. We simply organized it so shareholders can understand historical regulatory actions in a clear, consolidated, easy-to-read format."

Michaels also stated, "Small-cap issuers and their shareholders deserve to understand the regulatory landscape that shapes market structure. This educational resource helps level the information playing field."

Purpose of the Shareholder Education Brief

The summary provides high-level overviews of topics that have appeared in historically published regulatory materials, including:

• Regulation SHO compliance findings

• Best execution obligations and past reporting issues

• Dark liquidity and internalization frameworks

• Information-barrier and data-segregation requirements

• AML and gatekeeper responsibilities

• Civil litigation allegations (unproven and unresolved)

The brief does not provide analysis of specific securities, firms, motives, trading patterns, or current practices.
It is an educational reference only.

Public Availability

The full document is available for download at:
View PDF
"Public Market Structure Reference Guide - Consolidated Summary of Historical SEC/FINRA Actions."

Legal Disclaimers

• All material is derived solely from public documents.

• No non-public information, proprietary data, or confidential sources were used.

• The brief does not state or imply that any firm continues to engage in any of the historical activities described.

• The summary does not suggest any connection to Hop-on's trading, price movement, or market activity.

• The brief is not investment advice and does not encourage or discourage the purchase, holding, or sale of any security.

About Hop-on:

Hop-on, Inc. (OTC:HPNN) is a US-based international leader in the development and manufacture of electronics, distributed software, and telecommunications hardware and services, capitalizing on its secured essential license agreements for mobile and computing technologies. Since 1993, the Company has had a proven record of innovation and market development. From developing the world's first CDMA disposable cell phone to the upcoming Digitalage decentralized social media platform promoting data portability and free speech and engineering essential tools for content protection and royalty management across social platforms and devices, the Company works closely with inventors and patent holders to bring the latest technologies to demanding markets.

www.hop-on.com
www.twitter.com/hpnn

Peter Michaels, CEO
contact@hop-on.com
+1-949-756-9008

About Digitalage:

The mission behind Digitalage is to lead the social media industry through combatting content piracy and empower publishers, influencers, and contributors. Digitalage is revolutionizing the creator economy and will empower users to connect, upload and share content, while compensating rights holders through utilizing decentralized Web3 blockchain technologies.

www.digitalage.com

https://www.digitalage.com/videos.html

https://www.digitalage.com/demos.html

https://www.linkedin.com/company/digitalage-inc

Forward-Looking Statements: https://www.hop-on.com/forward-looking-statements

Certain statements in this news release may contain forward-looking information within the meaning of Rule 175 under the Securities Act of 1933, and are subject to Rule 3B-6 under the Securities Exchange Act of 1934, and are subject to the safe harbor created by those rules. All statements, other than statements of fact, included in this release, including, without limitation, statements regarding potential future plans and objectives of the company, are forward-looking statements that involve risks and uncertainties. There can be no assurance that such statements will prove to be accurate and other results and further events could differ materially from those anticipated in such statements. Future events and actual results could differ materially from those set forth in, contemplated by, or underlying the forward-looking statements.

SOURCE: Hop-on, Inc.

View the original press release on ACCESS Newswire

FAQ

What did Hop-on announce on December 1, 2025 about HPNN?

Hop-on announced a shareholder education brief consolidating public SEC and FINRA records about U.S. market structure.

Where can investors download Hop-on's Public Market Structure Reference Guide for HPNN?

The guide is available for public download as the Public Market Structure Reference Guide - Consolidated Summary of Historical SEC/FINRA Actions on Hop-on's distribution channel.

Does the HPNN brief allege wrongdoing by any named firms or Hop-on?

No. The brief states it does not allege misconduct, reference Hop-on trading, or imply current unlawful activity.

What topics does the HPNN shareholder education brief cover?

It summarizes Regulation SHO, best execution, dark liquidity/internalization, information‑barrier rules, AML/gatekeeper duties, and historical civil litigation allegations.

Is Hop-on's December 1, 2025 brief investment advice for HPNN shareholders?

No. The brief is described as an educational reference only and explicitly says it is not investment advice.