Moody's Corporation director Jose Minaya reported routine equity-related awards. He acquired 6.627 shares of common stock at no cost through an RSU deferred dividend reinvestment accrual, bringing his direct common stock holdings to 2,908.471 shares.
He also acquired 3.562 Phantom Stock Units arising from his election to defer receipt of retainer fees, at a reference price of 451.3500 per unit. These units track common stock on a one-for-one basis and are to be settled in cash after his retirement, increasing his phantom unit balance to 1,163.026 units.
Moody's Corporation director Therese Esperdy reported a small routine equity award. On June 5, 2026, she acquired 11.913 shares of Moody's common stock, recorded at $0.00 per share, as a grant categorized as an RSU deferred dividend reinvestment accrual. Following this award, her directly held common stock position increased to 5,228.465 shares. This filing reflects a compensation-related share accrual rather than an open-market purchase or sale.
Moody's Corporation director Lisa P. Sawicki reported an acquisition of common stock through a compensation-related adjustment. On June 5, 2026, she received 1.206 shares of Common Stock at a price of $0.00 per share, described as an RSU deferred dividend reinvestment accrual. Following this small award, her direct holdings increased to 529.206 shares of Moody's common stock, reflecting a routine, non-market grant rather than an open-market purchase.
Moody's Corporation director Leslie Seidman reported two small share awards of common stock. On June 5, 2026, she acquired 2.308 shares and 16 shares at no cost, both described as restricted stock and RSU deferred dividend reinvestment accruals, reflecting routine, non-market compensation-related transactions.
Moody's Corporation director Jorge A. Bermudez reported two compensation-related acquisitions of common stock on June 5, 2026. He received 1.416 shares as a restricted stock deferred dividend reinvestment accrual and 19 shares as an RSU deferred dividend reinvestment accrual, both at a stated price of $0.00 per share. Following these awards, he directly holds a total of 22,938.668 shares of Moody's common stock.
Moody's Corporation senior vice president and general counsel Richard G. Steele reported an open-market sale of 158 shares of Common Stock at $453.67 per share. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by Mr. Steele on July 29, 2025.
Following the sale, he holds 1,984.88 Moody's shares directly and 3,612.666 shares indirectly through a trust, indicating that the transaction represents only a small portion of his overall reported holdings.
Moody's Corporation President and CEO Robert Fauber reported option exercises and share sales in common stock of the company. He exercised employee stock options covering 575 shares at $167.5000 per share and 592 shares at $113.3400 per share, acquiring a total of 1,167 shares. On the same date, he sold 1,467 shares in open-market transactions at $453.6700 per share, pursuant to a Rule 10b5-1 trading plan adopted on July 30, 2025. Following these transactions, he holds 52,563.918 shares directly and 22,325 shares indirectly through a trust.
MCO filed a Form 144 reporting Rule 144 sales of Common Stock tied to restricted stock vesting and brokered holdings. The notice lists three reported dispositions by Richard Steele: 03/03/2026 (375 shares), 04/01/2026 (158 shares), and 05/01/2026 (158 shares).
Robert Fauber submitted a Form 144 notice reporting intended and recent transactions in Common Stock of MCO. The filing lists proposed sales tied to vesting and option exercises and discloses recent sales of 5,213 and two blocks of 1,467 shares on 03/03/2026, 04/01/2026, and 05/01/2026.
The filing identifies specific grant/vesting events dated 03/01/2026, 02/23/2017, and 02/16/2018 and shows cash proceeds for the recent sales as listed in the table.
Moody's Corporation reported a Schedule 13G/A showing TCI Fund Management Ltd and Christopher Hohn collectively hold 8.21% of Common Stock. The filing states the Reporting Persons beneficially own 14,334,027 shares based on March 31, 2026 outstanding share data.
The ownership is reported as shared voting and dispositive power through The Children's Investment Master Fund and CIFF, with the 174,676,438 shares outstanding figure used to calculate the 8.21% stake.