Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Moody's Corporation filings document formal disclosures for an operating company built around credit ratings, risk data, research, and analytics platforms. Recent Form 8-K reports furnish quarterly and annual results, outlook materials, Regulation FD disclosures, leadership and board matters, annual meeting voting results, and exhibits tied to press releases and compensation plans.
Proxy materials and related governance filings describe director elections, auditor ratification, advisory compensation votes, executive pay disclosures, board committee matters, and equity-incentive plan provisions. The company's SEC cover data also identifies its common stock and senior notes, linking capital-structure disclosures with governance, compensation, and operating-performance records.
Moody's Corporation senior vice president and general counsel Richard G. Steele reported an open-market sale of 158 shares of Common Stock at $453.67 per share. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by Mr. Steele on July 29, 2025.
Following the sale, he holds 1,984.88 Moody's shares directly and 3,612.666 shares indirectly through a trust, indicating that the transaction represents only a small portion of his overall reported holdings.
Moody's Corporation President and CEO Robert Fauber reported option exercises and share sales in common stock of the company. He exercised employee stock options covering 575 shares at $167.5000 per share and 592 shares at $113.3400 per share, acquiring a total of 1,167 shares. On the same date, he sold 1,467 shares in open-market transactions at $453.6700 per share, pursuant to a Rule 10b5-1 trading plan adopted on July 30, 2025. Following these transactions, he holds 52,563.918 shares directly and 22,325 shares indirectly through a trust.
MCO filed a Form 144 reporting Rule 144 sales of Common Stock tied to restricted stock vesting and brokered holdings. The notice lists three reported dispositions by Richard Steele: 03/03/2026 (375 shares), 04/01/2026 (158 shares), and 05/01/2026 (158 shares).
Robert Fauber submitted a Form 144 notice reporting intended and recent transactions in Common Stock of MCO. The filing lists proposed sales tied to vesting and option exercises and discloses recent sales of 5,213 and two blocks of 1,467 shares on 03/03/2026, 04/01/2026, and 05/01/2026.
The filing identifies specific grant/vesting events dated 03/01/2026, 02/23/2017, and 02/16/2018 and shows cash proceeds for the recent sales as listed in the table.
Moody's Corporation reported a Schedule 13G/A showing TCI Fund Management Ltd and Christopher Hohn collectively hold 8.21% of Common Stock. The filing states the Reporting Persons beneficially own 14,334,027 shares based on March 31, 2026 outstanding share data.
The ownership is reported as shared voting and dispositive power through The Children's Investment Master Fund and CIFF, with the 174,676,438 shares outstanding figure used to calculate the 8.21% stake.
Moody's Corporation President and CEO Robert Fauber reported a combination of stock option exercises and share sales in Moody's common stock. He exercised options for 1,167 shares at strike prices of $167.50 and $113.34 per share, then sold 1,467 shares in open-market transactions at $466.39 per share. After these trades, he directly holds 75,188.918 shares of Moody's common stock. The filing states that both the sale of shares and the exercise-and-sale sequence were carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Mr. Fauber on July 30, 2025, indicating these moves were scheduled in advance.
Moody's Corporation Senior Vice President and General Counsel Richard G. Steele reported an open-market sale of 158 shares of Moody's common stock at $466.39 per share on May 1, 2026. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on July 29, 2025.
Following this transaction, Steele held 2,142.88 shares of Moody's common stock directly and 3,612.666 shares indirectly through a trust, based on the figures reported in the filing.
MCO Form 144 notice shows proposed and recent transactions in Common stock by an affiliate. The filing names Richard Steele and lists a sale of 375 shares on 03/03/2026 for $171,266.25 and a sale or transfer of 158 shares on 04/01/2026 for $69,167.66. The record also shows 158 shares tied to Restricted Stock Vesting on 03/01/2026 and Fidelity Brokerage Services LLC as the broker. The filing date shown is 05/01/2026.
Reported insider sales by Robert Fauber of 7,847 shares of Common Stock. The filings list sales of 592, 575, 5,213, and 1,467 shares on 02/02/2026, 02/03/2026, 03/03/2026, and 04/01/2026 respectively, producing aggregate proceeds of $3,615,466.12. The schedule also shows securities listed for sale tied to restricted stock vesting and prior option grants.
Moody's Corp reports a Schedule 13G showing Vanguard Capital Management beneficially owns 11,415,565 shares. The filing states this equals 6.41% of common stock as of 03/31/2026, with Vanguard having sole dispositive power over 11,415,565 shares and sole voting power over 1,530,249 shares.