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MOODYS CORP (MCO) director Bruce Van Saun reported two small acquisitions of common stock on September 4, 2026. He received 7 shares as a restricted stock deferred dividend reinvestment accrual and 13.384 shares as an RSU deferred dividend reinvestment accrual, both at no cash cost to him. No Rule 10b5-1 trading plan is reported for these transactions.
MOODYS CORP (MCO) reported that director Vincent A. Forlenza acquired additional equity-linked interests on September 4, 2026. He received 15.1870 shares of Common Stock as an RSU deferred dividend reinvestment accrual and 1.3790 Phantom Stock Units from deferring retainer fees, increasing his direct holdings to 8,778.5640 common shares and 490.3590 phantom units.
The phantom units track common stock value, convert on a one-for-one basis, and are to be settled in cash after his retirement. No Rule 10b5-1 trading plan is reported for these transactions.
MOODYS CORP (symbol: MCO) is the issuer of record for a Form 4 filing submitted to the SEC. Minaya Jose reported acquisition or exercise transactions in this Form 4 filing.
MOODYS CORP (MCO) director Jose Minaya reported compensation-related equity accruals on September 4, 2026. He received an award of 6.081 shares of common stock as an RSU deferred dividend reinvestment accrual, bringing his directly held common stock to 2,914.552 shares. He also accrued 3.454 Phantom Stock Units from deferring retainer fees, increasing his Phantom Stock Unit balance to 1,228.160 units; these units track common stock one-for-one but are to be settled in cash after retirement. No Rule 10b5-1 trading plan is reported.
MOODYS CORP (symbol: MCO) is the issuer of record for a Form 4 filing submitted to the SEC. Esperdy Therese reported acquisition or exercise transactions in this Form 4 filing.
MOODYS CORP (MCO) director Therese Esperdy received an automatic accrual of 10.931 shares of common stock on September 4, 2026 as a restricted stock unit (RSU) deferred dividend reinvestment. After this award, she holds 5,239.396 shares of common stock directly. No Rule 10b5-1 trading plan is reported.
MOODYS CORP (MCO) director Lisa P. Sawicki reported an acquisition of 1.106 shares of common stock on September 4, 2026, as a grant/award tied to an RSU deferred dividend reinvestment accrual. After this transaction, she directly holds 530.312 common shares. No Rule 10b5-1 trading plan is indicated.
MOODYS CORP (MCO) reported that director Leslie Seidman acquired small additional holdings of Common Stock on September 4, 2026 through equity compensation-related accruals. These included 14 shares as a restricted stock deferred dividend reinvestment accrual and 2.118 shares as an RSU deferred dividend reinvestment accrual, both at a reported price of $0.00 per share, indicating non-cash award activity rather than open-market purchases. No Rule 10b5-1 trading plan is reported for these transactions.
MOODYS CORP (MCO) director Jorge A. Bermudez reported stock-based accruals of common stock on September 4, 2026. He acquired 16 shares as a Restricted Stock deferred dividend reinvestment accrual and 1.3 shares as an RSU deferred dividend reinvestment accrual, both at a reported price of $0 per share, held directly. No Rule 10b5-1 trading plan is reported.
MOODYS CORP (MCO) reported that President and CEO Robert Fauber exercised stock options and sold common shares on September 1, 2026 under a pre-arranged trading plan. He exercised options for 592 shares at $113.34 and 575 shares at $167.50 per share, receiving 1,167 common shares, and then sold a total of 1,467 common shares at $501.89 per share, including 300 shares not tied to those option exercises. The filing also reports 22,325 common shares held indirectly in a trust following these transactions.
MOODYS CORP (MCO) has a notice of proposed sale of common stock under Rule 144 for the account of Robert Fauber. The notice covers 1,467 shares of common stock, with an aggregate market value of $736,272.63, out of 173,200,000 shares outstanding, with an approximate sale date of September 1, 2026.
The shares to be sold are tied to 300 shares from Restricted Stock Vesting on March 1, 2026 and 1,167 shares from a Stock Option Exercise on September 1, 2026. The filing also lists prior Rule 144 sales of 1,467 shares each month in June, July, and August 2026.
Moody’s Corporation elected Keith Demmings to its Board of Directors, effective November 1, 2026. Demmings, age 54, is President and Chief Executive Officer of Assurant, Inc. and has served on Assurant’s board since 2022, following nearly three decades in leadership roles across North America, Asia, Europe, and Latin America.
As a non-employee director, he will receive an annual cash retainer of $120,000 and, in November 2026, an annual restricted stock unit award valued at $230,000 under Moody’s 1998 Non-Employee Directors’ Stock Incentive Plan, vesting on the first anniversary of grant. The company states he was not selected pursuant to any arrangement with other persons, has no family relationships with directors or executive officers, and has no related party transactions reportable under Regulation S-K Item 404(a).