Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.
Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.
Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.
Moody’s Corporation is asking stockholders to vote at its 2026 virtual Annual Meeting on April 14, 2026. Investors will elect ten directors for one-year terms, ratify KPMG LLP as independent auditor for 2026, and approve an advisory resolution on executive compensation.
The Board highlights strong governance practices, including nine independent nominees, fully independent key committees, annual Board evaluations, and detailed risk, cybersecurity, AI and sustainability oversight. Non-employee directors receive cash retainers and annual RSU grants, with robust stock ownership guidelines tying their interests to long-term stockholder value.
Moody's Corporation reported that executive Michael L. West received 7,272 shares of common stock on settlement of his 2023–2025 performance share award. To cover related taxes, 4,050.119 shares were withheld at a price of $467.49 per share, leaving him with 13,008.98 directly held shares.
Moody's Corporation SVP & Chief Financial Officer Noemie Clemence Heuland reported a tax-related share disposition. On this Form 4, 327.592 shares of common stock were withheld at a price of $467.49 per share to satisfy a tax obligation, leaving 4,186.408 shares held directly.
Moody's Corporation chief accounting officer Jason D. Phillips reported a tax-related share disposition. On March 2, 2026, 207.547 shares of Moody's common stock were withheld at $467.49 per share to satisfy a tax obligation. After this transaction, Phillips directly owned 2,431.0735 common shares.
MCO filing of a Form 144 notifies of 5,213 shares of common stock proposed for sale, tied to restricted stock vesting dated 03/01/2026.
The excerpt lists multiple recent dispositions by Robert Fauber totaling several small transactions (examples shown: 575 shares on 12/03/2025 and 592 shares on 01/02/2026), and shows broker information for Fidelity Brokerage Services LLC.
Moody’s executive Michael L. West, President of Moody’s Investors, exercised employee stock options into a total of 3,327 shares of common stock on February 26, 2026, then sold the same 3,327 shares in open-market transactions at weighted average prices of about $474 per share. Following these transactions, he held 9,787.099 shares of Moody’s common stock directly.