Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.
Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.
Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.
Moody's Corporation reported that executive Michael L. West received 7,272 shares of common stock on settlement of his 2023–2025 performance share award. To cover related taxes, 4,050.119 shares were withheld at a price of $467.49 per share, leaving him with 13,008.98 directly held shares.
Moody's Corporation SVP & Chief Financial Officer Noemie Clemence Heuland reported a tax-related share disposition. On this Form 4, 327.592 shares of common stock were withheld at a price of $467.49 per share to satisfy a tax obligation, leaving 4,186.408 shares held directly.
Moody's Corporation chief accounting officer Jason D. Phillips reported a tax-related share disposition. On March 2, 2026, 207.547 shares of Moody's common stock were withheld at $467.49 per share to satisfy a tax obligation. After this transaction, Phillips directly owned 2,431.0735 common shares.
MCO filing of a Form 144 notifies of 5,213 shares of common stock proposed for sale, tied to restricted stock vesting dated
The excerpt lists multiple recent dispositions by Robert Fauber totaling several small transactions (examples shown: 575 shares on
Moody’s executive Michael L. West, President of Moody’s Investors, exercised employee stock options into a total of 3,327 shares of common stock on February 26, 2026, then sold the same 3,327 shares in open-market transactions at weighted average prices of about $474 per share. Following these transactions, he held 9,787.099 shares of Moody’s common stock directly.
Moody's Corporation director Jose Minaya received an equity grant of company stock. On February 25, 2026, he acquired 500 shares of common stock at a reported price of $0.00 per share, described in a footnote as an exempt grant of restricted stock units. After this award, his direct holdings increased to 2,891.486 shares of Moody's common stock, reflecting stock-based compensation rather than an open-market purchase.
Moody's director Bruce Van Saun reported an exempt equity award. On February 25, 2026, he acquired 500 shares of common stock through a grant of restricted stock units at a stated price of $0.00 per share. Following this grant, his direct holdings total 9,832.221 shares of Moody's common stock.
MOODYS CORP /DE/ director Vincent A. Forlenza received an equity award of 684 shares of common stock on February 25, 2026. The award was recorded at a price of $0.00 per share and is described as an exempt grant of restricted stock units.
Following this grant, Forlenza directly owns a total of 8,724.755 shares of Moody's common stock. This transaction reflects a grant or award acquisition rather than an open-market purchase.
Moody's Corporation director Therese Esperdy received an equity award in the form of restricted stock units. On the reported date, she acquired 500 shares of common stock at a stated price of $0.00 per share through an exempt grant of restricted stock units.
Following this grant, her directly owned common stock holdings increased to 5,200.662 shares. This transaction reflects a grant or award acquisition rather than an open-market purchase or sale.