Moody's (MCO) holder plans Rule 144 sale of 575 shares on NYSE

Rhea-AI Filing Summary

Moody's Corporation (MCO) shareholder Robert Fauber has filed a notice of proposed sale of company stock under Rule 144. The filing covers a planned sale of 575 common shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 288,949.00. The filing reports that 178,400,000 common shares were outstanding at the time.

The 575 shares to be sold were acquired on 01/05/2026 through options granted on 02/16/2018, with the purchase price paid in cash. The notice also lists prior sales of Moody's common stock by the same seller during the past three months, including 1,167 shares sold on 11/03/2025 for gross proceeds of 558,934.65. By signing, the seller represents that he is not aware of undisclosed material adverse information about Moody's operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	575	288949.00	178400000	01/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/05/2026	Options Granted - 02/16/2018	Issuer			575	01/05/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	10/15/2025	415	199652.35
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	10/28/2025	546	269669.40
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	11/03/2025	1167	558934.65
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	12/01/2025	592	287765.28
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	12/03/2025	575	280525.25
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	01/02/2026	592	301292.48

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the latest Form 144 filing for Moody's (MCO) disclose?

The Form 144 filing for Moody's Corporation (MCO) discloses that shareholder Robert Fauber has filed a notice of proposed sale under Rule 144. It covers a planned sale of 575 common shares of Moody's on the NYSE through Fidelity Brokerage Services LLC, with an aggregate market value of 288,949.00.

How many Moody's (MCO) shares are covered by the planned Rule 144 sale?

The planned Rule 144 transaction covers 575 common shares of Moody's Corporation (MCO). These shares are to be sold through Fidelity Brokerage Services LLC on the NYSE, with the filing indicating an aggregate market value of 288,949.00 for this block.

How were the 575 Moody's (MCO) shares in the Form 144 acquired?

The 575 Moody's common shares listed in the Form 144 were acquired on 01/05/2026 through an option grant dated 02/16/2018. The filing states that the purchase price for these shares was paid in cash on the same acquisition date.

What prior sales by the seller does the Moody's (MCO) Form 144 list?

The filing lists several prior sales of Moody's common stock by Robert Fauber during the past three months. Examples include 415 shares sold on 10/15/2025 for gross proceeds of 199,652.35 and 1,167 shares sold on 11/03/2025 for gross proceeds of 558,934.65.

How many Moody's (MCO) shares were outstanding according to this Form 144?

The notice states that there were 178,400,000 common shares of Moody's Corporation (MCO) outstanding at the time referenced in the filing. This figure provides a baseline for the company’s total share count relative to the size of the reported trades.

What representation does the seller make in the Moody's (MCO) Form 144?

By signing the notice, the person for whose account the Moody's (MCO) securities are to be sold represents that he does not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. The form also warns that intentional misstatements or omissions can constitute federal criminal violations.