Moody’s CEO Robert Fauber sells 1,743 shares

Q: How many MCO shares did Robert Fauber sell, and at what price?

Robert Fauber sold 1,743 shares of Moody’s common stock at $510.75 per share on November 9, 2026, pursuant to a Rule 10b5-1 plan adopted on August 10, 2026.

Q: When do Robert Fauber’s exercised MCO options expire?

The options covering 662 shares expire on February 25, 2029, and the options covering 1,081 shares expire on November 5, 2029.

The option exercises and share sale were reported under a trading plan Robert Fauber adopted on August 10, 2026.

Available on EDGAR 11/10/2026 - 06:23 PM EST Accepted by SEC EDGAR 11/10/2026 - 06:23 PM EST

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Moody’s (MCO) President and CEO Robert Fauber exercised employee stock options covering 662 shares at an exercise price of $173.58 per share and 1,081 shares at $215.07 per share on November 9, 2026, and sold 1,743 common shares at $510.75 per share. The exercises and sale were pursuant to a Rule 10b5-1 plan adopted on August 10, 2026. A holding entry lists 22,325 shares held indirectly in a trust.

Insider Trade Summary 10b5-1

Exercise and Sale: 1,743 shares ($543K approx. pre-tax spread)

Exercise and Sale 5 txns

Insider Fauber Robert

Role President and CEO

Sold 1,743 shs ($890K)

Approx. gross sale proceeds $890K

Approx. exercise cost $347K

Approx. pre-tax spread $543K

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy) ^{F1, F2}	662	$0.00	$0.00
Exercise	Employee Stock Option (right to buy) ^{F1, F2}	1,081	$0.00	$0.00
Exercise	Common Stock ^F1	662	$173.58	$115K
Exercise	Common Stock ^F1	1,081	$215.07	$232K
Sale	Common Stock ^F1	1,743	$510.75	$890K
Holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 11,547 options (Direct); Common Stock — 51,363.918 shares (Direct); Common Stock — 22,325 shares (Indirect, Trust)

Footnotes (2)

F1. Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on August 10, 2026.
F2. One fourth of options vest each year beginning with the date indicated.

Key Figures

Shares sold: 1,743 shares Sale price: $510.75 per share Options exercised: 662 shares +4 more

7 metrics

Shares sold 1,743 shares November 9, 2026

Sale price $510.75 per share November 9, 2026

Options exercised 662 shares Exercise on November 9, 2026

Exercise price $173.58 per share Option exercise on November 9, 2026

Options exercised 1,081 shares Exercise on November 9, 2026

Exercise price $215.07 per share Option exercise on November 9, 2026

Shares held indirectly in a trust 22,325 shares Holding reported on November 9, 2026

Key Terms

Rule 10b5-1 plan, Employee Stock Option (right to buy), vest

3 terms

Rule 10b5-1 plan financial

"Exercise and sale of shares pursuant to a Rule 10b5-1 plan"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Employee Stock Option (right to buy) financial

"Employee Stock Option (right to buy)"

vest technical

"One fourth of options vest each year beginning with the date indicated."

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MCO shares did Robert Fauber sell, and at what price?

Robert Fauber sold 1,743 shares of Moody’s common stock at $510.75 per share on November 9, 2026, pursuant to a Rule 10b5-1 plan adopted on August 10, 2026.

What MCO stock options did Robert Fauber exercise?

On November 9, 2026, Robert Fauber exercised options covering 662 shares at $173.58 per share and options covering 1,081 shares at $215.07 per share.

When do Robert Fauber’s exercised MCO options expire?

The options covering 662 shares expire on February 25, 2029, and the options covering 1,081 shares expire on November 5, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fauber Robert

(Last)

(First)

(Middle)

7 WORLD TRADE CENTER

250 GREENWICH STREET

(Street)

NEW YORK

10007

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/09/2026		M⁽¹⁾		662	A	$173.58	52,025.918	D
Common Stock	11/09/2026		M⁽¹⁾		1,081	A	$215.07	53,106.918	D
Common Stock	11/09/2026		S⁽¹⁾		1,743	D	$510.75	51,363.918	D
Common Stock								22,325	I	Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (right to buy)	$173.58	11/09/2026		M⁽¹⁾			662	02/25/2020⁽²⁾	02/25/2029	Common Stock	662	$0	7,227	D
Employee Stock Option (right to buy)	$215.07	11/09/2026		M⁽¹⁾			1,081	11/05/2020⁽²⁾	11/05/2029	Common Stock	1,081	$0	4,320	D

Explanation of Responses:

1. Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on August 10, 2026.

2. One fourth of options vest each year beginning with the date indicated.

Remarks:

	Elizabeth McCarroll, by power of attorney for Robert Fauber	11/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR