Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.
Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.
Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.
Moody's Corporation director Therese Esperdy received an equity award in the form of restricted stock units. On the reported date, she acquired 500 shares of common stock at a stated price of $0.00 per share through an exempt grant of restricted stock units.
Following this grant, her directly owned common stock holdings increased to 5,200.662 shares. This transaction reflects a grant or award acquisition rather than an open-market purchase or sale.
Moody's director Jorge A. Bermudez reported an exempt grant of 500 shares of common stock, recorded at $0.00 per share and categorized as a grant or award acquisition. Following this transaction, his directly held stake in Moody's common stock increased to a total of 22,896.77 shares.
Dhawan Sumit reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation director Sumit Dhawan reported an award of 500 shares of common stock in the form of an exempt grant of restricted stock units. The grant was recorded at a price of $0.00 per share and increased his directly held position to 927 shares following the transaction.
Serafin Zig reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation director Zig Serafin received an equity award of 500 shares of common stock, described as an exempt grant of restricted stock units. The award was recorded at a price of $0.00 per share, indicating it was a compensation grant rather than an open-market purchase.
After this grant on February 25, 2026, Serafin’s directly held common stock position increased to 3,195 shares. This filing documents a standard director compensation event rather than a discretionary buy or sell transaction.
Seidman Leslie reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation director Leslie Seidman received an equity award. On this Form 4, Seidman reported an exempt grant of 500 shares tied to restricted stock units, recorded as Common Stock at a price of $0.0000 per share. Following this grant, Seidman directly owns 12,149.851 shares of Moody's common stock.
MCO filed a Form 144 reporting proposed sales of common stock. The notice lists broker Fidelity Brokerage Services LLC and identifies proposed transactions dated 02/26/2026, including option‑related sales tied to grants dated 02/17/2022 (2,139) and 02/21/2023 (1,188). The filing is a routine affiliate resale notice under the securities rules.
Moody's Corporation President and CEO Robert Fauber reported equity awards granted on February 23, 2026. He acquired employee stock options covering 25,081 shares as a grant or award, with no cash paid at grant.
On the same date, he also received 7,528 shares of common stock through an exempt grant of restricted stock units. After these awards, his direct common stock holdings reported in this filing total 68,609.984 shares. One fourth of the options vest each year beginning with the indicated grant date.
Steele Richard G reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation senior vice president and general counsel Richard G. Steele reported equity awards and updated holdings. He received an employee stock option grant for 3,079 options with a grant price of $0.00 per share, with one fourth of the options vesting each year beginning on the date indicated. He was also granted 924 shares of common stock through an exempt grant of restricted stock units at no cost. Following these awards, he directly holds 3,079 options and 2,257.722 common shares, and reports 3,612.666 common shares held indirectly through a trust.
West Michael L reported acquisition or exercise transactions in this Form 4 filing.
Moody's Corporation executive Michael L. West reported equity awards that increase his direct ownership. He received an exempt grant of 5,256 Employee Stock Options with a right to buy Moody's common stock, with one fourth of these options vesting each year beginning on the grant date.
West was also granted 1,578 shares of Moody's common stock as restricted stock units, bringing his directly held common stock to 9,787.099 shares after the transaction. Both awards were recorded at a price of $0.00 per share, reflecting their nature as compensation grants rather than open-market purchases.
Moody's Corporation SVP & Chief Financial Officer Noemie Clemence Heuland received new equity awards. On February 23, 2026, she acquired 7,885 employee stock options with an exercise right to buy Moody's shares and 2,366 shares of common stock as an exempt grant of restricted stock units.
According to the filing, one fourth of the options vest each year beginning on the grant date, creating a four-year vesting schedule. After these awards, her directly held common stock position increased to 4,514 shares, and she now directly holds 7,885 stock options under this grant.