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Moody'S Corp SEC Filings

MCO NYSE

Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.

Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.

Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.

On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.

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Moody's Corporation director Jose Minaya received an equity grant of company stock. On February 25, 2026, he acquired 500 shares of common stock at a reported price of $0.00 per share, described in a footnote as an exempt grant of restricted stock units. After this award, his direct holdings increased to 2,891.486 shares of Moody's common stock, reflecting stock-based compensation rather than an open-market purchase.

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Moody's director Bruce Van Saun reported an exempt equity award. On February 25, 2026, he acquired 500 shares of common stock through a grant of restricted stock units at a stated price of $0.00 per share. Following this grant, his direct holdings total 9,832.221 shares of Moody's common stock.

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MOODYS CORP /DE/ director Vincent A. Forlenza received an equity award of 684 shares of common stock on February 25, 2026. The award was recorded at a price of $0.00 per share and is described as an exempt grant of restricted stock units.

Following this grant, Forlenza directly owns a total of 8,724.755 shares of Moody's common stock. This transaction reflects a grant or award acquisition rather than an open-market purchase.

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Moody's Corporation director Therese Esperdy received an equity award in the form of restricted stock units. On the reported date, she acquired 500 shares of common stock at a stated price of $0.00 per share through an exempt grant of restricted stock units.

Following this grant, her directly owned common stock holdings increased to 5,200.662 shares. This transaction reflects a grant or award acquisition rather than an open-market purchase or sale.

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Moody's director Jorge A. Bermudez reported an exempt grant of 500 shares of common stock, recorded at $0.00 per share and categorized as a grant or award acquisition. Following this transaction, his directly held stake in Moody's common stock increased to a total of 22,896.77 shares.

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Dhawan Sumit reported acquisition or exercise transactions in this Form 4 filing.

Moody's Corporation director Sumit Dhawan reported an award of 500 shares of common stock in the form of an exempt grant of restricted stock units. The grant was recorded at a price of $0.00 per share and increased his directly held position to 927 shares following the transaction.

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Serafin Zig reported acquisition or exercise transactions in this Form 4 filing.

Moody's Corporation director Zig Serafin received an equity award of 500 shares of common stock, described as an exempt grant of restricted stock units. The award was recorded at a price of $0.00 per share, indicating it was a compensation grant rather than an open-market purchase.

After this grant on February 25, 2026, Serafin’s directly held common stock position increased to 3,195 shares. This filing documents a standard director compensation event rather than a discretionary buy or sell transaction.

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Seidman Leslie reported acquisition or exercise transactions in this Form 4 filing.

Moody's Corporation director Leslie Seidman received an equity award. On this Form 4, Seidman reported an exempt grant of 500 shares tied to restricted stock units, recorded as Common Stock at a price of $0.0000 per share. Following this grant, Seidman directly owns 12,149.851 shares of Moody's common stock.

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MCO filed a Form 144 reporting proposed sales of common stock. The notice lists broker Fidelity Brokerage Services LLC and identifies proposed transactions dated 02/26/2026, including option‑related sales tied to grants dated 02/17/2022 (2,139) and 02/21/2023 (1,188). The filing is a routine affiliate resale notice under the securities rules.

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Moody's Corporation President and CEO Robert Fauber reported equity awards granted on February 23, 2026. He acquired employee stock options covering 25,081 shares as a grant or award, with no cash paid at grant.

On the same date, he also received 7,528 shares of common stock through an exempt grant of restricted stock units. After these awards, his direct common stock holdings reported in this filing total 68,609.984 shares. One fourth of the options vest each year beginning with the indicated grant date.

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FAQ

How many Moody'S (MCO) SEC filings are available on StockTitan?

StockTitan tracks 116 SEC filings for Moody'S (MCO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Moody'S (MCO)?

The most recent SEC filing for Moody'S (MCO) was filed on February 26, 2026.

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