Indaptus Enters Into $6 Million Securities Purchase Agreement with Investor David E. Lazar

Rhea-AI Summary

Moody's (NYSE:MCO) was named #1 in the 2026 Chartis RiskTech100, marking its fourth consecutive year at the top.

Chartis evaluated vendors across risk and compliance technology after nearly a year of research; Moody's also won 12 individual category awards including Overall Strategy, Overall Market Presence, CECL, CLO credit data, banking and insurance risk areas.

Chartis cited Moody's combination of data, analytics and software platforms and its strength in credit, securitization, insurance, regulatory reporting and other analytics as drivers of the ranking.

Key Figures

RiskTech100 year 2026 Edition of Chartis RiskTech100 report featuring Moody’s

Consecutive top rankings 4 years Moody’s at #1 in RiskTech100 for fourth straight year

Category awards 12 categories Number of individual RiskTech100 categories Moody’s won

Market Reality Check

$526.88 Last Close

Volume Volume 888715 is below the 20-day average of 1721952, indicating muted trading activity pre-news. low

Technical Price 2.55 is trading below the 200-day MA of 8.09, reflecting a longer-term downtrend.

Peers on Argus 2 Down

INDP fell 3.77% with sector pressure evident: 2 momentum peers (e.g., SPRC, BDRX) also moved down around 4–5%, and several listed biotech peers showed mixed-to-negative performance.

Common Catalyst Broader biotech weakness without same-day peer-specific news.

Historical Context

Date	Event	Sentiment	Move	Catalyst
Nov 17	Scientific presentation	Neutral	-9.6%	CSO presenting Decoy20 preclinical data at donor selection summit.
Nov 12	Earnings update	Neutral	+6.3%	Q3 2025 results with safety lead-in completion and short cash runway.
Sep 04	Clinical update	Negative	-28.4%	Mixed Decoy20 trial data plus capital raise via notes and warrants.
Sep 02	Investor conference	Neutral	-12.2%	CEO corporate overview at H.C. Wainwright investment conference.
Aug 13	Earnings & clinical	Positive	+2.4%	Q2 2025 results plus first patient dosed in Decoy20 combo study.

Pattern Detected

Recent news often triggered sharp moves, with multiple clinical, financing, and conference updates producing double-digit swings, frequently to the downside even on non-negative headlines.

Recent Company History

Over the past six months, Indaptus issued several clinical, financing, and corporate updates. In August–September 2025, it highlighted Decoy20 clinical progress, including a Phase 1b/2 combination study and a partial response that was not sustained, alongside multiple financings and a reverse split. Q2 and Q3 results in August and November 2025 detailed limited cash runways and additional capital raised. Conference and presentation announcements in September and November 2025 often coincided with negative price reactions, underscoring market sensitivity to Indaptus’ funding and clinical risk profile.

Regulatory & Risk Context

Active S-3 Shelf Registration 2025-08-13

$12.2 million registered capacity

An effective Form S-3 filed on 2025-08-13 registered 2,160,166 resale shares tied to a June 2025 private placement. While Indaptus receives no proceeds from resales, it could obtain up to $12.2 million if all related warrants are exercised for cash, providing a potential non-debt funding source alongside existing going-concern disclosures.

Market Pulse Summary

This announcement should be viewed against Indaptus’ recent history of substantial financing activity, going-concern language, and volatile reactions to clinical updates. Regulatory filings highlight tools such as a Form S-3 that could bring up to $12.2 million from warrant exercises, alongside multiple private placements and ATM usage. Investors tracking this story typically focus on cash runway, terms of new capital agreements, and progress or setbacks in Decoy20 trials as key determinants of future dilution needs and strategic flexibility.

Key Terms

risktech100 financial

"the 2026 Chartis RiskTech100® report, marking the firm’s fourth straight"

A RiskTech100 is an annual industry ranking that lists the top 100 providers of technology used to identify, measure and manage financial and operational risk. Think of it like a consumer report or league table for risk-management software: it highlights which vendors are most influential, widely adopted and innovative. Investors use it as a quick way to spot market leaders, gauge technology trends, assess competitive strength and identify potential investment or acquisition targets.

current expected credit losses (cecl) financial

"In addition to earning the highest overall position, Moody’s won in 12 individual categories: ... Current Expected Credit Losses (CECL)"

Current Expected Credit Losses (CECL) is an accounting standard that requires lenders and companies with loans or receivables to estimate and record the lifetime expected losses up front, rather than waiting until a loss is probable. Investors care because CECL changes reported profits and the amount of reserves a firm must hold — like a household setting aside a larger rainy‑day fund based on forecasted storms — which affects capital, dividend capacity and the perceived financial strength of a company.

collateralized loan obligation (clo) financial

"categories: ... Credit Data: Collateralized Loan Obligation (CLO) Credit Data: Wholesale"

A collateralized loan obligation (CLO) is a financial product that bundles many business loans and sells pieces of that bundle to investors, so each investor owns a slice with a different balance of risk and return. Think of it like a mixed fruit basket where some slices get the bigger, juicier fruits (higher returns and higher risk) while others get safer, smaller pieces; CLOs matter to investors because they offer a way to earn higher income than simple bonds but carry credit and market risks that affect returns and price volatility.

credit risk for the banking book financial

"Wholesale Credit Portfolio Management Credit Risk for the Banking Book Financial Crime:"

