Moody’s officer proposes $69.2K share sale

Accepted by SEC EDGAR 04/01/2026 - 12:45 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Moody’s Corporation (MCO) is named as the issuer in a notice listing officer Richard Steele’s proposed sale of 158 common shares, with an aggregate market value of $69,167.66 and an approximate sale date of April 1, 2026; Fidelity Brokerage Services LLC is named as the broker. The shares were acquired from the issuer through restricted stock vesting on March 1, 2026, as compensation. The notice also lists 375 common shares sold on March 3, 2026, for gross proceeds of $171,266.25 during the past three months. The reported Rule 10b5-1 plan adoption or instruction date is July 29, 2025.

Key Figures

Proposed sale: 158 common shares Aggregate market value: $69,167.66 Prior shares sold: 375 common shares +3 more

6 metrics

Proposed sale 158 common shares Approximate sale date: April 1, 2026

Aggregate market value $69,167.66 For the proposed sale

Prior shares sold 375 common shares Sale date: March 3, 2026

Gross proceeds $171,266.25 From the March 3, 2026 sale

Shares acquired through restricted stock vesting 158 common shares March 1, 2026

Rule 10b5-1 plan adoption or instruction date July 29, 2025 Date reported for the plan adoption or instruction

Key Terms

Restricted Stock Vesting, Rule 10b5-1, Aggregate Market Value, Gross Proceeds

4 terms

Restricted Stock Vesting technical

"Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 10b5-1 regulatory

"If Relying on Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Aggregate Market Value financial

"Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Gross Proceeds financial

"Gross Proceeds"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MCO shares does Richard Steele propose to sell?

Richard Steele’s proposed sale covers 158 common shares, with an aggregate market value of $69,167.66 and an approximate sale date of April 1, 2026. Fidelity Brokerage Services LLC is named as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001990258
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOODYS CORP /DE/
SEC File Number	001-14037
Address of Issuer	7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NEW YORK 10007
Phone	2125530300
Name of Person for Whose Account the Securities are To Be Sold	Steele Richard G
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	158	69167.66	177300000	04/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			158	03/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Steele 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	03/03/2026	375	171266.25

144: Remarks and Signature

Remarks
Date of Notice	04/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/29/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Richard Steele
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)