Credit risk for the banking book is the chance that borrowers on a bank’s loans or other held assets will fail to make payments, causing losses for the bank. Think of a landlord who plans to keep rental properties long-term and worries tenants might stop paying; those missed rents erode income and the property’s value. Investors care because higher credit risk can reduce a bank’s profits, drain capital cushions, and lower its stock value.

financial crime financial

"Credit Portfolio Management Credit Risk for the Banking Book Financial Crime: Data Natural"

Financial crime is illegal activity that steals, hides or misuses money within businesses and markets — examples include fraud, embezzlement, insider trading and money laundering. It matters to investors because these acts can destroy a company’s value, trigger heavy fines, freeze assets or scare away customers and partners; think of it as a slow leak or sudden hole in a boat that can sink an investment if not found and fixed quickly.

natural catastrophe risk financial

"Financial Crime: Data Natural Catastrophe Risk Solutions and Tools Chartis Research"

Natural catastrophe risk is the likelihood and potential financial harm from extreme weather or geological events—such as hurricanes, floods, wildfires and earthquakes—that can damage property, interrupt operations, or trigger large insurance payouts. Investors monitor it because these events can abruptly cut revenue, raise repair and insurance costs, force asset write-downs, or change borrowing terms; think of it as the chance a storm seriously damages a house and alters its value and ongoing expenses.

AI-generated analysis. Not financial advice.

NEW YORK--(BUSINESS WIRE)-- Moody’s Corporation (NYSE: MCO) has been named the #1 company in the 2026 Chartis RiskTech100^® report, marking the firm’s fourth straight year at the top of the ranking.

The RiskTech100^® is widely recognized as the go-to guide for risk and compliance technology providers, and Moody’s consistent placement at the top of the list is a testament to its industry-leading solutions and unwavering dedication to its customers. Moody’s continued leadership is driven by a clear strategy: leverage our massive data and analytics estate, deliver actionable insights, and empower organizations and individuals to navigate risk with confidence.

“Our data, solutions, and insights help the world’s leading institutions make decisions that help fuel greater economic prosperity. Earning the top spot in the Chartis rankings for the fourth consecutive year reflects the trust customers place in Moody’s and the value we deliver,” said Rob Fauber, President and Chief Executive Officer of Moody’s. “As the pace of change accelerates, we’re committed to evolving alongside our customers so they can turn today’s risks into tomorrow’s opportunities.”

In addition to earning the highest overall position, Moody’s won in 12 individual categories:

• Overall Strategy
• Overall Market Presence
• Overall Functionality
• Overall Banking
• Overall Insurance
• Current Expected Credit Losses (CECL)
• Credit Data: Collateralized Loan Obligation (CLO)
• Credit Data: Wholesale
• Credit Portfolio Management
• Credit Risk for the Banking Book
• Financial Crime: Data
• Natural Catastrophe Risk Solutions and Tools

Chartis Research seeks out organizations that drive business performance through effective risk management, governance, and compliance. Their team spent nearly a year talking to vendors, technology buyers, and end-users before making selections for the 2026 RiskTech100^®.

“Moody’s blend of data, analytics and software platforms continues across a broad range of risk categories, and it has been able to leverage its strength in analytics areas including credit, securitization, insurance, client and entity analytics, regulatory reporting, commercial real estate, lending operations and ALM,” said Sid Dash, Chief Researcher at Chartis. “This has enabled it to create dominant positions across the data, software and analytics spectrum, as reflected in its continued top ranking in RiskTech100 this year, and 12 individual category awards.”

For more information about Moody’s, visit https://www.moodys.com/

ABOUT MOODY’S

In a world shaped by increasingly interconnected risks, Moody’s (NYSE: MCO) data, insights, and innovative technologies help customers develop a holistic view of their world and unlock opportunities. With a rich history of experience in global markets and a diverse workforce of approximately 16,000 across more than 40 countries, Moody’s gives customers the comprehensive perspective needed to act with confidence and thrive. Learn more at moodys.com.

View source version on businesswire.com: https://www.businesswire.com/news/home/20251023837101/en/

For Moody’s Investor Relations:

SHIVANI KAK

Investor Relations

+1 212-553-0298

Shivani.Kak@moodys.com



For Moody’s Communications:

JOE MIELENHAUSEN

Communications

+1 212-553-1461

Joe.Mielenhausen@moodys.com

Source: Moody’s Corporation

FAQ

When did Moody's (MCO) receive the #1 ranking in Chartis RiskTech100?

Moody's was named #1 in the 2026 Chartis RiskTech100, marking its fourth straight year at the top.

How many Chartis RiskTech100 categories did Moody's (MCO) win in 2026?

Moody's won 12 individual category awards in the 2026 RiskTech100 rankings.

Which Moody's capabilities did Chartis highlight for the 2026 RiskTech100 top ranking?

Chartis highlighted Moody's data, analytics and software platforms, including strengths in credit, securitization, insurance, and regulatory reporting.

What does Moody's (MCO) #1 Chartis ranking mean for investors?

The ranking signals Chartis' view of Moody's leadership in risk technology and may support investor perceptions of the company's competitive position in analytics and risk solutions.

Which specific risk areas did Moody's (MCO) win in the 2026 Chartis awards?

Moody's won in areas including Overall Strategy, Overall Market Presence, CECL, CLO credit data, banking and insurance risk categories.

Where can investors find more information about Moody's (MCO) products and services mentioned in the Chartis ranking?

Investors can review Moody's website and investor materials for details on its data, analytics and software offerings and related disclosures.